0001209191-20-065607.txt : 20201230 0001209191-20-065607.hdr.sgml : 20201230 20201230211110 ACCESSION NUMBER: 0001209191-20-065607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201229 FILED AS OF DATE: 20201230 DATE AS OF CHANGE: 20201230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGGAN ROBERT W CENTRAL INDEX KEY: 0001055919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37744 FILM NUMBER: 201427308 MAIL ADDRESS: STREET 1: 611 SOUTH FORT HARRISON AVE STREET 2: SUITE 306 CITY: CLEARWATER STATE: FL ZIP: 33756 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulse Biosciences, Inc. CENTRAL INDEX KEY: 0001625101 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 465696597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 510-906-4600 MAIL ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: Electroblate, Inc. DATE OF NAME CHANGE: 20141113 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-29 0 0001625101 Pulse Biosciences, Inc. PLSE 0001055919 DUGGAN ROBERT W 611 S. FORT HARRISON AVE., SUITE 306 CLEARWATER FL 33756 1 0 1 0 Common Stock 2020-12-29 4 X 0 376065 7.01 A 11659781 D Common Stock 2020-12-29 4 X 0 8214 7.01 A 330019 I See footnote Warrant (right to buy) 7.01 2020-12-29 4 X 0 376065 0.00 D 2020-06-15 2025-06-15 Common Stock 376065 0 D Warrant (right to buy) 7.01 2020-12-29 4 X 0 8214 0.00 D 2020-06-15 2025-06-15 Common Stock 8214 0 I See footnote Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder. /s/ Sandra Gardiner, as Attorney-in-Fact 2020-12-30