-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O4j7Z5M939xS5d5tpvN3CBn+7hyr505YguydVJhJc1aknXdDWNDXHCeB5CUQ+Ey+ sr9+nwebUbCabglpQ3lGdA== 0001061444-98-000001.txt : 19981210 0001061444-98-000001.hdr.sgml : 19981210 ACCESSION NUMBER: 0001061444-98-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981130 FILED AS OF DATE: 19981209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14818 FILM NUMBER: 98766466 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222 COMPANY DATA: COMPANY CONFORMED NAME: MALONEY EUGENE F CENTRAL INDEX KEY: 0001061444 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 FORM 4 / / Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b) (Print or Type Responses) 1. NAME AND ADDRESS OF REPORTING PERSON* Maloney Eugene F. (LAST) (FIRST) (MIDDLE) c/o Federated Investors, Inc. Federated Investors Tower (STREET) Pittsburgh PA 15222-3779 (CITY) (STATE) (ZIP) 2. ISSUER NAME AND TICKER OR TRADING SYMBOL Federated Investors, Inc. FII 3. I.R.S. IDENTIFICATION NUMBER OF REPORTING PERSON, IF AN ENTITY (VOLUNTARY) 4. STATEMENT FOR MONTH/YEAR 11/98 5. IF AMENDMENT, DATE OF ORIGINAL (MONTH/YEAR) 6. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) ___X_____ Director ________ 10% Owner ___X_____ Officer (give title below) ________ Other (specify below) EXECUTIVE VICE PRESIDENT, FEDERATED INVESTORS MANAGEMENT 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LIMIT) ___X___ Form filed by One Reporting Person _______ Form filed by More than One Reporting Person
TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED 1. Title of 2. Transaction 3. Transaction 4. Securities Acquired (A) 5. Amount 6. 7. Nature of Security Date Code or Disposed of (D) of Ownership Indirect (Instr. 3) (Instr. 8) (Instr. 3, 4, and 5) Securities Form: Beneficial (Month/day/year) Beneficially Direct (D) Onwership Owned at End or (Instr. 4) of Month Indirect (Instr. 3 (I) and 4) (Instr. 4) - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Code V Amount (A) or Price (D) - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Class B Common 11/12/98 Code S 100,000 D 18.00(1) 110,000 I by spouse Stock - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Class B Common 11/12/98 Code S 8,500 D 18.00(1) 324,087 D Stock - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Class B Common 11/11/98 Code S 2,000 D 18 1/16(1) 324,087 D Stock - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Class B Common 11/11/98 Code S 6,800 D 18 3/16(1) 324,087 D Stock - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Class B Common 11/11/98 Code S 32,700 D 18.00(1) 324,087 D Stock
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. If the form is filed by more than one reporting person, see Instruction 4(b)(v). (1) Includes 83,237 shares of Issuer's Class B Common Stock acquired by the Reporting Person, in an Exempt, Non-Reportable transaction under the Federated Investors Profit Sharing Plan.
FORM 4 (continued) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, COVERTIBLE SECURITIES) 1. Title of 2. Conversion or 3. Transaction 4.Transation 5. Number of 6. Date 7. Title and Derivative Exercise Price of Date Code Derivative Exercisable Amount of Security Derivative (Month/Day/Year) (Instr. 8) Securities and Underlying (Instr. 3) Security Acquired (A) Expiration Date Securities or Disposed of (Month/Day/Year) (Instr. 3 and (D) 4) (Instr. 3, 4 and 5) Code V (A) (D) Date Expiration Title Amount or Number of Shares 8. Price of 9. Number of 10. Ownership Form of 11. Nature of Derivative Derivative Derivative Security: Indirect Security Securities Direct (D) or Beneficial (Instr. 5) Beneficially Indirect (I) Ownership Owned at (Instr. 4) (Instr. 4) End of Month (Instr. 4)
Explanation of Responses: ** Intentional misstaments or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. /S/EUGENE F. MALONEY DECEMBER 9, 1998 **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----