The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKORN INC | COM | 009728106 | 15,248 | 1,174,756 | SH | SOLE | 1,174,756 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 16,553 | 13,870 | SH | SOLE | 13,870 | 0 | 0 | ||
ALTA MESA RES INC | CL A | 02133L109 | 7,919 | 1,894,500 | SH | SOLE | 1,894,500 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 154,360 | 2,266,000 | SH | SOLE | 2,266,000 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 51,808 | 617,500 | SH | SOLE | 617,500 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 10/07/202 | G0726L117 | 360 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 17,238 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | ||
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 17,838 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 894 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
CHAPARRAL ENERGY INC | COM CL A | 15942R208 | 26,477 | 1,502,683 | SH | SOLE | 1,502,683 | 0 | 0 | ||
CHURCHILL CAP CORP | UNIT 99/99/9999 | 17142R202 | 12,180 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 150,306 | 2,095,155 | SH | SOLE | 2,095,155 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 12,650 | 1,249,999 | SH | SOLE | 1,249,999 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 275 | 1,249,999 | SH | SOLE | 1,249,999 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 512 | 1,249,999 | SH | SOLE | 1,249,999 | 0 | 0 | ||
DELPHI TECHNOLOGIES PLC | SHS | G2709G107 | 6,460 | 206,000 | SH | SOLE | 206,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 4,805 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 255 | 166,666 | SH | SOLE | 166,666 | 0 | 0 | ||
ECO STIM ENERGY SOLUTIONS IN | COM | 27888D101 | 14,057 | 50,025,278 | SH | SOLE | 50,025,278 | 0 | 0 | ||
ESTRE AMBIENTAL INC | *W EXP 12/21/202 | G3206V118 | 109 | 364,482 | SH | SOLE | 364,482 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 20,276 | 2,100,000 | SH | SOLE | 2,100,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 1,155 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 18,126 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 1,337 | 891,006 | SH | SOLE | 891,006 | 0 | 0 | ||
FIRSTENERGY CORP | COM | 337932107 | 226,614 | 6,096,703 | SH | SOLE | 6,096,703 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 33,870 | 3,000,000 | SH | Call | SOLE | 3,000,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 44,821 | 3,970,000 | SH | SOLE | 3,970,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 33,771 | 150,600 | SH | SOLE | 150,600 | 0 | 0 | ||
GORES HLDGS II INC | COM CL A | 382867109 | 6,795 | 639,866 | SH | SOLE | 639,866 | 0 | 0 | ||
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 1,324 | 615,953 | SH | SOLE | 615,953 | 0 | 0 | ||
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 8,687 | 850,000 | SH | SOLE | 850,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 16,575 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 935 | 566,666 | SH | SOLE | 566,666 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 19,267 | 1,900,059 | SH | SOLE | 1,900,059 | 0 | 0 | ||
HALCON RES CORP | COM PAR NEW | 40537Q605 | 37,504 | 8,390,167 | SH | SOLE | 8,390,167 | 0 | 0 | ||
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 20,380 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 1,064 | 709,529 | SH | SOLE | 709,529 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 39,569 | 1,318,961 | SH | SOLE | 1,318,961 | 0 | 0 | ||
JONES ENERGY INC | CL A NEW | 48019R306 | 1,703 | 283,862 | SH | SOLE | 283,862 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 23,782 | 2,350,000 | SH | SOLE | 2,350,000 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 1,089 | 783,533 | SH | SOLE | 783,533 | 0 | 0 | ||
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 316 | 265,500 | SH | SOLE | 265,500 | 0 | 0 | ||
LEGACY RESVS INC | COM | 524706108 | 9,309 | 1,919,338 | SH | SOLE | 1,919,338 | 0 | 0 | ||
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 5,140 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 125,328 | 3,957,297 | SH | SOLE | 3,957,297 | 0 | 0 | ||
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 229 | 48,800 | SH | SOLE | 48,800 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 19,114 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 1,268 | 1,690,700 | SH | SOLE | 1,690,700 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 133,272 | 1,165,269 | SH | SOLE | 1,165,269 | 0 | 0 | ||
MIDSTATES PETE CO INC | COM PAR | 59804T407 | 56,962 | 6,393,078 | SH | SOLE | 6,393,078 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | SHS CL A | G62848109 | 17,550 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | G62848125 | 780 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
NEW FRONTIER CORP | COM CL A | G6485P108 | 9,620 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 590 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 183,214 | 2,142,857 | SH | SOLE | 2,142,857 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | SHS CL A | G7126L100 | 9,820 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 450 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
PRAXAIR INC | COM | 74005P104 | 33,109 | 205,990 | SH | SOLE | 205,990 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 14,640 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 735 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 8,120 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 880 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 26,479 | 146,074 | SH | SOLE | 146,074 | 0 | 0 | ||
SM ENERGY CO | COM | 78454L100 | 17,369 | 550,880 | SH | SOLE | 550,880 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 14,865 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 535 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 17,780 | 1,750,000 | SH | SOLE | 1,750,000 | 0 | 0 | ||
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 817 | 466,666 | SH | SOLE | 466,666 | 0 | 0 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 14,098 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
ULTRA PETROLEUM CORP | COM NEW | 903914208 | 40,745 | 36,379,590 | SH | SOLE | 36,379,590 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 25,000 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 1,454 | 833,332 | SH | SOLE | 833,332 | 0 | 0 |