-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCJo2gvAWRx6Vyvy2sYGv6MtwfeI6UQhcqkU/OO5mi5tA+JOGXV5ihHouluk4IxV Ga9MBVwkSReVUBJqQ4rsiA== 0001061432-09-000001.txt : 20090310 0001061432-09-000001.hdr.sgml : 20090310 20090310164846 ACCESSION NUMBER: 0001061432-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090306 FILED AS OF DATE: 20090310 DATE AS OF CHANGE: 20090310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGONIGLE JOHN W CENTRAL INDEX KEY: 0001061432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14818 FILM NUMBER: 09670053 BUSINESS ADDRESS: BUSINESS PHONE: 1-800-341-7400 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 5800 CORPORATE DR CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122888141 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-03-06 0 0001056288 FEDERATED INVESTORS INC /PA/ FII 0001061432 MCGONIGLE JOHN W FEDERATED INVESTORS TOWER 1001 LIBERTY AVENUE PITTSBURGH PA 15222-3779 1 1 0 0 Vice Chairman, Secretary, EVP Class B Common Stock 2009-03-06 4 S 0 706558 D 3925324 I Held indirectly by Fairview Partners, L.P. Class B Common Stock 2009-03-06 4 A 0 21709 0 A 21709 D The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On March 6, 2009, the reporting person sold an 18% interest in Fairview Partners to trusts established for the benefit of the reporting person's children and grandchildren. The interests were sold in exchange for notes, equal to the value of the 18% partnership interest and was done for family wealth transfer purposes. The FII Class B Common Stock held by Fairview Partners were valued at $16.80 per share on the date of the transaction. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by Fairview Partners except to the extent of his pecuniary interest therein. In addition to the holdings set forth in Table I: 59,708 shares are held indirectly by 713 Investment Partners, L.P.; and 19,453 shares are held indirectly by Grantor Trusts. The acquired shares of Class B Common Stock were awarded to Mr. McGonigle by Federated Investors, Inc. as part of an incentive plan. The Power of Attorney dated July 26, 2006 is incorporated by reference. /s/ Gail C. Jones (Attorney-in-Fact) 2009-03-10 -----END PRIVACY-ENHANCED MESSAGE-----