0000899243-22-026606.txt : 20220722 0000899243-22-026606.hdr.sgml : 20220722 20220722192540 ACCESSION NUMBER: 0000899243-22-026606 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220721 FILED AS OF DATE: 20220722 DATE AS OF CHANGE: 20220722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH G STACY CENTRAL INDEX KEY: 0001056313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39479 FILM NUMBER: 221100818 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT SUITE 1111 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCW Capital, LP CENTRAL INDEX KEY: 0001638046 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39479 FILM NUMBER: 221100824 BUSINESS ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-756-6059 MAIL ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCW Capital Management, LP CENTRAL INDEX KEY: 0001738045 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39479 FILM NUMBER: 221100825 BUSINESS ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: SUITE 302 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-756-6059 MAIL ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: SUITE 302 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCW Capital QP, LP CENTRAL INDEX KEY: 0001738855 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39479 FILM NUMBER: 221100823 BUSINESS ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-756-6059 MAIL ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinity Investment Group, LLC CENTRAL INDEX KEY: 0001902856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39479 FILM NUMBER: 221100820 BUSINESS ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-756-6059 MAIL ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCW Single-Asset Partnership, LP CENTRAL INDEX KEY: 0001820813 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39479 FILM NUMBER: 221100822 BUSINESS ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-756-6059 MAIL ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCW Single-Asset Partnership QP, LP CENTRAL INDEX KEY: 0001823555 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39479 FILM NUMBER: 221100821 BUSINESS ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-756-6059 MAIL ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cathey Robert N. CENTRAL INDEX KEY: 0001902816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39479 FILM NUMBER: 221100819 MAIL ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wagner John R. CENTRAL INDEX KEY: 0001903982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39479 FILM NUMBER: 221100817 MAIL ADDRESS: STREET 1: 3131 TURTLE CREEK BLVD. STREET 2: #302 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AKUMIN INC. CENTRAL INDEX KEY: 0001776197 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 BLOOR STREET WEST, SUITE 603 CITY: TORONTO STATE: A6 ZIP: M5S 1S4 BUSINESS PHONE: 844-730-0050 MAIL ADDRESS: STREET 1: 151 BLOOR STREET WEST, SUITE 603 CITY: TORONTO STATE: A6 ZIP: M5S 1S4 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-07-21 0 0001776197 AKUMIN INC. AKU 0001738045 SCW Capital Management, LP 3131 TURTLE CREEK BLVD., #302 DALLAS TX 75219 0 0 1 0 0001638046 SCW Capital, LP 3131 TURTLE CREEK BLVD., #302 DALLAS TX 75219 0 0 1 0 0001738855 SCW Capital QP, LP 3131 TURTLE CREEK BLVD., #302 DALLAS TX 75219 0 0 1 0 0001820813 SCW Single-Asset Partnership, LP 3131 TURTLE CREEK BLVD., #302 DALLAS TX 75219 0 0 1 0 0001823555 SCW Single-Asset Partnership QP, LP 3131 TURTLE CREEK BLVD., #302 DALLAS TX 75219 0 0 1 0 0001902856 Trinity Investment Group, LLC 3131 TURTLE CREEK BLVD., #302 DALLAS TX 75219 0 0 1 0 0001902816 Cathey Robert N. 3131 TURTLE CREEK BLVD., #302 DALLAS TX 75219 0 0 1 0 0001056313 SMITH G STACY 3131 TURTLE CREEK BLVD., #302 DALLAS TX 75219 0 0 1 0 0001903982 Wagner John R. 3131 TURTLE CREEK BLVD., #302 DALLAS TX 75219 0 0 1 0 Common Shares 2022-07-21 4 S 0 3065257 0.52 D 0 I See Footnotes Common Shares 2022-07-21 4 P 0 1931112 0.52 A 6231315 I See Footnotes Common Shares 2022-07-21 4 P 0 1134145 0.52 A 3167742 I See Footnotes Common Shares 2000547 I See Footnotes Common Shares 60000 I See Footnotes Common Shares 110000 I See Footnotes Common Shares 33309 I See Footnotes Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer. SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer. SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer. SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer. Robert N. Cathey is the record and direct beneficial owner of these securities of the Issuer. John R. Wagner is the record and direct beneficial owner of these securities of the Issuer. G. Stacy Smith is the record and direct beneficial owner of these securities of the Issuer. SCW CAPITAL MANAGEMENT, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member 2022-07-22 SCW CAPITAL, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member 2022-07-22 SCW CAPITAL QP, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member 2022-07-22 SCW SINGLE-ASSET PARTNERSHIP, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member 2022-07-22 SCW SINGLE-ASSET PARTNERSHIP QP, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member 2022-07-22 TRINITY INVESTMENT GROUP, LLC, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member 2022-07-22 ROBERT N. CATHEY, /s/ Robert N. Cathey 2022-07-22 G. STACY SMITH, /s/ G. Stacy Smith 2022-07-22 JOHN R. WAGNER, /s/ John R. Wagner 2022-07-22