0001209191-19-021953.txt : 20190401 0001209191-19-021953.hdr.sgml : 20190401 20190401160120 ACCESSION NUMBER: 0001209191-19-021953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRELL MICHAEL J CENTRAL INDEX KEY: 0001070059 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14818 FILM NUMBER: 19720605 MAIL ADDRESS: STREET 1: 1001 LIBERTY AVENUE STREET 2: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-01 0 0001056288 FEDERATED INVESTORS INC /PA/ FII 0001070059 FARRELL MICHAEL J C/O FEDERATED INVESTORS, INC. 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3779 1 0 0 0 Class B Common Stock 2019-04-01 4 M 0 3000 23.56 A 41150 D Class B Common Stock 2019-04-01 4 S 0 3000 29.5851 D 38150 D Class B Common Stock 30000 I Held indirectly by the Farrell Family Partnership 2nd Class B Common Stock 60200 I Held indirectly by the Michael J. Farrell Charitable Remainder Unit Trust Class B Common Stock 10000 I Held indirectly by The MJF 2011 Trust Employee Stock Option (Right to Buy) 23.56 2019-04-01 4 M 0 3000 0.00 D 2009-04-23 2019-04-23 Class B Common Stock 3000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in 16 transactions at prices ranging from $29.52 to $29.64 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Power of Attorney dated April 23, 2014 is incorporated herein by reference. /s/John D. Martini (Attorney-in-Fact) 2019-04-01