0001047469-12-009514.txt : 20121016 0001047469-12-009514.hdr.sgml : 20121016 20121016090831 ACCESSION NUMBER: 0001047469-12-009514 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121016 DATE AS OF CHANGE: 20121016 EFFECTIVENESS DATE: 20121016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAINSTREAM INVESTMENT ADVISERS LLC CENTRAL INDEX KEY: 0001056493 IRS NUMBER: 311546165 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06888 FILM NUMBER: 121145116 BUSINESS ADDRESS: STREET 1: 101 W. SPRING STREET STREET 2: 4TH FLOOR CITY: NEW ALBANY STATE: IN ZIP: 47150 BUSINESS PHONE: 812-981-8100 MAIL ADDRESS: STREET 1: 101 W. SPRING STREET STREET 2: 4TH FLOOR CITY: NEW ALBANY STATE: IN ZIP: 47150 13F-HR 1 a2211339z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Management Filing this Report: Name: Mainstream Investment Advisers LLC Address: 101 West Spring Street Fourth Floor New Albany IN 47150 13F File Number: 28-6888 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true correct and complete and that it is understood that all required items statements schedules lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Diane J. Hulls Title: Director Phone: 812-981-7053 Signature Place and Date of Signing: Diane J. Hulls New Albany, Indiana October 10, 2012 Report Type (Check only one): [x] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 72 Form 13F Information Table Value Total: $152,727,000 1
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------- -------- ----- AMERICAN INTL COMMON STOCK 026874784 4163 126962 SH Sole 126962 ARTHUR J GALLAGHER COMMON STOCK 363576109 1251 34915 SH Sole 34915 AON CORP COMMON STOCK G0408V102 1348 25774 SH Sole 25774 BROWN-FORMAN CORP COMMON STOCK 115637209 1856 28447 SH Sole 28447 BUNGE LTD COMMON STOCK G16962105 5222 77876 SH Sole 77876 BROWN & BROWN INC COMMON STOCK 115236101 1394 53457 SH Sole 53457 CHOICE HOTELS INTL COMMON STOCK 169905106 2889 90306 SH Sole 90306 CAPITAL ONE FINANCE COMMON STOCK 14040H105 1850 32456 SH Sole 32456 TEUCRIUM CORN FUND ETF 88166A102 3560 73515 SH Sole 73515 CRESUD SACIF Y A COMMON STOCK 226406106 495 60608 SH Sole 60608 EI DU PONT DE NEM COMMON STOCK 263534109 4848 96442 SH Sole 96442 ENSCO PLC COMMON STOCK G3157S106 1823 33410 SH Sole 33410 EDWARDS LIFESCIENCE COMMON STOCK 28176E108 1537 14318 SH Sole 14318 FUEL SYSTEMS SOLUT COMMON STOCK 35952W103 1570 91323 SH Sole 91323 GEORGIA GULF CORP COMMON STOCK 373200302 2666 73594 SH Sole 73594 GRAPHIC PACKAGING COMMON STOCK 388689101 655 112739 SH Sole 112739 HALCON RESOURCES CO COMMON STOCK 40537Q209 1022 139407 SH Sole 139407 HJ HEINZ CO COMMON STOCK 423074103 1335 23864 SH Sole 23864 HARRY WINSTON DIAM COMMON STOCK 41587B100 565 47730 SH Sole 47730 IAC/INTERACTIVECORP COMMON STOCK 44919P508 696 13364 SH Sole 13364 CORN PRODUCTS INTL COMMON STOCK 457187102 2369 42956 SH Sole 42956 INGERSOLL-RAND PLC COMMON STOCK G47791101 3594 80187 SH Sole 80187 ST JOE CO/THE COMMON STOCK 790148100 1098 56321 SH Sole 56321 KODIAK OIL & GAS COMMON STOCK 50015Q100 1814 193784 SH Sole 193784 US AIRWAYS GROUP COMMON STOCK 90341W108 3066 293129 SH Sole 293129 LOUISIANA-PACIFIC COMMON STOCK 546347105 1492 119324 SH Sole 119324 SOUTHWEST AIRLINES COMMON STOCK 844741108 4320 492573 SH Sole 492573 MANPOWER INC COMMON STOCK 56418H100 2635 71594 SH Sole 71594 MATTEL INC COMMON STOCK 577081102 4077 114931 SH Sole 114931 MATTRESS FIRM HLDG COMMON STOCK 57722W106 751 26673 SH Sole 26673 M/I HOMES INC COMMON STOCK 55305B101 3212 166100 SH Sole 166100 MAGNUM HUNTER RES COMMON STOCK 55973B102 301 67777 SH Sole 67777 MARSH & MCLENNAN COMMON STOCK 571748102 1036 30547 SH Sole 30547 MONSANTO CO COMMON STOCK 61166W101 4858 53375 SH Sole 53375 MOSAIC CO/THE COMMON STOCK 61945C103 935 16228 SH Sole 16228 MERITAGE HOMES CORP COMMON STOCK 59001A102 762 20047 SH Sole 20047 NOBLE CORP COMMON STOCK H5833N103 1773 49544 SH Sole 49544 NORTEK INC COMMON STOCK 656559309 2471 45146 SH Sole 45146 NXP SEMICONDUCTOR COMMON STOCK N6596X109 1337 53457 SH Sole 53457 PIER 1 IMPORTS INC COMMON STOCK 720279108 2006 107034 SH Sole 107034 PROTECTIVE LIFE CO COMMON STOCK 743674103 625 23864 SH Sole 23864 QUANTA SERVICES INC COMMON STOCK 74762E102 1509 61094 SH Sole 61094 PAPA JOHN'S INTL COMMON STOCK 698813102 1275 23866 SH Sole 23866 REX ENERGY CORP COMMON STOCK 761565100 1299 97369 SH Sole 97369 TRANSOCEAN LTD/SWIT COMMON STOCK H8817H100 2871 63957 SH Sole 63957 ROLLINS INC COMMON STOCK 775711104 1095 46806 SH Sole 46806 RAYONIER INC COMMON STOCK 754907103 1170 23864 SH Sole 23864 SALLY BEAUTY HLDG COMMON STOCK 79546E104 1198 47730 SH Sole 47730 STONE ENERGY CORP COMMON STOCK 861642106 695 27683 SH Sole 27683 SEARS HOLDINGS CORP COMMON STOCK 812350106 795 14318 SH Sole 14318 SANCHEZ ENERGY CORP COMMON STOCK 79970Y105 683 33409 SH Sole 33409 STILLWATER MINING COMMON STOCK 86074Q102 1262 107034 SH Sole 107034 SWIFT TRANSPORTAT COMMON STOCK 87074U101 518 60140 SH Sole 60140 SKYWORKS SOLUTIONS COMMON STOCK 83088M102 6500 275908 SH Sole 275908 TRUEBLUE INC COMMON STOCK 89785X101 929 59090 SH Sole 59090 TEARLAB CORP COMMON STOCK 878193101 315 81923 SH Sole 81923 TENNECO INC COMMON STOCK 880349105 1336 47730 SH Sole 47730 FRESH MARKET THE COMMON STOCK 35804H106 1430 23864 SH Sole 23864 TARGET CORP COMMON STOCK 87612E106 3999 63003 SH Sole 63003 THERMON GROUP HOLD COMMON STOCK 88362T103 1240 49639 SH Sole 49639 TILLY'S INC COMMON STOCK 886885102 595 32456 SH Sole 32456 TEXAS INDUSTRIES COMMON STOCK 882491103 7489 184238 SH Sole 184238 UNITED RENTALS INC COMMON STOCK 911363109 2092 63958 SH Sole 63958 US BANCORP COMMON STOCK 902973304 5141 149872 SH Sole 149872 POWERSHARES DB ETF 73936D107 2051 93548 SH Sole 93548 VALMONT INDUSTRIES COMMON STOCK 920253101 5272 40093 SH Sole 40093 WELLS FARGO & CO COMMON STOCK 949746101 7416 214770 SH Sole 214770 WILLBROS GROUP INC COMMON STOCK 969203108 328 61109 SH Sole 61109 WILLIS GROUP HOLD COMMON STOCK G96666105 2291 62049 SH Sole 62049 UNITED STATES STEEL COMMON STOCK 912909108 1511 79249 SH Sole 79249 UTILITIES SPDR FD ETF 81369Y886 1945 53457 SH Sole 53457 XYLEM INC/NY COMMON STOCK 98419M100 1200 47730 SH Sole 47730