0001104659-21-091813.txt : 20210713
0001104659-21-091813.hdr.sgml : 20210713
20210713190542
ACCESSION NUMBER: 0001104659-21-091813
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210709
FILED AS OF DATE: 20210713
DATE AS OF CHANGE: 20210713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOTT RONALD M.
CENTRAL INDEX KEY: 0001055003
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00852
FILM NUMBER: 211088960
MAIL ADDRESS:
STREET 1: C/O ONEMAIN HOLDINGS, INC.
STREET 2: 601 N.W. SECOND STREET
CITY: EVANSVILLE
STATE: IN
ZIP: 47708
FORMER NAME:
FORMER CONFORMED NAME: LOTT RONALD
DATE OF NAME CHANGE: 20000229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURO CAPITAL CORP.
CENTRAL INDEX KEY: 0001509470
IRS NUMBER: 274443543
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SANSOME STREET
STREET 2: SUITE 730
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: (650) 235-4769
MAIL ADDRESS:
STREET 1: ONE SANSOME STREET
STREET 2: SUITE 730
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
FORMER COMPANY:
FORMER CONFORMED NAME: SUTTER ROCK CAPITAL CORP.
DATE OF NAME CHANGE: 20190731
FORMER COMPANY:
FORMER CONFORMED NAME: GSV Capital Corp.
DATE OF NAME CHANGE: 20110531
FORMER COMPANY:
FORMER CONFORMED NAME: NeXt Innovation Corp.
DATE OF NAME CHANGE: 20110331
4
1
tm2122112d4_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-07-09
0
0001509470
SURO CAPITAL CORP.
SSSS
0001055003
LOTT RONALD M.
C/O SURO CAPITAL CORP.
ONE SANSOME STREET, SUITE 730
SAN FRANCISCO
CA
94104
1
0
0
0
Common Stock
2021-07-09
4
A
0
3770
0
A
10350
D
Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date (with such first anniversary being July 9, 2022) and (ii) date of SuRo Capital Corp.'s (the "Company") annual meeting of stockholders that is closest to the first anniversary of the award date.
This total includes 1,040 shares of the Company's common stock acquired in connection with a dividend of the Company.
/s/ Ronald M. Lott
2021-07-13