0001056488-18-000004.txt : 20181102
0001056488-18-000004.hdr.sgml : 20181102
20181102154326
ACCESSION NUMBER: 0001056488-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181102
DATE AS OF CHANGE: 20181102
EFFECTIVENESS DATE: 20181102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GARRISON BRADFORD & ASSOCIATES INC
CENTRAL INDEX KEY: 0001056488
IRS NUMBER: 132775552
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06878
FILM NUMBER: 181156859
BUSINESS ADDRESS:
STREET 1: 228 EAST FORTY FIFTH STREET
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125577440
MAIL ADDRESS:
STREET 1: 228 EAST 45TH STREET
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056488
XXXXXXXX
09-30-2018
09-30-2018
GARRISON BRADFORD & ASSOCIATES INC
228 EAST 45TH STREET
6TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-06878
N
WILLIAM BRADFORD III
EVP
2125577440
Sherli Looi
New York
NY
11-02-2018
0
87
127808
false
INFORMATION TABLE
2
gba13sep2018.xml
3M CO
COM
88579Y101
843
4000
SH
SOLE
4000
0
0
ABBOTT LABS
COM
002824100
293
4000
SH
SOLE
4000
0
0
ACADIA PHARMA
COM
004225108
1007
48500
SH
SOLE
48500
0
0
AFLAC INC
COM
001055102
518
11000
SH
SOLE
11000
0
0
AIR LEASE CL A
COM
00912X302
1099
23950
SH
SOLE
23950
0
0
ALPHABET CL A
COM
02079K305
453
375
SH
SOLE
375
0
0
AMAZON INC
COM
023135106
1432
715
SH
SOLE
715
0
0
ANNALY CAPITAL
COM
035710409
886
86650
SH
SOLE
86650
0
0
BASF SE ADR
COM
055262505
3238
145800
SH
SOLE
145800
0
0
BLACKSTONE GRP
COM
09253U108
2174
57100
SH
SOLE
57100
0
0
BLACKSTONE MTG
COM
09257W100
12366
369037
SH
SOLE
369037
0
0
BOEING CO
COM
097023105
409
1100
SH
SOLE
1100
0
0
BRISTOL MYERS
COM
110122108
248
4000
SH
SOLE
4000
0
0
CARLYLE GRP LP
COM
14309L102
342
15150
SH
SOLE
15150
0
0
CELGENE CORP
COM
151020104
5705
63750
SH
SOLE
63750
0
0
CHENIERE ENERGY
COM
16411R208
582
8372
SH
SOLE
8372
0
0
CHURCH & DWIGHT
COM
171340102
214
3600
SH
SOLE
3600
0
0
CONOCOPHILLIPS
COM
20825C104
232
3000
SH
SOLE
3000
0
0
COSTCO WHLSALE
COM
22160K105
8283
35265
SH
SOLE
35265
0
0
ECOLAB INC
COM
278865100
513
3275
SH
SOLE
3275
0
0
EMERSON ELEC CO
COM
291011104
260
3400
SH
SOLE
3400
0
0
ENCOMPASS HEALTH
COM
29261A100
2152
27608
SH
SOLE
27608
0
0
ENERPLUS
COM
292766102
407
32971
SH
SOLE
32971
0
0
ENTERPRISE PROD.
COM
293792107
3779
131536
SH
SOLE
131536
0
0
ESSENT GROUP
COM
G3198U102
3261
73700
SH
SOLE
73700
0
0
EVEREST RE GROUP
COM
G3223R108
228
1000
SH
SOLE
1000
0
0
FRANKLIN ST PROP
COM
35471R106
120
15000
SH
SOLE
15000
0
0
GENERAL ELEC CO
COM
369604103
201
17780
SH
SOLE
17780
0
0
GENTHERM
COM
03070L300
589
12950
SH
SOLE
12950
0
0
HOME DEPOT INC
COM
437076102
218
1050
SH
SOLE
1050
0
0
IPG PHOTONICS
COM
44980X109
5213
33400
SH
SOLE
33400
0
0
JETBLUE AIRWAYS
COM
477143101
2284
118000
SH
SOLE
118000
0
0
JOHNSON&JOHNSON
COM
478160104
511
3700
SH
SOLE
3700
0
0
KIMCO REALTY
COM
49446R109
368
22000
SH
SOLE
22000
0
0
LKQ CORPORATION
COM
501889208
1333
42100
SH
SOLE
42100
0
0
LOWE'S COS INC
COM
548661107
632
5500
SH
SOLE
5500
0
0
MFA FINANCIAL
COM
55272X102
147
20000
SH
SOLE
20000
0
0
MICROSOFT CORP
COM
594918104
669
5850
SH
SOLE
5850
0
0
NEUROTROPE, INC
COM
64129T108
110
12500
SH
SOLE
12500
0
0
NORFOLK SOUTHERN
COM
655844108
451
2500
SH
SOLE
2500
0
0
NOVOZYMES ADR
COM
670108109
827
15100
SH
SOLE
15100
0
0
NUTANIX, INC
COM
67059N108
1696
39700
SH
SOLE
39700
0
0
OAKTREE CAPITAL
COM
674001201
408
9850
SH
SOLE
9850
0
0
OHR PHARMA
COM
67778H200
76
409200
SH
SOLE
409200
0
0
OLD DOMINION FRT
COM
679580100
3920
24306
SH
SOLE
24306
0
0
ONEOK INC
COM
682680103
373
5500
SH
SOLE
5500
0
0
QUALCOMM INC
COM
747525103
655
9100
SH
SOLE
9100
0
0
RAYTHEON CO
COM
755111507
558
2700
SH
SOLE
2700
0
0
ROSS STORES
COM
778296103
927
9350
SH
SOLE
9350
0
0
SENOMYX INC
COM
81724Q107
21
14500
SH
SOLE
14500
0
0
SENSUS HEALTHCARE
COM
81728J109
251
30000
SH
SOLE
30000
0
0
SENSUS HEALTHCARE WRT EXP 06/0
COM
81728J117
65
30000
SH
SOLE
30000
0
0
SIGNATURE BANK
COM
82669G104
250
2175
SH
SOLE
2175
0
0
SMITH A O
COM
831865209
3162
59246
SH
SOLE
59246
0
0
SYSCO CORP
COM
871829107
439
6000
SH
SOLE
6000
0
0
TELEFLEX INC
COM
879369106
1251
4700
SH
SOLE
4700
0
0
THERMO FISHER SCI
COM
883556102
4625
18950
SH
SOLE
18950
0
0
TJX COS INC
COM
872540109
2448
21853
SH
SOLE
21853
0
0
TYLER TECH
COM
902252105
490
2000
SH
SOLE
2000
0
0
UNION PAC CORP
COM
907818108
640
3928
SH
SOLE
3928
0
0
UNITED TECHS CORP
COM
913017109
280
2000
SH
SOLE
2000
0
0
UNITEDHEALTH GR
COM
91324P102
26520
99686
SH
SOLE
99686
0
0
UTILICO EMERG MKTS TR PLC ORD
COM
G93115106
89
35000
SH
SOLE
35000
0
0
VISTAGEN THERAPEUTICS
COM
92840H202
29
20000
SH
SOLE
20000
0
0
VOLITIONRX LTD
COM
928661107
40
15500
SH
SOLE
15500
0
0
WALMART
COM
931142103
726
7732
SH
SOLE
7732
0
0
WELLTOWER INC
COM
95040Q104
853
13255
SH
SOLE
13255
0
0
WOODWARD,INC
COM
980745103
4133
51117
SH
SOLE
51117
0
0
WORLD TRUST FD
COM
L98345108
142
29992
SH
SOLE
29992
0
0
ALERIAN MLP ETF
ALERIAN MLP
00162Q866
210
19700
SH
SOLE
19700
0
0
COHEN & ST INFRASTRUCTURE
COM
19248A109
225
10183
SH
SOLE
10183
0
0
NUVEEN R/E FUND
com
67071b108
132
13500
SH
SOLE
13500
0
0
WISDOM TREE EUR SM CAP DIV
EUROPE SMCP DV
97717W869
342
5400
SH
SOLE
5400
0
0
COHEN & STEERS LTD DUR PFD FD
COM
19248C105
238
10000
SH
SOLE
10000
0
0
COHEN & STEERS SELECT PFD & IN
COM
19248Y107
767
28832
SH
SOLE
28832
0
0
ABERDEEN ASIA PAC INC FD
COM
003009107
41
10000
SH
SOLE
10000
0
0
PIMCO DYNAMIC CREDIT INCOME FD
COM
72202D106
1744
72324
SH
SOLE
72324
0
0
BLACKROCK MUNIYLD NY INS FD
COM
09255e102
295
25600
SH
SOLE
25600
0
0
BLACKROCK MUNIYLD QUALITY II
COM
09254g108
235
20000
SH
SOLE
20000
0
0
NUVEEN INSURED FUND
COM
670657105
253
20000
SH
SOLE
20000
0
0