0001144204-18-044952.txt : 20180815 0001144204-18-044952.hdr.sgml : 20180815 20180815170936 ACCESSION NUMBER: 0001144204-18-044952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH G STACY CENTRAL INDEX KEY: 0001056313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00967 FILM NUMBER: 181021679 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT SUITE 1111 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WhiteHorse Finance, Inc. CENTRAL INDEX KEY: 0001552198 IRS NUMBER: 454247759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 BUSINESS PHONE: (305) 379-2322 MAIL ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: WhiteHorse Finance, LLC DATE OF NAME CHANGE: 20120613 4 1 tv501042_4.xml FORM 4 X0306 4 2018-08-13 0 0001552198 WhiteHorse Finance, Inc. WHF 0001056313 SMITH G STACY 1450 BRICKELL AVENUE, 31ST FLOOR MIAMI FL 33131 1 0 0 0 Common Stock, par value $0.001 per share 2018-08-13 4 S 0 3000 14.473 D 9000 D Common Stock, par value $0.001 per share 2018-08-14 4 S 0 9000 14.188 D 0 D The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.47 to $14.486, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.24, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Marco Collazos, Attorney-in-Fact for G. Stacy Smith 2018-08-15