-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SitLpcva275K58EwWEVuzC1UmCLEfl4XWEzMZPm1BJJ1lbVSrgQWDmzSvFXEzTGc mzWjygr/GfEAOB/E2MloBg== 0000897069-02-000123.txt : 20020414 0000897069-02-000123.hdr.sgml : 20020414 ACCESSION NUMBER: 0000897069-02-000123 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEELEY ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001056504 IRS NUMBER: 363160361 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06810 FILM NUMBER: 02537445 BUSINESS ADDRESS: STREET 1: 401 SOUTH LASALLE STREET STREET 2: STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 3127865000 MAIL ADDRESS: STREET 1: KELLEY ASSET MANAGEMENT CORP STREET 2: 401 S LASALLE ST STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 13F-HR 1 slp220.txt 13F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ x ]; Amendment Number: This Amendment (Check only one.): [ x ] is a restatement. [ ] adds new holdings entries. Institutional investment Manager Filing this Report: Name: Keeley Asset Management Corp. Address: 401 S. LaSalle Street Suite 1201 Chicago, IL 60605 13F File Number: 28-6810 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John L. Keeley, Jr. Title: President Phone: 312-786-5000 Signature, Place, and Date of Signing: John L. Keeley, Jr., Chicago, IL, February 12, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT List of other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 196 Form 13F Information Table Value Total: 846,265 List of Other Included Managers: None
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OFCUSIP (X1000) PRN AMT PRN CALL DISCRETIMANAGER SOLE SHARED NONE AG Services Amer Inc COM 001250109 3,004 273,060SH SOLE 168,560 104,500 Ackerley Group Inc COM 004527107 1,814 103,645SH SOLE 103,645 Alleghany Corp COM 017175100 3,065 15,924SH SOLE 5,935 9,989 Allegiant Bancorp Inc COM 017476102 301 21,900SH SOLE 21,900 Allstate Corp COM 020002101 5,666 168,135SH SOLE 73,635 94,500 American Financial Hldgs Inc COM 026075101 89,756 67,325SH SOLE 32,325 35,000 Amerus Group Co COM 03072m108 215 6,000SH SOLE 6,000 Anadarko Pete Corp. COM 032511107 432 7,605SH SOLE 7,605 Apache Corp COM 037411105 4,294 86,086SH SOLE 27,236 58,850 Arch Chemicals Inc. COM 03937r102 5,568 239,995SH SOLE 85,295 154,700 Archer Daniels Midland COM 039483102 287 20,018SH SOLE 20,018 Avalon Holdings Corp. Cl A COM 05343p109 668 234,400SH SOLE 149,400 85,000 Axcelis Technologies Inc. COM 054540109 3,050 236,630SH SOLE 195,330 41,300 Aztar COM 054802103 3,010 164,500SH SOLE 71,000 93,500 BKF Capital Group Inc. COM 05548g102 603 21,000SH SOLE 21,000 Banc One Corp. COM 06423a103 273 7,000SH SOLE 7,000 Barra Inc. COM 068313105 2,602 55,250SH SOLE 40,250 15,000 Berkshire Hills Bancorp Inc. COM 084680107 5,865 289,625SH SOLE 196,925 92,700 Blackrock Inc CL A 09247x101 1,220 29,260SH SOLE 26,060 3,200 Boston Private Financial HldgCOM 101119105 5,802 262,880SH SOLE 180,880 82,000 Bowne & Co Inc COM 103043105 4,265 333,235SH SOLE 203,435 129,800 Broadwing Inc COM 111620100 257 27,000SH SOLE 27,000 Brookline Bancorp Inc COM 113739106 5,674 345,145SH SOLE 201,745 143,400 CFS Bancorp COM 12525d102 6,344 442,096SH SOLE 275,232 166,864 CNA Surety Corp COM 12612L108 5,421 349,770SH SOLE 216,970 132,800 CSX Corp COM 126408103 210 6,000SH SOLE 6,000 Cuno Inc COM 126583103 2,158 70,750SH SOLE 35,250 35,500 Catellus Developement COM 149111106 8,293 450,685SH SOLE 258,685 192,000 Cendant Corp. COM 151313103 6,723 342,845SH SOLE 148,145 194,700 Central Parking Corp COM 154785109 4,666 237,565SH SOLE 135,965 101,600 Ceridian Corp COM 156779100 7,173 382,580SH SOLE 176,580 206,000 Certegy Inc COM 156880106 7,411 216,579SH SOLE 96,039 120,540 Chemed Corp COM 163596109 7,546 222,610SH SOLE 104,110 118,500 Chesapeake Corp COM 165159104 514 18,500SH SOLE 18,500 Chesapeake Energy COM 165167107 198 30,000SH SOLE 30,000 Chesterfield Financial Corp COM 166435107 3,578 218,820SH SOLE 195,620 23,200 Chicago Bridge & Iron CompanyNY REGIS167250109 7,844 293,800SH SOLE 194,100 99,700 Choice Hotels Holding Inc COM 169905106 13,161 594,155SH SOLE 309,855 284,300 Cincinnati Financial COM 172062101 4,170 109,305SH SOLE 47,805 61,500 Circor Intl Inc COM 17273k109 2,754 149,255SH SOLE 101,855 47,400 Cisco System COM 17275R102 217 12,000SH SOLE 12,000 Citigroup Inc COM 172967101 1,132 22,415SH SOLE 22,415 Citizens Communications COM 17453b101 10,154 952,536SH SOLE 502,136 450,400 Citizens First Bancorp COM 17461r106 3,562 226,875SH SOLE 141,375 85,500 Comerica COM 200340107 1,375 24,000SH SOLE 24,000 Comstock Resources Inc. COM 205768203 2,284 326,275SH SOLE 182,275 144,000 Connecticut Bankshares COM 207540105 646 25,000SH SOLE 25,000 Corning Inc COM 219350105 410 45,950SH SOLE 45,950 Corus Bankshares Inc COM 220873103 227 5,000SH SOLE 5,000 Cox Communications, Inc. CL A 224044107 3,650 87,100SH SOLE 71,600 15,500 Crane Co. COM 224399105 5,296 206,555SH SOLE 80,555 126,000 Curtiss-Wright CL B 231561408 535 11,507SH SOLE 6,559 4,948 Cypress Semiconductor Corp. COM 232806109 199 10,000SH SOLE 10,000 DTE Energy Co COM 233331107 214 5,100SH SOLE 5,100 Darden Restaurants COM 237194105 340 9,600SH SOLE 9,600 Dell Computer COM 247025109 217 8,000SH SOLE 8,000 Delphi Automotive Systems COM 247126105 3,155 230,935SH SOLE 112,935 118,000 Deltic Timber Corp COM 247850100 4,874 177,865SH SOLE 112,165 65,700 Deluxe Corp. COM 248019101 229 5,500SH SOLE 5,500 Diebold Inc COM 253651103 376 9,300SH SOLE 9,300 Dollar Gen Corp. COM 256669102 165 11,100SH SOLE 11,100 Dover Corp. COM 260003108 4,164 112,340SH SOLE 46,840 65,500 Dun & Bradstreet COM 26483e100 16,494 467,249SH SOLE 245,949 221,300 E M C Corp COM 268648102 202 15,000SH SOLE 15,000 Edwards Lifesciences Corp. COM 28176e108 276 10,000SH SOLE 10,000 EFunds Corp COM 28224r101 152 11,042SH SOLE 11,042 Emcor Group Inc. COM 29084q100 4,145 91,300SH SOLE 60,800 30,500 Encore Acquisition Co. COM 29255w100 406 30,500SH SOLE 30,500 Energizer Holdings Inc. COM 29266r108 5,296 278,015SH SOLE 80,115 197,900 Equifax Inc. COM 294429105 7,742 320,595SH SOLE 145,145 175,450 Equity Residential PropertiesSH BEN I29476l107 270 9,400SH SOLE 9,400 Evergreen Resource Inc. COM 299900308 3,813 98,765SH SOLE 79,215 19,550 Federal Agric Mtg Corp CL C 313148306 12,045 297,415SH SOLE 219,315 78,100 Fidelity National Financial ICOM 316326107 781 31,500SH SOLE 31,500 Financial Inds. Corp. COM 317574101 203 15,000SH SOLE 15,000 First Niagara Financial COM 33582u100 4,482 266,300SH SOLE 131,800 134,500 First Oak Brook Bancshares COM 335847208 217 9,000SH SOLE 9,000 Fleetboston Financial Corp COM 339030108 274 7,500SH SOLE 7,500 Florida East Coast IndustriesCL B 340632207 2,157 103,189SH SOLE 39,189 64,000 Flowers Foods Inc COM 343498101 15,981 400,324SH SOLE 216,524 183,800 Flowserve Corp. COM 34354p105 4,522 169,935SH SOLE 106,935 63,000 Fording Inc COM 345426100 1,695 94,850SH SOLE 56,850 38,000 Fortune Brands COM 349631101 6,318 159,575SH SOLE 77,075 82,500 Furniture Brands Int'l Inc COM 360921100 4,926 153,835SH SOLE 103,335 50,500 Gabelli Asset Management Inc.CL A 36239y102 216 5,000SH SOLE 5,000 Gaylord Entmt Co. COM 367905106 7,063 287,105SH SOLE 130,305 156,800 Gencorp COM 368682100 1,319 93,500SH SOLE 46,500 47,000 Getty Realty Corporation COM 374297109 1,598 84,800SH SOLE 84,800 Gray Communications Systems ICOM 389190109 430 31,000SH SOLE 31,000 Greater Bay Bancorp COM 391648102 214 7,500SH SOLE 7,500 Greater Del VY Hldgs COM 391688108 226 8,250SH SOLE 8,250 Greenpoint Financial Corp COM 395384100 4,382 122,570SH SOLE 61,070 61,500 Griffon Corp COM 398433102 6,580 438,670SH SOLE 306,170 132,500 Guidant Corp COM 401698105 279 5,600SH SOLE 5,600 Hancock John Financial ServicCOM 41014s106 14,327 346,895SH SOLE 178,495 168,400 Harbor FL Bancshares COM 411901101 2,867 168,650SH SOLE 92,250 76,400 Harris Corp COM 413875105 241 7,900SH SOLE 7,900 Hartford Financial Svcs GroupCOM 416515104 6,308 100,405SH SOLE 43,905 56,500 Hearst-Argyle Television COM 422317107 4,425 205,250SH SOLE 83,750 121,500 Hudson City Bancorp Inc. COM 443683107 3,768 143,000SH SOLE 91,000 52,000 Hudson River Bancorp Inc COM 444128102 3,979 181,680SH SOLE 153,480 28,200 ITT Corp. COM 450911102 8,168 161,745SH SOLE 87,245 74,500 Intel COM 458140100 252 8,000SH SOLE 8,000 Interactive Data Corp. COM 45840j107 4,482 316,955SH SOLE 255,955 61,000 Interstate Bakeries COM 46072H108 9,353 386,810SH SOLE 201,610 185,200 Investment Technology COM 46145f105 5,456 139,650SH SOLE 85,650 54,000 Jefferies Group Inc. COM 472319102 7,126 168,425SH SOLE 112,225 56,200 Journal Register Co COM 481138105 4,864 231,200SH SOLE 137,200 94,000 Joy Global Inc COM 481165108 4,934 293,690SH SOLE 202,040 91,650 Kansas City Southern Ind Inc COM 485170302 7,909 559,724SH SOLE 383,374 176,350 KB Home COM 48666k109 12,281 306,270SH SOLE 140,470 165,800 Key Energy Service COM 492914106 2,020 219,605SH SOLE 146,405 73,200 Key3Media Group Inc COM 49326r104 95 17,760SH SOLE 17,760 Lennar Corp COM 526057104 16,870 360,315SH SOLE 186,715 173,600 Liberty Media Corp COM SER 530718105 4,496 321,110SH SOLE 148,110 173,000 Limited Inc COM 532716107 1,089 73,990SH SOLE 73,990 London Pacific Group Ltd. COM 542073101 99 25,000SH SOLE 25,000 MDC Holdings COM 552676108 2,432 64,350SH SOLE 41,250 23,100 Magnum Hunter Res COM 55972f203 3,507 422,555SH SOLE 303,055 119,500 Manitowoc Company Inc. COM 563571108 5,256 168,990SH SOLE 104,790 64,200 Marriott Intl CL A 571903202 6,458 158,850SH SOLE 67,850 91,000 Martin Marietta Mater COM 573284106 5,078 108,970SH SOLE 45,970 63,000 Masco Corp. COM 574599106 4,904 200,170SH SOLE 101,670 98,500 Massey Energy Co. COM 576206106 3,299 159,160SH SOLE 114,360 44,800 McDermott Int'l COM 580037109 5,825 474,750SH SOLE 303,750 171,000 Media General Inc CL A 584404107 6,331 127,050SH SOLE 62,550 64,500 Mellon Financial Corp. COM 58551a108 229 6,100SH SOLE 6,100 Meredith Corp. COM 589433101 6,852 192,205SH SOLE 97,205 95,000 Methode Electrs CL A 591520200 3,466 433,195SH SOLE 343,895 89,300 MetLife Inc COM 59156r108 8,184 258,340SH SOLE 101,340 157,000 Mettler-Toledo Intl. COM 592688105 239 4,600SH SOLE 4,600 Midas Inc. COM 595626102 230 20,000SH SOLE 20,000 Mony Group Inc. COM 615337102 10,483 303,250SH SOLE 157,450 145,800 Moody Corp COM 615369105 9,362 234,880SH SOLE 84,880 150,000 Moog Inc. CL A 615394202 1,308 60,000SH SOLE 32,250 27,750 Moog Inc. CL B 615394301 441 16,500SH SOLE 16,500 Morgan Group CL A 617358106 135 55,300SH SOLE 55,300 Morgan Stanley Dean Witter DiCOM 617446448 280 5,000SH SOLE 5,000 National Semiconductor COM 637640103 246 8,000SH SOLE 8,000 Neiman Marcus Group CL B 640204301 2,656 89,415SH SOLE 69,415 20,000 New York Times CL A 650111107 411 9,505SH SOLE 9,505 Nortek Inc COM 656559101 3,355 120,240SH SOLE 90,540 29,700 Occidental Petroleum COM 674599105 6,360 239,720SH SOLE 83,520 156,200 Ocean Energy Inc COM 67481e106 2,629 136,940SH SOLE 79,440 57,500 OceanFirst Financial Corp COM 675234108 580 24,000SH SOLE 24,000 Old Republic Intl COM 680223104 12,594 449,635SH SOLE 230,635 219,000 Oregon Trail Financial COM 685932105 562 32,000SH SOLE 32,000 Pico Holdings Inc. COM 693366205 2,247 179,775SH SOLE 99,275 80,500 Patterson Dental Co. COM 703412106 254 6,200SH SOLE 6,200 Paxson Communications Corp COM 704231109 4,359 417,140SH SOLE 251,140 166,000 Pepsi Bottling Group Inc. COM 713409100 8,039 342,070SH SOLE 131,570 210,500 PepsiAmericas Inc COM 71343p200 3,710 268,835SH SOLE 120,335 148,500 Pepsico Inc COM 713448108 6,983 143,415SH SOLE 62,415 81,000 Phoenix Cos Inc COM 71902e109 1,539 83,190SH SOLE 47,190 36,000 Principal Financial Group IncCOM 74251v102 5,782 240,901SH SOLE 111,901 129,000 Providence & Worcester RR COM 743737108 1,731 256,405SH SOLE 175,205 81,200 Provident Finl Holding Inc COM 743868101 728 28,000SH SOLE 28,000 Prudential Financial Inc. COM 744320102 6,218 187,350SH SOLE 101,350 86,000 Pulitzer Pubg Co COM 745769109 5,288 103,695SH SOLE 64,695 39,000 Pure Resources Inc COM 74622e102 5,686 282,878SH SOLE 183,278 99,600 RH Donnelly Corp. COM 74955w307 6,773 233,140SH SOLE 148,640 84,500 Ralcorp Holdings Inc COM 751028101 6,766 298,075SH SOLE 208,075 90,000 Regional Bk Holders Trust DEPOSITO75902e100 281 2,500SH SOLE 2,500 Roslyn Bancorp COM 778162107 3,969 226,800SH SOLE 226,800 Ryder Systems COM 783549108 3,677 166,000SH SOLE 60,000 106,000 SPX Corp COM 784635104 222 1,621SH SOLE 1,621 St. Joe Corp. COM 790148100 7,131 256,975SH SOLE 135,875 121,100 Sara Lee Corp COM 803111103 6,682 300,565SH SOLE 128,565 172,000 Schwab Corp COM 808513105 257 16,600SH SOLE 16,600 Stancorp Financial Corp COM 852891100 5,531 117,050SH SOLE 80,050 37,000 Steak N Shake COM 857873103 1,665 150,775SH SOLE 26,275 124,500 Sun Microsystems COM 866810104 221 18,000SH SOLE 18,000 Sybron Dental Specialties IncCOM 871142105 11,345 525,710SH SOLE 301,110 224,600 Tasty Baking COM 876553306 4,902 276,925SH SOLE 164,865 112,060 Texas Instruments COM 882508104 347 12,400SH SOLE 12,400 Textron COM 883203101 6,430 155,090SH SOLE 66,590 88,500 Thomas & Betts Corp. COM 884315102 3,187 150,685SH SOLE 71,785 78,900 Thomas Indust COM 884425109 3,138 125,500SH SOLE 125,500 Timken Co. COM 887389104 2,973 183,740SH SOLE 129,040 54,700 Tyco Intl Inc. COM 902124106 9,959 169,089SH SOLE 83,089 86,000 Tyler Corp COM 902252105 674 148,110SH SOLE 148,110 Union Pacific Corp COM 907818108 5,094 89,370SH SOLE 42,870 46,500 Unitrin Inc COM 913275103 12,091 305,940SH SOLE 169,140 136,800 Viacom Inc CL B 925524308 7,592 171,955SH SOLE 90,455 81,500 Viad Corp COM 92552R109 4,413 186,370SH SOLE 83,370 103,000 Wabtec COM 929740108 2,110 171,550SH SOLE 163,150 8,400 Waddell & Reed Fin CL A 930059100 12,756 396,135SH SOLE 214,835 181,300 Wal Mart Stores COM 931142103 357 6,200SH SOLE 6,200 Walter Industries COM 93317Q105 6,148 543,600SH SOLE 258,100 285,500 Water Pik Technologies Inc. COM 94113u100 2,756 317,105SH SOLE 225,605 91,500 Watts Industries Inc. CL A 942749102 942 62,820SH SOLE 56,020 6,800 Waypoint Financial COM 945756103 2,564 170,010SH SOLE 128,010 42,000 Willbros Group Inc COM 969199108 7,178 448,650SH SOLE 288,650 160,000 Zale Corp COM 988858106 7,761 185,305SH SOLE 89,305 96,000 WP Stewart & Co. Ltd. COM g84922106 2,457 93,776SH SOLE 32,826 60,950 Transocean Sedco Forex Inc COM g90078109 271 8,000SH SOLE 8,000
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