-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WMNk6tP0363wDVHdU34mc+HZp8px0TJ8q+kS36YK+1UEYxsaoINM8pSksxjGPMB8 0WlDgRJxw+H6PPFY0hHpiA== 0000820626-04-000140.txt : 20041026 0000820626-04-000140.hdr.sgml : 20041026 20041026135808 ACCESSION NUMBER: 0000820626-04-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041022 FILED AS OF DATE: 20041026 DATE AS OF CHANGE: 20041026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHIS DAVID B CENTRAL INDEX KEY: 0001056015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09759 FILM NUMBER: 041096159 BUSINESS ADDRESS: STREET 1: ONE KEMPER DRIVE CITY: LONG GROVE STATE: IL ZIP: 60049 MAIL ADDRESS: STREET 1: ONE KEMPER DRIVE CITY: LONG GROVE STATE: IL ZIP: 60649 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC GLOBAL HOLDINGS INC. CENTRAL INDEX KEY: 0000820626 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 363492467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-739-1200 MAIL ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: IMC GLOBAL INC DATE OF NAME CHANGE: 19941114 FORMER COMPANY: FORMER CONFORMED NAME: IMC FERTILIZER GROUP INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-10-22 1 0000820626 MOSAIC GLOBAL HOLDINGS INC. IGL 0001056015 MATHIS DAVID B 770 BARBERRY LANE LAKE FOREST IL 60045 1 0 0 0 Common Stock, $1.00 par value 2004-10-22 4 D 0 2000.0000 0 D 0.0000 D Common Stock, $1.00 par value 2004-10-22 4 M 0 367.0000 0 A 367.0000 D Common Stock, $1.00 par value 2004-10-22 4 D 0 367.0000 0 D 0.0000 D Non-qualified stock option (right to purchase) 11.5900 2004-10-22 4 D 0 7800.0000 0 D 2014-05-14 Common Stock, $1.00 par value 7800.0000 0.0000 D Non-qualified stock option (right to purchase) 9.7500 2004-10-22 4 D 0 9150.0000 0 D 2013-05-16 Common Stock, $1.00 par value 9150.0000 0.0000 D Non-qualified stock option (right to purchase) 12.1500 2004-10-22 4 D 0 9800.0000 0 D 2012-05-10 Common Stock, $1.00 par value 9800.0000 0.0000 D Non-qualified stock option (right to purchase) 10.8150 2004-10-22 4 D 0 2500.0000 0 D 2011-05-11 Common Stock, $1.00 par value 2500.0000 0.0000 D Non-qualified stock option (right to purchase) 14.6563 2004-10-22 4 D 0 2500.0000 0 D 2010-04-25 Common Stock, $1.00 par value 2500.0000 0.0000 D Non-qualified stock option (right to purchase) 22.6562 2004-10-22 4 D 0 2500.0000 0 D 2009-04-27 Common Stock, $1.00 par value 2500.0000 0.0000 D Non-qualified stock option (right to purchase) 34.8750 2004-10-22 4 D 0 2500.0000 0 D 2008-05-12 Common Stock, $1.00 par value 2500.0000 0.0000 D Non-qualified stock option (right to purchase) 35.0313 2004-10-22 4 D 0 2000.0000 0 D 2007-08-21 Common Stock, $1.00 par value 2000.0000 0.0000 D Non-qualified stock option (right to purchase) 41.9375 2004-10-22 4 D 0 2000.0000 0 D 2006-08-15 Common Stock, $1.00 par value 2000.0000 0.0000 D Non-qualified stock option (right to purchase) 29.7500 2004-10-22 4 D 0 2000.0000 0 D 2005-08-17 Common Stock, $1.00 par value 2000.0000 0.0000 D Deferred stock units 1 2004-10-22 4 M 0 367.0000 0 D Common Stock, $1.00 par value 367.0000 0.0000 D These shares were disposed of in the merger of IMC Global Inc. with GNS Acquisition Corp., with IMC being the surviving entity and a wholly owned subsidiary of The Mosaic Company (the "Merger"). Pursuant to the Merger, each share of IMC common stock was exchanged for one share of common stock of The Mosaic Company on October 22, 2004, the effective date of the Merger (the "Effective Date"). The completion of the Merger constituted a retirement event which resulted in the payment of one share of IMC common stock for each deferred stock unit held by directors of IMC Global Inc. on the Effective Date. Pursuant to the Merger, on the Effective Date each share of IMC Common stock, including each share received as payment for a deferred stock unit, was exchanged for one share of common stock of The Mosaic Company. As a result of the Merger, these stock options were assumed by The Mosaic Company and replaced with stock options of The Mosaic C ompany, with substantially the same terms. Rose Marie Williams, Attorney in Fact 2004-10-26 -----END PRIVACY-ENHANCED MESSAGE-----