0001209191-18-057173.txt : 20181105 0001209191-18-057173.hdr.sgml : 20181105 20181105162741 ACCESSION NUMBER: 0001209191-18-057173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181102 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHER JOHN B CENTRAL INDEX KEY: 0001061439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14818 FILM NUMBER: 181160220 MAIL ADDRESS: STREET 1: 1001 LIBERTY AVENUE STREET 2: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-02 0 0001056288 FEDERATED INVESTORS INC /PA/ FII 0001061439 FISHER JOHN B FEDERATED INVESTORS, INC. 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3779 1 1 0 0 Vice President Class B Common Stock 2018-11-02 4 S 0 10099 24.8853 D 541485 D Class B Common Stock 40000 I Held indirectly by Rosewood Limited Partnership Class B Common Stock 30582 I Held indirectly by 401(k) Plan Represents a sale of shares to satisfy tax obligations arising from the vesting of restricted shares of stock. The price reported in Column 4 is a weighted average price. These shares were sold in 38 transactions at prices ranging from $24.720 to $25.120 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Power of Attorney dated April 24, 2014 is incorporated herein by reference. /s/ John D. Martini (Attorney-in-Fact) 2018-11-05