-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TxW9GoszaQvA1SS6J/M6aiei9YyXKeUgtdqXxctB8LpBXc9gsypVFfCx5B0kubWi rTAHW1y04xvk015sAKqkZA== 0001181431-08-026176.txt : 20080423 0001181431-08-026176.hdr.sgml : 20080423 20080423125139 ACCESSION NUMBER: 0001181431-08-026176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080421 FILED AS OF DATE: 20080423 DATE AS OF CHANGE: 20080423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERRY JIM W CENTRAL INDEX KEY: 0001055815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31050 FILM NUMBER: 08771211 BUSINESS ADDRESS: BUSINESS PHONE: 9197820095 MAIL ADDRESS: STREET 1: C/O WASTE INDUSTRIES INC STREET 2: 3949 BROWNING PLACE CITY: RALEIGH STATE: NC ZIP: 27609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASTE INDUSTRIES USA INC CENTRAL INDEX KEY: 0001125845 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 560954929 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 9193254000 MAIL ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 FORMER COMPANY: FORMER CONFORMED NAME: WASTE HOLDINGS INC DATE OF NAME CHANGE: 20001004 4 1 rrd203684.xml FORM 4 - 4/08 X0202 4 2008-04-21 0 0001125845 WASTE INDUSTRIES USA INC WWIN 0001055815 PERRY JIM W 3301 BENSON DRIVE SUITE 600 RALEIGH NC 27609 1 1 0 0 President/CEO Common Stock 15000 I By Wife Common Stock 2008-04-21 4 M 0 1140 11.792 A 1369204 D Common Stock 2008-04-21 4 M 0 867 15.29 A 1370071 D Common Stock 2008-04-21 4 M 0 2150 23.122 A 1372221 D Common Stock 2008-04-21 4 M 0 1818 27.56 A 1374039 D Stock Option (Right to Buy) 11.792 2008-04-21 4 M 0 1140 0 D 2010-05-11 Common Stock 1140 1140 D Stock Option (Right to Buy 15.29 2008-04-21 4 M 0 867 0 D 2009-05-04 Common Stock 867 4337 D Stock Option (Right to Buy) 23.12 2008-04-21 4 M 0 2150 0 D 2011-04-06 Common Stock 2150 8597 D Stock Option (Right to Buy) 27.56 2008-04-21 4 M 0 1818 0 D 2012-03-20 Common Stock 1818 5451 D Deferred Stock Units 2012-05-30 Common Stock 2401 2401 D The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment. The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment. The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment. The stock options granted to the Reporting Person in March of 2007 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on March 20, 2011, based on continued employment. The deferred stock units convert to shares of Waste Industies USA, Inc. common stock on a one-for-one basis on the date of vesting. The deferred stock units vest in three equal annual installments beginning on May 30, 2010. Jim W. Perry 2008-04-23 -----END PRIVACY-ENHANCED MESSAGE-----