0001144204-18-044952.txt : 20180815
0001144204-18-044952.hdr.sgml : 20180815
20180815170936
ACCESSION NUMBER: 0001144204-18-044952
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180813
FILED AS OF DATE: 20180815
DATE AS OF CHANGE: 20180815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH G STACY
CENTRAL INDEX KEY: 0001056313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00967
FILM NUMBER: 181021679
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT SUITE 1111
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WhiteHorse Finance, Inc.
CENTRAL INDEX KEY: 0001552198
IRS NUMBER: 454247759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
BUSINESS PHONE: (305) 379-2322
MAIL ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
FORMER COMPANY:
FORMER CONFORMED NAME: WhiteHorse Finance, LLC
DATE OF NAME CHANGE: 20120613
4
1
tv501042_4.xml
FORM 4
X0306
4
2018-08-13
0
0001552198
WhiteHorse Finance, Inc.
WHF
0001056313
SMITH G STACY
1450 BRICKELL AVENUE, 31ST FLOOR
MIAMI
FL
33131
1
0
0
0
Common Stock, par value $0.001 per share
2018-08-13
4
S
0
3000
14.473
D
9000
D
Common Stock, par value $0.001 per share
2018-08-14
4
S
0
9000
14.188
D
0
D
The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.47 to $14.486, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.24, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Marco Collazos, Attorney-in-Fact for G. Stacy Smith
2018-08-15