-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JnpE+7J8OBg5TkiSN2AfCl1chIfNKrJ4zAMFnNf3MW9Ck4OoOnrz+LnOXIV+Bwxj +YStVD9AXaAvx9MQM60Exg== 0001055160-10-000048.txt : 20101217 0001055160-10-000048.hdr.sgml : 20101217 20101217162027 ACCESSION NUMBER: 0001055160-10-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101216 FILED AS OF DATE: 20101217 DATE AS OF CHANGE: 20101217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COVELLO TERESA D CENTRAL INDEX KEY: 0001203600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 101260145 MAIL ADDRESS: STREET 1: C/O MFA MORTGAGE INVESTMENTS, INC. STREET 2: 350 PARK AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 21ST FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-12-16 0001055160 MFA FINANCIAL, INC. MFA 0001203600 COVELLO TERESA D C/O MFA FINANCIAL, INC. 350 PARK AVENUE, 21ST FLOOR NEW YORK NY 10022 0 1 0 0 Senior Vice President, CAO Common Stock, par value $0.01 per share 2010-12-16 4 A 0 4126 0 A 23321 D Phantom Share 2010-12-16 4 A 0 18500 0 A Common Stock 18500 31232 D Phantom Share 2010-12-16 4 A 0 9250 0 A Common Stock 9250 40482 D 1. Each phantom share is the economic equivalent of one share of MFA's common stock, par value $0.01 per share. 2. These phantom shares shall no longer be subject to forfeiture on December 31, 2014 and, thereafter, are payable on the earlier of termination of service with MFA or January 4, 2016. 3. These phantom shares shall no longer be subject to forfeiture on December 31, 2014 (subject to MFA's achievement of specified performance goals) and, thereafter, are payable on the earlier of termination of service with MFA or January 4, 2016. /s/Timothy W. Korth, Attorney-In-Fact 2010-12-17 -----END PRIVACY-ENHANCED MESSAGE-----