0001387131-23-007625.txt : 20230616 0001387131-23-007625.hdr.sgml : 20230616 20230616161212 ACCESSION NUMBER: 0001387131-23-007625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGGAN ROBERT W CENTRAL INDEX KEY: 0001055919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37744 FILM NUMBER: 231021207 MAIL ADDRESS: STREET 1: 611 SOUTH FORT HARRISON AVE STREET 2: SUITE 306 CITY: CLEARWATER STATE: FL ZIP: 33756 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulse Biosciences, Inc. CENTRAL INDEX KEY: 0001625101 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 465696597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 510-906-4600 MAIL ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: Electroblate, Inc. DATE OF NAME CHANGE: 20141113 4 1 duggan-form4_061423.xml DUGGAN - CHANGES IN BENEFICIAL OWNERSHIP X0407 4 2023-06-14 0 0001625101 Pulse Biosciences, Inc. PLSE 0001055919 DUGGAN ROBERT W 3957 POINT EDEN WAY HAYWARD CA 94545 1 0 1 0 0 Common Stock 2023-06-14 4 X 0 5683163 2.05 A 36097824 D Common Stock 2023-06-14 4 X 0 81025 2.05 A 492069 I See footnote Warrant (right to buy) 2.05 2023-06-14 4 X 0 5683163 0 D 2022-06-09 2027-06-09 Common Stock 5683163 0 D Warrant (right to buy) 2.05 2023-06-14 4 X 0 81025 0 D 2022-06-09 2027-06-09 Common Stock 81025 0 I See footnote Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder. /s/ Kenneth B. Stratton, as Attorney-in-Fact 2023-06-16