0001056488-16-000008.txt : 20161031 0001056488-16-000008.hdr.sgml : 20161031 20161031161951 ACCESSION NUMBER: 0001056488-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161031 DATE AS OF CHANGE: 20161031 EFFECTIVENESS DATE: 20161031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARRISON BRADFORD & ASSOCIATES INC CENTRAL INDEX KEY: 0001056488 IRS NUMBER: 132775552 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06878 FILM NUMBER: 161961858 BUSINESS ADDRESS: STREET 1: 228 EAST FORTY FIFTH STREET STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125577440 MAIL ADDRESS: STREET 1: 228 EAST 45TH STREET STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001056488 XXXXXXXX 09-30-2016 09-30-2016 GARRISON BRADFORD & ASSOCIATES INC
228 EAST 45TH STREET 6TH FLOOR NEW YORK NY 10017
13F HOLDINGS REPORT 028-06878 N
WILLIAM BRADFORD III EVP 2125577440 WILLIAM BRADFORD III NEW YORK NY 10-31-2016 0 100 110955 false
INFORMATION TABLE 2 gba13fsep2016.xml 3M CO COM 88579Y101 705 4000 SH SOLE 4000 0 0 ABBOTT LABS COM 002824100 228 5400 SH SOLE 5400 0 0 ACADIA PHARMA COM 004225108 2212 69550 SH SOLE 69550 0 0 AFLAC INC COM 001055102 395 5500 SH SOLE 5500 0 0 AIR LEASE CL A COM 00912X302 592 20700 SH SOLE 20700 0 0 AMAZON INC COM 023135106 594 710 SH SOLE 710 0 0 ANNALY CAPITAL COM 035710409 110 10500 SH SOLE 10500 0 0 AT&T INC COM 00206R102 203 5000 SH SOLE 5000 0 0 BASF SE ADR COM 055262505 3717 43450 SH SOLE 43450 0 0 BIOCEPT INC COM 09072V105 59 37549 SH SOLE 37549 0 0 BLACKSTONE GRP COM 09253U108 1573 61600 SH SOLE 61600 0 0 BLACKSTONE MTG COM 09257W100 11697 397182 SH SOLE 397182 0 0 BRISTOL MYERS COM 110122108 216 4000 SH SOLE 4000 0 0 BROOKFIELD RENEWABLE ENERGY PA COM G16258108 461 15000 SH SOLE 15000 0 0 CARLYLE GRP LP COM 14309L102 177 11400 SH SOLE 11400 0 0 CELGENE CORP COM 151020104 7492 71670 SH SOLE 71670 0 0 CHENIERE PTNRS LP COM 16411W108 475 20900 SH SOLE 20900 0 0 COMCAST CL A COM 20030N101 431 6500 SH SOLE 6500 0 0 COSTCO WHLSALE COM 22160K105 5719 37500 SH SOLE 37500 0 0 CVS CORPORATION COM 585745102 932 10471 SH SOLE 10471 0 0 ECOLAB INC COM 278865100 539 4425 SH SOLE 4425 0 0 ENCANA CORP COM 292505104 117 11150 SH SOLE 11150 0 0 ENERPLUS COM 292766102 263 41026 SH SOLE 41026 0 0 ENTERPRISE PROD. COM 293792107 4219 152683 SH SOLE 152683 0 0 FACEBOOK INC COM 30303M102 294 2290 SH SOLE 2290 0 0 FRANKLIN ST PROP COM 35471R106 416 33000 SH SOLE 33000 0 0 GENERAL ELEC CO COM 369604103 556 18780 SH SOLE 18780 0 0 GENTHERM COM 03070L300 533 16950 SH SOLE 16950 0 0 IPG PHOTONICS COM 44980X109 2956 35900 SH SOLE 35900 0 0 JETBLUE AIRWAYS COM 477143101 2533 146900 SH SOLE 146900 0 0 JOHNSON&JOHNSON COM 478160104 455 3850 SH SOLE 3850 0 0 KIMCO REALTY COM 49446R109 637 22000 SH SOLE 22000 0 0 LKQ CORPORATION COM 501889208 2550 71900 SH SOLE 71900 0 0 MEDIVATION INC COM 58501N101 289 3550 SH SOLE 3550 0 0 MERRIMACK PHARM COM 590328100 525 82700 SH SOLE 82700 0 0 MFA FINANCIAL COM 55272X102 150 20000 SH SOLE 20000 0 0 MONEYONMOBILE INC COM 13135X108 14 20000 SH SOLE 20000 0 0 NAVIGATOR HLDGS COM Y62132108 693 96350 SH SOLE 96350 0 0 NORFOLK SOUTHERN COM 655844108 243 2500 SH SOLE 2500 0 0 NOVADAQ TECH COM 66987g102 2183 188700 SH SOLE 188700 0 0 NOVOZYMES ADR COM 670108109 670 15100 SH SOLE 15100 0 0 OAKTREE CAPITAL COM 674001201 435 10250 SH SOLE 10250 0 0 OHR PHARMA COM 67778H200 241 85200 SH SOLE 85200 0 0 OLD DOMINION FRT COM 679580100 1688 24600 SH SOLE 24600 0 0 POWER EFFICIENCY COM 739268209 0 20000 SH SOLE 20000 0 0 PRANA BIOTECH COM 739727105 70 15551 SH SOLE 15551 0 0 QUALCOMM INC COM 747525103 1235 18022 SH SOLE 18022 0 0 RANGE RES CORP COM 75281A109 1064 27450 SH SOLE 27450 0 0 RAYTHEON CO COM 755111507 368 2700 SH SOLE 2700 0 0 ROSS STORES COM 778296103 495 7700 SH SOLE 7700 0 0 SENOMYX INC COM 81724Q107 147 34500 SH SOLE 34500 0 0 SENSUS HEALTHCARE INC COM 81728J109 209 34000 SH SOLE 34000 0 0 SENSUS HEALTHCARE INC WRT EXP COM 81728J117 38 30000 SH SOLE 30000 0 0 SIGNATURE BANK COM 82669G104 2336 19725 SH SOLE 19725 0 0 SMITH A O COM 831865209 3360 34012 SH SOLE 34012 0 0 SOTHERLY HOTELS COM 83600C103 54 10200 SH SOLE 10200 0 0 SPECTRA ENERGY COM 847560109 214 5000 SH SOLE 5000 0 0 SPIRIT AIRLINES COM 848577102 455 10700 SH SOLE 10700 0 0 SYSCO CORP COM 871829107 327 6675 SH SOLE 6675 0 0 TELEFLEX INC COM 879369106 807 4800 SH SOLE 4800 0 0 THERMO FISHER SCI COM 883556102 3762 23651 SH SOLE 23651 0 0 TJX COS INC COM 872540109 1863 24912 SH SOLE 24912 0 0 TYLER TECH COM 902252105 856 5000 SH SOLE 5000 0 0 UNION PAC CORP COM 907818108 412 4228 SH SOLE 4228 0 0 UNITED TECHS CORP COM 913017109 203 2000 SH SOLE 2000 0 0 UNITEDHEALTH GR COM 91324P102 14248 101772 SH SOLE 101772 0 0 UTILICO EMERG MKTS COM G93115106 134 50000 SH SOLE 50000 0 0 UTILICO EMERG MKTS LTD COM G93107137 3 10000 SH SOLE 10000 0 0 VMWARE INC CL A COM 928563402 961 13100 SH SOLE 13100 0 0 VOLITIONRX LTD COM 928661107 82 15500 SH SOLE 15500 0 0 WALMART COM 931142103 580 8044 SH SOLE 8044 0 0 WELLTOWER INC COM 95040Q104 718 9605 SH SOLE 9605 0 0 WESTERN REFIN INC COM 959319104 423 16000 SH SOLE 16000 0 0 WOODWARD,INC COM 980745103 3443 55103 SH SOLE 55103 0 0 WORLD TRUST FD COM L98345108 113 29992 SH SOLE 29992 0 0 ALERIAN MLP ETF ALERIAN MLP 00162Q866 428 33700 SH SOLE 33700 0 0 COHEN & ST INFRASTRUCTURE COM 19248A109 219 10183 SH SOLE 10183 0 0 NUVEEN R/E FUND COM 67071b108 184 15500 SH SOLE 15500 0 0 POWERSHARES FINANCIAL PFD FINL PFD PTFL 73935X229 1057 55500 SH SOLE 55500 0 0 WISDOM TREE EUR SM CAP DIV EUROPE SMCP DV 97717W869 304 5500 SH SOLE 5500 0 0 COHEN & STEERS LTD DUR PFD FD COM 19248C105 302 12000 SH SOLE 12000 0 0 COHEN & STEERS SELECT PFD & IN COM 19248Y107 846 31551 SH SOLE 31551 0 0 ABERDEEN ASIA PAC INC FD COM 003009107 59 11500 SH SOLE 11500 0 0 PIMCO DYNAMIC CREDIT INCOME FD COM SHS 72202D106 924 45300 SH SOLE 45300 0 0 BLACKROCK MUNIHLDGS NJ INS COM 09254x101 196 12500 SH SOLE 12500 0 0 BLACKROCK MUNIHLDS FL INS COM 09254p108 160 10000 SH SOLE 10000 0 0 BLACKROCK MUNIYLD NY INS FD COM 09255e102 474 33600 SH SOLE 33600 0 0 BLACKROCK MUNIYLD QUALITY II COM 09254g108 284 20000 SH SOLE 20000 0 0 NUVEEN DIV ADV MUNI com 67066v101 230 15289 SH SOLE 15289 0 0 NUVEEN INSURED FUND COM 670657105 365 25000 SH SOLE 25000 0 0