0001437749-23-031322.txt : 20231109 0001437749-23-031322.hdr.sgml : 20231109 20231109183232 ACCESSION NUMBER: 0001437749-23-031322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231107 FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGGAN ROBERT W CENTRAL INDEX KEY: 0001055919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37744 FILM NUMBER: 231394142 MAIL ADDRESS: STREET 1: 611 SOUTH FORT HARRISON AVE STREET 2: SUITE 306 CITY: CLEARWATER STATE: FL ZIP: 33756 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulse Biosciences, Inc. CENTRAL INDEX KEY: 0001625101 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 465696597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 510-906-4600 MAIL ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: Electroblate, Inc. DATE OF NAME CHANGE: 20141113 4 1 rdgdoc.xml OPTION EXERCISES, DUGGAN X0508 4 2023-11-07 0001625101 Pulse Biosciences, Inc. PLSE 0001055919 DUGGAN ROBERT W 3957 POINT EDEN WAY HAYWARD CA 94545 1 1 0 Common Stock 2023-11-07 4 M 0 3333 5.95 A 36236624 D Common Stock 2023-11-07 4 M 0 9932 5.95 A 36246556 D Common Stock 492069 I See footnote Stock Option (right to buy) 5.95 2023-11-07 4 M 0 3333 0 D 2033-05-25 Common Stock 3333 11667 D Stock Option (right to buy) 5.95 2023-11-07 4 M 0 9932 0 D 2033-05-25 Common Stock 9932 29799 D Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder. Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a monthly basis following the Company's last Annual Stockholder Meeting. Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a quarterly basis following the Company's last Annual Stockholder Meeting. /s/ Kenneth B. Stratton, as Attorney-in-Fact 2023-11-09