-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGAAwxQcpzrQf23GZpizWzaIJlE3MlOAakfCDGQ4qIYj55asiGv8HDLsA9GRFEN6 3xnU9a2CxU6LRsI0g2Iz7w== 0000897069-01-500361.txt : 20021122 0000897069-01-500361.hdr.sgml : 20021122 20010813160200 ACCESSION NUMBER: 0000897069-01-500361 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEELEY ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001056504 IRS NUMBER: 363160361 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06810 FILM NUMBER: 01706780 BUSINESS ADDRESS: STREET 1: 401 SOUTH LASALLE STREET STREET 2: STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 3127865000 MAIL ADDRESS: STREET 1: KELLEY ASSET MANAGEMENT CORP STREET 2: 401 S LASALLE ST STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 13F-HR/A 1 slp74a.txt AMENDMENT TO FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ x ]; Amendment Number: This Amendment (Check only one.): [ x ] is a restatement. [ ] adds new holdings entries. Institutional investment Manager Filing this Report: Name: Keeley Asset Management Corp. Address: 401 S. LaSalle Street Suite 1201 Chicago, IL 60605 13F File Number: 28-6810 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John L. Keeley, Jr. Title: President Phone: 312-786-5000 Signature, Place, and Date of Signing: John L. Keeley, Jr., Chicago, IL, August 13, 2001 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT List of other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 200 Form 13F Information Table Value Total: 774,543 List of Other Included Managers: None VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASSCUSIP (X1000PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE AG Services Amer Inc COM 001250109 2240 284160SH SOLE 166560 117600 AT&T Corp Liberty Media GrCOM 001957208 6161 352250SH SOLE 193250 159000 Ackerley Group Inc COM 004527107 1982 176785SH SOLE 161885 14900 Alleghany Corp COM 017175100 3131 15424SH SOLE 5935 9489 Alliance Bancorp COM 01852j105 1680 57000SH SOLE 57000 Allstate Corp COM 020002101 9593 218075SH SOLE 102075 116000 American Financial Group ICOM 025932104 4344 144800SH SOLE 70300 74500 American Financial Hldgs ICOM 026075101 1799 76250SH SOLE 34250 42000 American Physicians CapitaCOM 028884104 634 32500SH SOLE 32500 Amerus Group Co COM 03072m108 248 7000SH SOLE 7000 Anthricite Capital Inc. COM 037023108 111 10000SH SOLE 10000 Apache Corp COM 037411105 3339 65790SH SOLE 21790 44000 Arch Chemicals Inc. COM 03937r102 5330 244125SH SOLE 81525 162600 Avalon Holdings Corp. CL A 05343p109 699 232900SH SOLE 147900 85000 Axcelis Technologies Inc. COM 054540109 3525 238145SH SOLE 198845 39300 BKF Capital Group Inc. COM 05548g102 697 21000SH SOLE 21000 BJ's Wholesale Club COM 05548j106 373 7000SH SOLE 7000 Barra Inc. COM 068313105 3561 87750SH SOLE 48750 39000 Berkshire Hills Bancorp InCOM 084680107 5347312716.43SH SOLE 194216.438 118500 Blackrock Inc COM 09247x101 1175 34260SH SOLE 31060 3200 Blockbuster Inc. COM 093679108 2942 161230SH SOLE 71730 89500 Boston Private Financial HCOM 101119105 6743 301005SH SOLE 184005 117000 Bowne & Co Inc COM 103043105 845 73460SH SOLE 63460 10000 Broadwing Inc COM 111620100 4676 191235SH SOLE 73235 118000 Brookline Bancorp Inc COM 113739106 4848 345330SH SOLE 195530 149800 CFS Bancorp COM 12525d102 6140 443913SH SOLE 271049 172864 CNA Surety Corp COM 12612L108 5103 364515SH SOLE 210455 154060 Cuno Inc COM 126583103 2288 76250SH SOLE 36750 39500 CVS Corp COM 126650100 4903 127030SH SOLE 58530 68500 Capitol Federal Financial COM 14057c106 7615 393960SH SOLE 220960 173000 Carnival Corp. COM 143658102 212 6900SH SOLE 6900 Cendant Corp. COM 151313103 6705 343855SH SOLE 142755 201100 Central Parking Corp COM 154785109 4641 248185SH SOLE 129485 118700 Ceridian Corp COM 156779100 7337 382735SH SOLE 167635 215100 Chemed Corp COM 163596109 7883 218110SH SOLE 100110 118000 Chesterfield Financial CorCOM 166435107 2822 189540SH SOLE 166340 23200 Chicago Bridge & Iron CompCOM 167250109 9794 289335SH SOLE 169635 119700 Chieftain Intl. Inc. COM 16867c101 2093 72845SH SOLE 52445 20400 Choice Hotels Holding Inc COM 169905106 9287 619110SH SOLE 311710 307400 Cincinnati Financial COM 172062101 4181 105845SH SOLE 46345 59500 Circor Intl Inc COM 17273k109 2891 160205SH SOLE 94205 66000 Citigroup Inc COM 172967101 575 10888SH SOLE 10888 Citizens Communications COM 17453b101 11130 925142SH SOLE 463642 461500 Citizens First Bancorp COM 17461r106 3278 223720SH SOLE 136220 87500 Comerica COM 200340107 213 3702.836SH SOLE 3702.836 Connecticut Bankshares COM 207540105 628 24000SH SOLE 24000 Countrywide Credit COM 222372104 344 7500SH SOLE 7500 Cox Communications, Inc CL A 224044107 4209 95000SH SOLE 79500 15500 Crane Co. COM 224399105 6137 197955SH SOLE 74955 123000 DTE Energy Co COM 233331107 237 5100SH SOLE 5100 Darden Restaurants COM 237194105 603 21600SH SOLE 21600 Delphi Automotive Systems COM 247126105 3989 250350SH SOLE 114850 135500 Deltic Timber Corp COM 247850100 5335 185265SH SOLE 107165 78100 Deluxe Corp. COM 248019101 520 18000SH SOLE 18000 Devon Energy Corp. COM 25179m103 4316 82203SH SOLE 34703 47500 Diebold Inc COM 253651103 33510409.237SH SOLE 10409.237 Dollar Gen Corp. COM 256669102 216 11100SH SOLE 11100 Dover Corp. COM 260003108 3920 104130SH SOLE 41630 62500 Dun & Bradstreet COM 26483e100 13706 486034SH SOLE 244234 241800 Earthgrains Co COM 270319106 8699 334575SH SOLE 203575 131000 Edwards Lifesciences Corp.COM 28176e108 264 10000SH SOLE 10000 EFunds Corp COM 28224r101 205 11042SH SOLE 11042 Elan Plc ADR 284131208 305 5000SH SOLE 5000 Emcor Group Inc. COM 29084q100 4794 132600SH SOLE 86100 46500 Emerson Electric Co. COM 291011104 206 3400SH SOLE 3400 Energizer Holdings Inc. COM 29266r108 8542 372205SH SOLE 159405 212800 Equifax Inc. COM 294429105 7711 210225SH SOLE 88925 121300 Equity Residential PropertSH BEN INT 29476l107 297 5244.577SH SOLE 5244.577 Evergreen Resource Inc. COM 299900308 3810 100255SH SOLE 78805 21450 Federal Agric Mtg Corp CL C 313148306 10228 319845SH SOLE 223145 96700 Fidelity Bankshares Inc COM 316047109 174 12082SH SOLE 12082 First Niagara Financial COM 33582u100 4058 261300SH SOLE 119300 142000 First Oak Brook BancsharesCOM 335847208 223 10000SH SOLE 10000 First SecurityFed COM 336392105 187 10000SH SOLE 10000 Florida East Coast IndustrCL B 340632207 4131 117019SH SOLE 45719 71300 Flowers Foods Inc COM 343498101 13778 439500SH SOLE 232600 206900 Flowserve Corp. COM 34354p105 5575 181295SH SOLE 106295 75000 Fortune Brands COM 349631101 5979 155860SH SOLE 76360 79500 Furniture Brands Int'l IncCOM 360921100 4667 166665SH SOLE 103165 63500 Gabelli Asset Management ICL A 36239y102 206 5000SH SOLE 5000 Gaylord Entmt Co. COM 367905106 7951 276080SH SOLE 118280 157800 Gencorp COM 368682100 915 71500SH SOLE 46500 25000 General Electric Co COM 369604103 366 7500SH SOLE 7500 Getty Realty Corporation COM 374297109 1787 93300SH SOLE 81800 11500 Grant Prideco Inc. COM 38821g101 3330 190430SH SOLE 110930 79500 Gray Communications SystemCOM 389190109 590 31000SH SOLE 31000 Greenpoint Financial Corp COM 395384100 4528 117930SH SOLE 54430 63500 Griffon Corp COM 398433102 4959 450865SH SOLE 292465 158400 Hancock John Financial SerCOM 41014s106 14545 361275SH SOLE 192875 168400 Harbor FL Bancshares COM 411901101 3249 169650SH SOLE 92250 77400 Harris Corp COM 413875105 215 7900SH SOLE 7900 Hartford Financial Svcs GrCOM 416515104 6673 97555SH SOLE 43055 54500 Health Mgmt Assoc CL A 421933102 406 19300SH SOLE 19300 Hearst-Argyle Television COM 422317107 3846 192320SH SOLE 74820 117500 Heller Financial Inc CL A 423328103 256 6400SH SOLE 6400 Hudson City Bancorp Inc. COM 443683107 3810 165000SH SOLE 103000 62000 Hudson River Bancorp Inc COM 444128102 3397 187680SH SOLE 153480 34200 I C H Corp. COM 44926L300 639 152100SH SOLE 119100 33000 ITT Corp. COM 450911102 7031 158890SH SOLE 86890 72000 Intimate Brands Inc. CL A 461156101 163 10800SH SOLE 10800 Investment Technology COM 46145f105 5411 107600SH SOLE 63600 44000 Jefferies Group Inc. COM 472319102 5878 181425SH SOLE 114225 67200 John Nuveen Co CL A 478035108 285 5026.355SH SOLE 5026.355 Journal Register Co COM 481138105 3544 220100SH SOLE 116400 103700 Kansas City Southern Ind ICOM 485170302 9267 586539SH SOLE 374689 211850 Katy Inds COM 486026107 284 60000SH SOLE 60000 KB Home COM 48666k109 9904 328270SH SOLE 147470 180800 Key Energy Service COM 492914106 1345 124085SH SOLE 115885 8200 Key3Media Group Inc COM 49326r104 6066 522465SH SOLE 307115 215350 Lehman Bros Hldgs Inc COM 524908100 9346 121000SH SOLE 55000 66000 Lennar Corp COM 526057104 16536 396545SH SOLE 200945 195600 Limited Inc COM 532716107 4660 282088SH SOLE 99088 183000 Louis Dreyfus Natural Gas COM 546011107 819 23500SH SOLE 23500 MB Financial Inc COM 55263d107 325 12500SH SOLE 12500 MDC Holdings COM 552676108 3048 86100SH SOLE 54100 32000 Magnum Hunter Res COM 55972f203 3670 412355SH SOLE 265355 147000 Manitowoc Inc. COM 563571108 5172 175290SH SOLE 100290 75000 Marriott Intl CL A 571903202 7339 155030SH SOLE 67030 88000 Martin Marietta Mater COM 573284106 5460 110320SH SOLE 49320 61000 Masco Corp. COM 574599106 4690 187890SH SOLE 92890 95000 Massey Energy Co. COM 576206106 3206 162250SH SOLE 107550 54700 McDermott Int'l COM 580037109 5782 496285SH SOLE 298285 198000 Media Gen Inc. CL A 584404107 5873 127675SH SOLE 63175 64500 Mellon Finl Corp COM 58551a108 273 6100SH SOLE 6100 Meredith Corp. COM 589433101 6641 185445SH SOLE 94445 91000 Meristar Hotels & Resorts COM 589988104 146 81100SH SOLE 81100 Methode Electrs CL A 591520200 553 64300SH SOLE 64300 MetLife Inc COM 59156r108 8232 265720SH SOLE 112220 153500 Midas Group Inc. COM 595626102 435 34500SH SOLE 34500 Mony Group Inc. COM 615337102 12532312284.71SH SOLE 160984.718 151300 Moody Corp COM 615369105 7532 224835SH SOLE 77835 147000 Moog Inc. CL A 615394202 1558 40000SH SOLE 21500 18500 Moog Inc. CL B 615394301 446 11000SH SOLE 11000 Morgan Group CL A 617358106 196 55300SH SOLE 55300 Mutual Risk Management LtdCOM 628351108 356 40000SH SOLE 40000 Nations Balanced Target MaCOM 63857k107 12212811.594SH SOLE 12811.594 Neiman Marcus Group CL B 640204301 2595 87950SH SOLE 67950 20000 New York Times CL A 650111107 209 4980SH SOLE 4980 Nortek Inc COM 656559101 4482 143540SH SOLE 93040 50500 Northern Trust Corp. COM 665859104 281 4500SH SOLE 4500 Occidental Petroleum COM 674599105 6268 235715SH SOLE 83515 152200 Ocean Energy Inc COM 67481e106 2699 154640SH SOLE 84640 70000 OceanFirst Financial Corp COM 675234108 623 24000SH SOLE 24000 Old Republic Intl COM 680223104 13299 458580SH SOLE 225580 233000 Oregon Trail Financial COM 685932105 453 31000SH SOLE 31000 PFF Bancorp Inc COM 69331W104 200 8000SH SOLE 8000 Pico Holdings Inc. COM 693366205 2646 180980SH SOLE 103980 77000 Patterson Dental Co. COM 703412106 205 6200SH SOLE 6200 Paxson Communications CorpCOM 704231109 5765 427035SH SOLE 241835 185200 Pennzoil Quaker State COM 709323109 4804 429000SH SOLE 172000 257000 Penton Media Inc COM 709668107 2226 127200SH SOLE 127200 Peoples Bank Bridgeport CTCOM 710198102 1259 54000SH SOLE 54000 Pepsi Bottling Group Inc. COM 713409100 7687 191715SH SOLE 78215 113500 PepsiAmericas Inc COM 71343p200 5191 390300SH SOLE 123600 266700 Pepsico Inc COM 713448108 6209 140460SH SOLE 61460 79000 Primesource Corp COM 741593107 574 145300SH SOLE 145300 Providence & Worcester RR COM 743737108 2124 254355SH SOLE 175155 79200 Provident Finl Holding IncCOM 743868101 651 28000SH SOLE 28000 Pulitzer Pubg Co COM 745769109 5737 108645SH SOLE 63195 45450 Pure Resources Inc COM 74622e102 5288 293788SH SOLE 178188 115600 RH Donnelly Corp. COM 74955w307 8032 251000SH SOLE 145600 105400 Ralcorp Holdings Inc COM 751028101 5734 306015SH SOLE 200715 105300 Regional Bk Holders Trust DEPOSITRY RCPT75902e100 295 2500SH SOLE 2500 Resource Amer Inc CL A 761195205 380 29000SH SOLE 29000 Roslyn Bancorp COM 778162107 3977 151200SH SOLE 151200 Rural Cellular Corp CL A 781904107 657 14500SH SOLE 5500 9000 Ryder Systems COM 783549108 3577 182500SH SOLE 57500 125000 SPX Corp COM 784635104 203 1621SH SOLE 1621 St. Joe Corp. COM 790148100 6948 258405SH SOLE 126605 131800 Sara Lee Corp COM 803111103 5549 292995SH SOLE 126995 166000 Spinnaker Exploration Co. COM 84855w109 1315 33000SH SOLE 19500 13500 Stancorp Financial Corp COM 852891100 6292132771.71SH SOLE 81771.71 51000 Stilwell Financial Inc COM 860831106 1682 50100SH SOLE 37500 12600 Sybron Dental Specialties COM 871142105 10559 515340SH SOLE 279740 235600 Tasty Baking COM 876553306 4642 263625SH SOLE 151565 112060 Thomas Indust COM 884425109 3673 124500SH SOLE 124500 Timken Co. COM 887389104 3131 184865SH SOLE 117965 66900 Titanium Metals Corp. COM 888339108 4421 442110SH SOLE 276510 165600 Tremont Advisors RestricteCOM 894729201 4857 242851SH SOLE 242851 Tyco Intl Inc. COM 902124106 9438 173140SH SOLE 89140 84000 Tyler Technologies COM 902252105 246 102500SH SOLE 102500 USX Marathon Group COM 902905827 325 11000SH SOLE 11000 Union Pacific Corp COM 907818108 4863 88570SH SOLE 42070 46500 US Industries Inc COM 912080108 72 17600SH SOLE 17600 Unitrin Inc COM 913275103 11578 301510SH SOLE 162010 139500 Ventiv Health COM 922793104 5520 267449SH SOLE 181949 85500 Viacom Inc CL B 925524308 8285 160096SH SOLE 82289 77807 Viad Corp COM 92552R109 4724 178930SH SOLE 80930 98000 Vintage Pete Inc. COM 927460105 1500 80230SH SOLE 44430 35800 Wabtec COM 929740108 2902 193450SH SOLE 155450 38000 Waddell & Reed Fin CL A 930059100 12482 393135SH SOLE 208335 184800 Wal Mart Stores COM 931142103 303 6200SH SOLE 6200 Walter Industries COM 93317Q105 6362 534600SH SOLE 254600 280000 Washington Mutual Inc. COM 939322103 326 8675SH SOLE 8675 Water Pik Technologies IncCOM 94113u100 2515 297610SH SOLE 206110 91500 Watts Industries Inc. CL A 942749102 1045 61660SH SOLE 54860 6800 Waypoint Financial COM 945756103 2006160408.16SH SOLE 125408.16 35000 Willbros Group Inc COM 969199108 5866 451235SH SOLE 268435 182800 Zale Corp COM 988858106 6868 203805SH SOLE 87305 116500 WP Stewart & Co. Ltd. COM g84922106 689 95065SH SOLE 28115 66950
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