0000899243-16-013531.txt : 20160217 0000899243-16-013531.hdr.sgml : 20160217 20160217164009 ACCESSION NUMBER: 0000899243-16-013531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L 3 COMMUNICATIONS HOLDINGS INC CENTRAL INDEX KEY: 0001056239 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 133937434 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126971111 MAIL ADDRESS: STREET 1: 600 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dambrosio Ralph CENTRAL INDEX KEY: 0001321951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14141 FILM NUMBER: 161433858 MAIL ADDRESS: STREET 1: 600 THIRD AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-16 0 0001056239 L 3 COMMUNICATIONS HOLDINGS INC LLL 0001321951 Dambrosio Ralph C/O L-3 COMMUNICATIONS CORPORATION 600 THIRD AVENUE NEW YORK NY 10016 0 1 0 0 SVP and CFO Common Stock 2016-02-16 4 A 0 5800 0.00 A 46010 D Common Stock 2016-02-16 4 A 0 3561 0.00 A 49571 D Common Stock 2016-02-16 4 F 0 1317 116.20 D 48254 D 02/16/16 Employee Stock Option (Right to Buy) 116.20 2016-02-16 4 A 0 48077 0.00 A 2026-02-16 Common Stock 48077 48077 D Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on February 17, 2015 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2015. Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan. Does not include shares issuable upon the exercise of options. Represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 20, 2013. Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units. This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date. /s/ Allen E. Danzig as Attorney-in-Fact 2016-02-17