-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CGvKTRs/JkLEtN2t9nnYxGBeMv1a/vypbCmNfU9RPdkjmsTcPaE9i26i1aQJ0zNO TPUIZqY9LD9VUNPJvqoLOw== 0000918972-99-000001.txt : 19990202 0000918972-99-000001.hdr.sgml : 19990202 ACCESSION NUMBER: 0000918972-99-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980513 FILED AS OF DATE: 19990201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-14818 FILM NUMBER: 99518013 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222 COMPANY DATA: COMPANY CONFORMED NAME: DONAHUE J CHRISTOPHER CENTRAL INDEX KEY: 0000918972 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: PA FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 3 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. NAME AND ADDRESS OF REPORTING PERSON* Donahue John C. (LAST) (FIRST) (MIDDLE) c/o Federated Investors Inc. Federated Investors Tower (STREET) Pittsburgh PA 15222-3779 (CITY) (STATE) (ZIP) 2. DATE OF EVENT REQUIRING STATEMENT (MONTH/DAY/YEAR) 5/13/98 3. I.R.S. IDENTIFICATION NUMBER OF REPORTING PERSON, IF AN ENTITY (VOLUNTARY) 4. ISSUER NAME AND TICKER OR TRADING SYMBOL Federated Investors Inc. FII 5. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER: (CHECK ALL IF APPLICABLE) __X___Director _________10% Owner __X___Officer (give title below) _________Other (specify below) President and Chief Executive Officer 6. IF AMENDMENT, DATE OF ORIGINAL (MONTH/DAY/YEAR) 5/13/98 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LIMIT) ___X___ Form filed by One Reporting Persons _______ Form filed by More than One Reporting Persons TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
1. TITLE OF SECURITY 2. AMOUNT OF 3. OWNERSHIP 4. NATURE OF INDIRECT (INSTR. 4) SECURITIES FORM: BENEFICIAL OWNERSHIP BENEFICIALLY DIRECT (D) (INSTR. 5) OWNED OR INDIRECT (INSTR. 4) (I) (INSTR. 5) Class B Common Stock 582,000 I By Thomas J. Hickey as custodian for minor children Class B Common Stock 1,095,780 I By Thomas R. Donahue as custodian for minor children Class B Common Stock 3,545,448 D Class B Common Stock 838,890 I By Power of Attorney Class A Common Stock 6,000 I By J. Christopher Donahue, John F. Donahue and Rhodora J. Donahue, as Trustees of the Voting Shares Irrevocable trust U/A dated May 31, 1989, of John F. Donahue & Rhodora J. Donahue
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
1. TITLE OF DERIVATIVE SECURITY 2. DATE EXERCISABLE 3. TITLE AND AMOUNT OF SECURITIES UNDERLYING (INSTR. 4) AND EXPIRATION DERIVATIVE SECURITY (INSTR. 4) DATE (MONTH/DAY/YEAR) Date Expiration Title Amount or Number of Exercisable Date Shares 4. CONVERSION OR EXERCISE 5. OWNERSHIP FORM OF DERIVATIVE 6. NATURE OF INDIRECT OR BENEFICIAL PRICE OF DERIVATIVE SECURITY SECURITY: DIRECT (D) OR OWNERSHIP (Instr. 5) INDIRECT (I) (Instr. 5)
** Intentional misstaments or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. /S/ JOHN C. DONAHUE FEBRUARY 1, 1999 - -------------------------------------- --------------------------- **Signature of Reporting Person Date
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