0001209191-14-006972.txt : 20140204 0001209191-14-006972.hdr.sgml : 20140204 20140204161551 ACCESSION NUMBER: 0001209191-14-006972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140203 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L 3 COMMUNICATIONS HOLDINGS INC CENTRAL INDEX KEY: 0001056239 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 133937434 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126971111 MAIL ADDRESS: STREET 1: 600 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cody Richard A. CENTRAL INDEX KEY: 0001480569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14141 FILM NUMBER: 14572435 MAIL ADDRESS: STREET 1: C/O L-3 COMMUNICATIONS CORPORATION STREET 2: 600 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-03 0 0001056239 L 3 COMMUNICATIONS HOLDINGS INC LLL 0001480569 Cody Richard A. C/O L-3 COMMUNICATIONS CORPORATION 600 THIRD AVENUE NEW YORK NY 10016 0 1 0 0 See Remarks Common Stock 2014-02-03 4 M 0 10165 86.41 A 17399 D Common Stock 2014-02-03 4 S 0 10165 109.24 D 7234 D Common Stock 2014-02-03 4 M 0 936 76.82 A 8170 D Common Stock 2014-02-03 4 S 0 936 109.24 D 7234 D 02/23/2010 Employee Stock Option (Right to Buy) 86.41 2014-02-03 4 M 0 10165 0.00 D 2020-02-23 Common Stock 10165 0 D 02/24/2011 Employee Stock Option (Right to Buy) 76.82 2014-02-03 4 M 0 936 0.00 D 2021-02-24 Common Stock 936 0 D Represents weighted average sale price for price increments ranging from $109.18 to $109.39. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Does not include shares issuable upon the exercise of options. Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan. This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date. Senior Vice President of Washington Operations /s/ Allen E. Danzig as Attorney-in-Fact 2014-02-04