-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IZLz31rzUQhBUe6ZStDRI5FIu44EZ/MnsJuamVvRf7LHYsBeQeAiaMOWiAB42ELy VT4gyNLsZrsU4zU3W9MlIg== 0001209191-08-054886.txt : 20081002 0001209191-08-054886.hdr.sgml : 20081002 20081002181353 ACCESSION NUMBER: 0001209191-08-054886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081001 FILED AS OF DATE: 20081002 DATE AS OF CHANGE: 20081002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMACYCLICS INC CENTRAL INDEX KEY: 0000949699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943148201 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: PHARMACYCLICS INC STREET 2: 995 E ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94085-4521 BUSINESS PHONE: 408 774 0330 MAIL ADDRESS: STREET 1: PHARMACYCLICS INC STREET 2: 995 E ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94085-4521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGGAN ROBERT W CENTRAL INDEX KEY: 0001055919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26658 FILM NUMBER: 081104823 BUSINESS ADDRESS: BUSINESS PHONE: 8059623755 MAIL ADDRESS: STREET 1: 1933 CLIFF DRIVE #30 CITY: SANTA BARBARA STATE: CA ZIP: 93107 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-10-01 0 0000949699 PHARMACYCLICS INC PCYC 0001055919 DUGGAN ROBERT W 1933 CLIFF DRIVE #30 SANTA BARBARA CA 93107 1 0 1 0 Common Stock 1909676 I Through RWD Acquisition I LLC Common Stock 515760 I Managed Accounts Common Stock 5074564 D Option (Right to Buy Stock) 2.13 2008-10-01 4 A 0 6689 0.00 A 2008-10-01 2018-10-01 Common Stock 6689 6689 D Shares owned directly by RWD Acquisition LLC ("RWD Acquisition"). As the sole member of RWD Acquisition, Robert W. Duggan may be deemed to beneficially own the Shares owned by RWD Acquisition. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein. Shares held in managed accounts pursuant to agreements with Robert W. Duggan & Associates ("RWD&A"), of which Robert W. Duggan is a principal. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein. Represents grant of fully-vested option pursuant to Issuer's 2004 Equity Incentive Award Plan in lieu of payment of quarterly retainer and/or meeting fees earned for service on Issuer's Board of Directors /s/ Leiv Lea, Attorney-in-fact 2008-10-02 -----END PRIVACY-ENHANCED MESSAGE-----