0001235802-20-000137.txt : 20201119 0001235802-20-000137.hdr.sgml : 20201119 20201119180218 ACCESSION NUMBER: 0001235802-20-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201117 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orbimed ROF II LLC CENTRAL INDEX KEY: 0001767936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34951 FILM NUMBER: 201329902 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVE., 54TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 739-6400 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVE., 54TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORBIMED ADVISORS LLC CENTRAL INDEX KEY: 0001055951 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34951 FILM NUMBER: 201329903 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 54TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 739-6400 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 54TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xtant Medical Holdings, Inc. CENTRAL INDEX KEY: 0001453593 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 205313323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 664 CRUISER LANE CITY: BELGRADE STATE: MT ZIP: 59714 BUSINESS PHONE: 406-388-0480 MAIL ADDRESS: STREET 1: 664 CRUISER LANE CITY: BELGRADE STATE: MT ZIP: 59714 FORMER COMPANY: FORMER CONFORMED NAME: Bacterin International Holdings, Inc. DATE OF NAME CHANGE: 20100615 FORMER COMPANY: FORMER CONFORMED NAME: K KITZ INC DATE OF NAME CHANGE: 20090108 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-11-17 0 0001453593 Xtant Medical Holdings, Inc. XTNT 0001055951 ORBIMED ADVISORS LLC 601 LEXINGTON AVENUE 54TH FLOOR NEW YORK NY 10022 1 0 1 0 0001767936 Orbimed ROF II LLC 601 LEXINGTON AVE., 54TH FLOOR NEW YORK NY 10022 1 0 1 0 Common Stock 2020-11-17 4 X 0 765992 0.01 A 53468376 I See Footnotes Common Stock 2020-11-17 4 X 0 765992 0.01 A 54234368 I See Footnotes Common Stock 2020-11-17 4 X 0 1531984 0.01 A 55766352 I See Footnotes Common Stock 2020-11-17 4 X 0 434008 0.01 A 15734696 I See Footnotes Common Stock 2020-11-17 4 X 0 434008 0.01 A 16168704 I See Footnotes Common Stock 2020-11-17 4 X 0 868016 0.01 A 17036720 I See Footnotes Common Stock 70423 I See Footnotes Common Stock 70423 I See Footnotes Warrant (right to buy) 0.01 2020-11-17 4 X 0 765992 0 D 2018-09-17 2028-08-01 Common Stock 765992 0 I See Footnotes Warrant (right to buy) 0.01 2020-11-17 4 X 0 434008 0 D 2018-09-17 2028-08-01 Common Stock 434008 0 I See Footnotes Warrant (right to buy) 0.01 2020-11-17 4 X 0 765992 0 D 2019-04-11 2029-04-01 Common Stock 765992 0 I See Footnotes Warrant (right to buy) 0.01 2020-11-17 4 X 0 434008 0 D 2019-04-11 2029-04-01 Common Stock 434008 0 I See Footnotes Warrant (right to buy) 0.01 2020-11-17 4 X 0 1531984 0 D 2020-11-06 2030-05-06 Common Stock 1531984 0 I See Footnotes Warrant (right to buy) 0.01 2020-11-17 4 X 0 868016 0 D 2020-11-06 2030-05-06 Common Stock 868016 0 I See Footnotes These securities are held of record by ROS Acquisition Offshore LP ("ROS Acquisition"). OrbiMed Advisors LLC ("Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the investment manager of ROS Acquisition. Advisors is also the investment manager of Royalty Opportunities S.a r.l., of which ROS Acquisition is a wholly-owned subsidiary. By virtue of such relationships, Advisors may be deemed to have voting and investment power with respect to the securities held by ROS Acquisition noted above and as a result may be deemed to have beneficial ownership over such securities. Advisors exercises its investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the securities held by ROS Acquisition. This report on Form 4 is jointly filed by Advisors and OrbiMed ROF II LLC ("ROF II"). Each of Advisors, ROF II, ROS Acquisition and OrbiMed Royalty Opportunities II, LP ("ORO II") disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. Advisors has designated certain representatives, including Matthew Rizzo and Michael Eggenberg, both of whom are employees of Advisors, to serve on the Company's board of directors. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act or for any other purposes. These securities are held of record by ORO II. ROF II is the general partner of ORO II, and Advisors is the managing member of ROF II. By virtue of such relationships, Advisors may be deemed to have voting and investment power with respect to the securities held by ORO II noted above and as a result may be deemed to have beneficial ownership over such securities. Advisors exercises its investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the securities held by ORO II. This restricted stock unit award was granted to Michael Eggenberg, a director of the Company who is an employee of Advisors, who was designated by Advisors to sit on the Company's board of directors. Upon vesting of the restricted stock unit award, ownership of the shares underlying the restricted stock unit award will be transferred to ROS Acquisition and ORO II. This restricted stock unit award was granted to Matthew Rizzo, a director of the Company who is an employee of Advisors, who was designated by Advisors to sit on the Company's board of directors. Upon vesting of the restricted stock unit award, ownership of the shares underlying the restricted stock unit award will be transferred to ROS Acquisition and ORO II. /s/ Sven H. Borho, Member of OrbiMed Advisors LLC 2020-11-19 /s/ Sven H. Borho, Member of OrbiMed ROF II LLC 2020-11-19 /s/ Carl L. Gordon, Member of OrbiMed Advisors LLC 2020-11-19 /s/ Carl L. Gordon, Member of OrbiMed ROF II LLC 2020-11-19 /s/ Jonathan T. Silverstein, Member of OrbiMed Advisors LLC 2020-11-19 /s/ Jonathan T. Silverstein, Member of OrbiMed ROF II LLC 2020-11-19