0001209191-20-065607.txt : 20201230
0001209191-20-065607.hdr.sgml : 20201230
20201230211110
ACCESSION NUMBER: 0001209191-20-065607
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201229
FILED AS OF DATE: 20201230
DATE AS OF CHANGE: 20201230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUGGAN ROBERT W
CENTRAL INDEX KEY: 0001055919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37744
FILM NUMBER: 201427308
MAIL ADDRESS:
STREET 1: 611 SOUTH FORT HARRISON AVE
STREET 2: SUITE 306
CITY: CLEARWATER
STATE: FL
ZIP: 33756
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pulse Biosciences, Inc.
CENTRAL INDEX KEY: 0001625101
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 465696597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3957 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: 510-906-4600
MAIL ADDRESS:
STREET 1: 3957 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
FORMER COMPANY:
FORMER CONFORMED NAME: Electroblate, Inc.
DATE OF NAME CHANGE: 20141113
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-29
0
0001625101
Pulse Biosciences, Inc.
PLSE
0001055919
DUGGAN ROBERT W
611 S. FORT HARRISON AVE., SUITE 306
CLEARWATER
FL
33756
1
0
1
0
Common Stock
2020-12-29
4
X
0
376065
7.01
A
11659781
D
Common Stock
2020-12-29
4
X
0
8214
7.01
A
330019
I
See footnote
Warrant (right to buy)
7.01
2020-12-29
4
X
0
376065
0.00
D
2020-06-15
2025-06-15
Common Stock
376065
0
D
Warrant (right to buy)
7.01
2020-12-29
4
X
0
8214
0.00
D
2020-06-15
2025-06-15
Common Stock
8214
0
I
See footnote
Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder.
/s/ Sandra Gardiner, as Attorney-in-Fact
2020-12-30