-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2MpudKiMt+fBiuPvKhwvFGugeJr9uWcysUeKK4F3L0EkkYgJzXtHfU8dMSC+xdD 2IcXrCcsvId2uTlD+0aTSg== 0001061444-01-000001.txt : 20010212 0001061444-01-000001.hdr.sgml : 20010212 ACCESSION NUMBER: 0001061444-01-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-14818 FILM NUMBER: 1531243 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 5800 CORPORATE DR CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222 COMPANY DATA: COMPANY CONFORMED NAME: MALONEY EUGENE F CENTRAL INDEX KEY: 0001061444 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 5 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 FORM 5 / / Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b) / / Form 3 Holdings Required / / Form 4 Transactions Required (Print or Type Responses) - -------------------------------------------------------------------------------- 1. NAME AND ADDRESS OF REPORTING PERSON* Maloney Eugene F. (LAST) (FIRST) (MIDDLE) c/o Federated Investors, Inc. Federated Investors Tower (STREET) Pittsburgh PA 15222-3779 (CITY) (STATE) (ZIP) - -------------------------------------------------------------------------------- 2. ISSUER NAME AND TICKER OR TRADING SYMBOL Federated Investors, Inc. FII - -------------------------------------------------------------------------------- 3. I.R.S. IDENTIFICATION NUMBER OF REPORTING PERSON, IF AN ENTITY (VOLUNTARY) - -------------------------------------------------------------------------------- 4. STATEMENT FOR MONTH/YEAR 2000 - -------------------------------------------------------------------------------- 5. IF AMENDMENT, DATE OF ORIGINAL (MONTH/YEAR) - ------------------------------------------------------------------------------- 6. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) ___X_____ Director ________ 10% Owner ___X_____ Officer (give title below) ________ Other (specify below) Vice President, Federated Investors, Inc. - -------------------------------------------------------------------------------- 7. INDIVIDUAL OR JOINT/GROUP REPORTING (CHECK APPLICABLE LIMIT) ___X____ Form filed by One Reporting Person _______ Form filed by More than One Reporting Person - --------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED,, DISPOSED OF, OR BENEFICIALLY OWNED - ---------------------------------------------------------------------------------------------------------------- 1. Title of 2. 3. 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature Security Transaction Transaction (A) or Disposed of Securities Form: Direct of Indirect (Instr. 3) Date Code (D) (Instr. 3, 4, and Beneficially (D) or Beneficial (Mon/day/year)(Instr. 8) 5) Owned at End of Indirect (I) Ownership Month (Instr. 4) (Instr. 4) (Instr. 3 and 4) - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- Code V Amount (A) or Price (D) - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 5 (continued) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - -------------------------------------------------------------------------------------------------------------- 1. Title of 2. 3. 4. Transaction 5. Number of 6. Date Derivative Security Conversion Transaction Code Derivative Exercisable and (Instr. 3) or Exercise Date (Instr. 8) Securities Expiration Date Price of (Month/Day/Year) Acquired (A) or (Month/Day/Year) Derivative Disposed of (D) Security (Instr. 3, 4, and 5) - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Code V (A) (D) Date ExercisableExpiration Date - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right $24.88 7/18/2000 A 50,000 6/30/20106/30/2011 to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right $27.50 7/18/2000 A 50,000 6/30/20106/30/2011 to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right $30.00 7/18/2000 A 50,000 6/30/20106/30/2011 to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right $32.50 7/18/2000 A 50,000 6/30/20106/30/2011 to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right $35.00 7/18/2000 A 50,000 6/30/20106/30/2011 to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- 7. Title and Amount of Underlying 8. Price of 9. Number of 10. Ownership 11. Nature of Securities (Instr. 3 and 4) Derivative derivative Form of Indirect Security Securities Derivative Beneficial (Instr. 5) Beneficially Owned Security: Ownership at End of Month Direct (D) or (Instr. 4) (Instr. 4) indirect (I) (Instr. 4) - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Title Amount or Number of Shares - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right 50,000 50,000 D to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right 50,000 50,000 D to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right 50,000 50,000 D to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right 50,000 50,000 D to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- Stock Option (right 50,000 50,000 D to purchase) Class B Common Stock - -------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. /S/ EUGENE F. MALONEY 2-9-2001 - -------------------------------- ----------------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----