0001209191-20-052230.txt : 20200928 0001209191-20-052230.hdr.sgml : 20200928 20200928172458 ACCESSION NUMBER: 0001209191-20-052230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200924 FILED AS OF DATE: 20200928 DATE AS OF CHANGE: 20200928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONAHUE THOMAS R CENTRAL INDEX KEY: 0001061438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14818 FILM NUMBER: 201205361 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237-7000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED HERMES, INC. CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED INVESTORS INC /PA/ DATE OF NAME CHANGE: 20200130 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED HERMES, INC. DATE OF NAME CHANGE: 20200130 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED INVESTORS INC /PA/ DATE OF NAME CHANGE: 19980219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-24 0 0001056288 FEDERATED HERMES, INC. FHI 0001061438 DONAHUE THOMAS R 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3779 1 1 0 0 VP, CFO & Treasurer Class B Common Stock 2020-09-24 5 G 0 E 21375 0.00 D 690872 D Class B Common Stock 2020-09-25 4 J 0 388 0.00 D 696188 D Class B Common Stock 2020-09-25 4 J 0 1181 0.00 D 20086 I Held indirectly by The Thomas R. and Frances L. Donahue Grantor Dynasty Trust Class B Common Stock 2020-09-25 4 J 0 903 0.00 D 72306 I Held indirectly by immediate family member Class B Common Stock 2020-09-25 4 J 0 469 0.00 D 64579 I Held indirectly by immediate family member Class B Common Stock 154296 I Held indirectly by Comax Partners, L.P. (d/b/a The Beechwood Company, L.P.) Class B Common Stock 421690 I Held indirectly by MaxFund Partners, L.P. Class B Common Stock 72 I Held indirectly by 401(k) Plan Class B Common Stock 7795 I Held indirectly by spouse Class B Common Stock 27544 I Held indirectly by The Fran L. Donahue Grantor Trust Class B Common Stock 37544 I Held indirectly by The Thomas R. Donahue Grantor Trust Class B Common Stock 2000 I Held indirectly by Maxfund, Inc. The reporting person is not a controlling shareholder of AWOL, Inc. and does not have or share investment control over its portfolio securities. As such, the reporting person will no longer report an indirect interest in the shares of Federated Hermes, Inc. Class B Common Stock ("FHI") held by AWOL, Inc. On or around September 25, 2020, the reporting person contributed 388 shares of FHI to an entity in which the reporting person has a limited partnership interest (the "Contribution"). The reporting person did not receive any consideration for the Contribution and the Contribution did not involve any public sale of shares. On or around September 25, 2020, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") made two separate distributions of shares of FHI to all of its limited partners on a pro-rata basis (the "Distributions"). The Distributions did not involve any public sale of shares. As a result of the Distributions, the number of shares of FHI directly owned by the reporting person increased by a total of 5,704 shares (388 and 5,316 respectively). As a result of the Distributions described in Footnote 2, the number of shares of FHI owned by The Thomas R. and Frances L. Donahue Grantor Dynasty Trust (the "TR/FLD GD Trust"), in which the reporting person has an indirect interest, increased by a total of 17,362 shares (1,181 and 16,181 respectively). On or around September 25, 2020, the TR/FLD GD Trust contributed 1,181 shares of FHI to an entity in which the TR/FLD GD Trust has a limited partnership interest. The TR/FLD GD Trust did not receive any consideration for the contribution and the contribution did not involve any public sale of shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the TR/FLD GD Trust except to the extent of his pecuniary interest therein. As a result of the Distributions described in Footnote 2, the number of shares of FHI owned by an immediate family member, in which the reporting person has an indirect interest, increased by a total of 13,272 shares (903 and 12,369 respectively). On or around September 25, 2020, the immediate family member contributed 903 shares of FHI to an entity in which the immediate family member has a limited partnership interest. The immediate family member did not receive any consideration for the contribution and the contribution did not involve any public sale of shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the immediate family member except to the extent of his pecuniary interest therein. As a result of the Distributions described in Footnote 2, the number of shares of FHI owned by another immediate family member, in which the reporting person has an indirect interest, increased by a total of 6,901 shares (469 and 6,432 respectively). On or around September 25, 2020, the immediate family member contributed 469 shares of FHI to an entity in which the immediate family member has a limited partnership interest. The immediate family member did not receive any consideration for the contribution and the contribution did not involve any public sale of shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the immediate family member except to the extent of his pecuniary interest therein. As a result of the Distributions described in Footnote 2, the number of shares of FHI in which the reporting person has an indirect interest due to his interest in Comax decreased by 123,805 shares. The reporting person disclaims beneficial ownership of the shares of FHI held by Comax except to the extent of his pecuniary interest therein. The Power of Attorney dated April 24, 2014 is incorporated herein by reference. /s/ John D. Martini (Attorney-in-Fact) 2020-09-28