0001209191-19-040329.txt : 20190702 0001209191-19-040329.hdr.sgml : 20190702 20190702163732 ACCESSION NUMBER: 0001209191-19-040329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONAHUE J CHRISTOPHER CENTRAL INDEX KEY: 0000918972 STATE OF INCORPORATION: PA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14818 FILM NUMBER: 19938111 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237-7000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-28 0 0001056288 FEDERATED INVESTORS INC /PA/ FII 0000918972 DONAHUE J CHRISTOPHER FEDERATED INVESTORS, INC. 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3779 1 1 0 0 Chairman, President & CEO Class B Common Stock 2019-06-28 4 S 0 18785 D 569880 I Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust Class B Common Stock 1559011 D Class B Common Stock 278101 I Held indirectly by Comax Partners, L.P. (d/b/a The Beechwood Company, L.P.) Class B Common Stock 5819 I Held indirectly by John F. Donahue Revocable Trust Class B Common Stock 5819 I Held indirectly by Rhodora J. Donahue Revocable Trust Class B Common Stock 82 I Held indirectly by AWOL, Inc. On June 28, 2019, The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust entered into documentation, effective as of May 11, 2017, to exchange its interests in Comax, Inc. and Oyster Bay Properties, Inc. for interests in an LLC. As a result of this transaction, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust decreased by 18,785 shares. The Federated Investors, Inc. Class B Common Stock held by Comax, Inc. and Oyster Bay Properties, Inc. was valued at $32.50 per share on the date of the transaction On or around May 12, 2018, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") distributed shares of Federated Investors Inc. Class B Common Stock to all of its limited partners on a pro-rata basis (the "Distribution"). The Distribution did not involve any public sale of shares. As a result of the Distribution, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust, through its control of Comax, Inc. and Oyster Bay Properties, Inc., increased by 18,785 shares. The Power of Attorney dated April 24, 2014 is incorporated herein by reference. /s/ John D. Martini (Attorney-in-Fact) 2019-07-02