0001209191-19-057130.txt : 20191119 0001209191-19-057130.hdr.sgml : 20191119 20191119161126 ACCESSION NUMBER: 0001209191-19-057130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191118 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONAHUE THOMAS R CENTRAL INDEX KEY: 0001061438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14818 FILM NUMBER: 191231283 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237-7000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-18 0 0001056288 FEDERATED INVESTORS INC /PA/ FII 0001061438 DONAHUE THOMAS R FEDERATED INVESTORS, INC. 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3779 1 1 0 0 VP, CFO & Treasurer Class B Common Stock 2019-11-18 4 A 0 18500 3.00 A 702055 D Class B Common Stock 421690 I Held indirectly by MaxFund Partners, L.P. Class B Common Stock 27544 I The Fran L. Donahue Grantor Trust Class B Common Stock 37544 I The Thomas R. Donahue Grantor Trust Class B Common Stock 2000 I Maxfund, Inc. Class B Common Stock 59937 I Held indirectly by immediate family member Class B Common Stock 58147 I Held indirectly by immediate family member Class B Common Stock 7795 I Held indirectly by spouse Class B Common Stock 278101 I Held indirectly by Comax Partners, L.P. (d/b/a The Beechwood Company, L.P.) Class B Common Stock 3905 I Held indirectly by The Thomas R. and Frances L. Donahue Grantor Dynasty Trust Class B Common Stock 72 I Held indirectly by 401(k) Plan Class B Common Stock 82 I Held indirectly by AWOL, Inc. As a result of the Distribution described in Footnote 2, the number of shares of Federated Investors, Inc. Class B Common Stock held directly by the reporting person increased by 3,386 shares. On or around October 1, 2019, MaxFund Partners, L.P.("MaxFund") distributed shares of Federated Investors Inc. Class B Common Stock to all of its limited partners on a pro-rata basis (the "Distribution"). The Distribution did not involve any public sale of shares. As a result of the Distribution, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through MaxFund decreased by 233,860 shares. As a result of the Distribution described in Footnote 2, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through The Fran L. Donahue Grantor Trust increased by 27,544 shares. As a result of the Distribution described in Footnote 2, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through The Thomas R. Donahue Grantor Trust increased by 37,544 shares. As a result of the Distribution described in Footnote 2, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through MaxFund,Inc. increased by 2,000 shares. As a result of the Distribution described in Footnote 2, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through an immediate family member increased by 20,000 shares. As a result of the Distribution described in Footnote 2, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through his spouse increased by 3,386 shares. The Power of Attorney dated April 24, 2014 is incorporated herein by reference. /s/John D. Martini (Attorney-in-Fact) 2019-11-19