-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F+94E2TVTkHhBSCVZZfuR5PpUxkkUZ7O7LR0tbKjx7zSn6E6ofuREpWE10/otWDj bcctCtpG+G/I+pd3ndiZng== 0001061438-99-000001.txt : 19990209 0001061438-99-000001.hdr.sgml : 19990209 ACCESSION NUMBER: 0001061438-99-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980531 FILED AS OF DATE: 19990208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14818 FILM NUMBER: 99523332 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222 COMPANY DATA: COMPANY CONFORMED NAME: DONAHUE THOMAS R CENTRAL INDEX KEY: 0001061438 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 FORM 4 / / Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b) (Print or Type Responses) - - ---------------------------------------------------------------------------- 1. NAME AND ADDRESS OF REPORTING PERSON* Donahue Thomas R. (LAST) (FIRST) (MIDDLE) c/o Federated Investors, Inc. Federated Investors Tower (STREET) Pittsburgh PA 15222-3779 (CITY) (STATE) (ZIP) - - ---------------------------------------------------------------------------- 2. ISSUER NAME AND TICKER OR TRADING SYMBOL Federated Investors, Inc. FII - - ---------------------------------------------------------------------------- 3. I.R.S. IDENTIFICATION NUMBER OF REPORTING PERSON, IF AN ENTITY (VOLUNTARY) - - ---------------------------------------------------------------------------- 4. STATEMENT FOR MONTH/YEAR 5/98 - - ---------------------------------------------------------------------------- 5. IF AMENDMENT, DATE OF ORIGINAL (MONTH/YEAR) 5/98 - - ---------------------------------------------------------------------------- 6. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) ___X____ Director ________ 10% Owner ___X____ Officer (give title below) ________ Other (specify below) Vice President, Chief Financial Officer - - ---------------------------------------------------------------------------- 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LIMIT) __X___ Form filed by One Reporting Person _______ Form filed by More than One Reporting Person - - ----------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED 1. Title of 2. Transaction 3. Transaction 4. Securities Acquired (A) 5. Amount 6. 7. Nature of Security Date Code or Disposed of (D) of Ownership Indirect (Instr. 3) (Instr. 8) (Instr. 3, 4, and 5) Securities Form: Beneficial (Month/day/year) Beneficially Direct (D) Onwership Owned at End or (Instr. 4) of Month Indirect (Instr. 3 (I) and 4) (Instr. 4) - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- Code V Amount (A) or Price (D) - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- Class B Common 5/19/98 Code P 40,000 A 19.00 565,418 D Stock - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- Class B Common 5/19/98 Code P 100 A 20.00 565,418 D Stock - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - -------------------------------------------------------------------------------------------------------------------------- - - --------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 4 (continued) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, COVERTIBLE SECURITIES)
1.Title of 2.Conversion or 3.Transaction 4. Transaction 5. Number of 6.Date Exercisable 7.Title and 8.Price Derivative Exercise Price of Date Code (Instr. 8) Derivative and Expiration Amount of of Security Derivative Security (Month/Day/Year) Securities Date Underlying Derivative (Instr. 3) Acquired (A) (Month/Day/Year) Securities Security or Disposed of (Instr.3and4) (Instr.5) (D) (Instr. 3,4, and 5) Code V (A) (D) Date Expiration Title Amount or Exercisable Date Number of Shares 9.Number 10. Ownership 11. Nature of derivative Form of of Indirect Securities Derivative Beneficial Benficially Security:Direct Ownership Owned at End (D) or Indirect (Instr. 4) of Month (I) (Instr.4) (Instr. 4)
Explanation of Responses: ** Intentional misstaments or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. /S/ THOMAS R. DONAHUE JUNE 10, 1998 - - -------------------------------- ------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----