President & Chief Operation Officer

0000950123-24-002531.txt : 20240214 0000950123-24-002531.hdr.sgml : 20240214 20240214160620 ACCESSION NUMBER: 0000950123-24-002531 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital LP CENTRAL INDEX KEY: 0001054587 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06663 FILM NUMBER: 24637884 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900165 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LP DATE OF NAME CHANGE: 20070703 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LLC DATE OF NAME CHANGE: 19980204 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001054587 XXXXXXXX 12-31-2023 12-31-2023 false Sculptor Capital LP

9 West 57th Street, 39th Floor New York NY 10019

13F COMBINATION REPORT 028-06663 000107913 801-56729 028-13627 000293389 Sculptor Capital II LP N Wayne Cohen President & Chief Operation Officer (212) 790-0000 s/ Wayne Cohen New York NY 02-14-2024 1 490 4723137345 false 1 028-13627 000293389 Sculptor Capital II LP INFORMATION TABLE 2 30578.xml INFORMATION TABLE FOR FORM 13F BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 113 2500 SH DFND 1 0 2500 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 13398 297730 SH SOLE 297730 0 0 SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 5372 11740 SH DFND 1 0 11740 0 SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 31436 68705 SH SOLE 68705 0 0 ATLANTIC COASTAL AQSTN CORP *W EXP 01/13/202 04845A116 599 19920 SH DFND 1 0 19920 0 ATLANTIC COASTAL AQSTN CORP *W EXP 01/13/202 04845A116 2394 79680 SH SOLE 79680 0 0 GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 G3934P128 239 3825 SH DFND 1 0 3825 0 GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 G3934P128 264 4228 SH SOLE 4228 0 0 GORES HOLDINGS IX INC *W EXP 01/14/202 38287A119 1600 13333 SH DFND 1 0 13333 0 GORES HOLDINGS IX INC *W EXP 01/14/202 38287A119 10363 86362 SH SOLE 86362 0 0 HCM ACQUISITION CO *W EXP 01/20/202 G4365A127 209 9935 SH DFND 1 0 9935 0 HCM ACQUISITION CO *W EXP 01/20/202 G4365A127 836 39737 SH SOLE 39737 0 0 NEWCOURT ACQUISITION CORP *W EXP 01/22/202 G6448C129 1330 94993 SH DFND 1 0 94993 0 NEWCOURT ACQUISITION CORP *W EXP 01/22/202 G6448C129 1470 104991 SH SOLE 104991 0 0 BRIDGER AEROSPACE GRP HLDGS *W EXP 01/24/202 96812F110 20285 96000 SH SOLE 96000 0 0 CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 3630 170833 SH SOLE 170833 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 5066 130406 SH DFND 1 0 130406 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 5599 144126 SH SOLE 144126 0 0 ROSS ACQUISITION CORP II *W EXP 02/01/202 G7641C114 1639 27455 SH DFND 1 0 27455 0 ROSS ACQUISITION CORP II *W EXP 02/01/202 G7641C114 9288 155584 SH SOLE 155584 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 6123 277700 SH SOLE 277700 0 0 HH&L ACQUISITION CO *W EXP 02/04/202 G39714129 850 42500 SH SOLE 42500 0 0 RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 3736 48208 SH SOLE 48208 0 0 MOVELLA HOLDINGS INC *W EXP 02/10/202 62459N113 613 41303 SH DFND 1 0 41303 0 MOVELLA HOLDINGS INC *W EXP 02/10/202 62459N113 1353 91092 SH SOLE 91092 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 1147 229439 SH SOLE 229439 0 0 BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 2409 87608 SH SOLE 87608 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 406 12049 SH SOLE 12049 0 0 VALUENCE MERGER CORP I *W EXP 02/18/202 G9R16L118 3120 78100 SH DFND 1 0 78100 0 VALUENCE MERGER CORP I *W EXP 02/18/202 G9R16L118 12480 312396 SH SOLE 312396 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 701 3596 SH DFND 1 0 3596 0 SLAM CORP *W EXP 02/23/202 G8210L121 8507 43636 SH SOLE 43636 0 0 PATRIA LATIN AMRCN OPPRNTY A *W EXP 02/23/202 G69454117 1823 50000 SH DFND 1 0 50000 0 PATRIA LATIN AMRCN OPPRNTY A *W EXP 02/23/202 G69454117 7290 200000 SH SOLE 200000 0 0 SPRING VALLEY ACQUISTN CORP *W EXP 02/25/202 G83752116 9812 108421 SH DFND 1 0 108421 0 SPRING VALLEY ACQUISTN CORP *W EXP 02/25/202 G83752116 39248 433684 SH SOLE 433684 0 0 DHC ACQUISITION CORP *W EXP 02/25/202 G2758T117 108 6149 SH DFND 1 0 6149 0 DHC ACQUISITION CORP *W EXP 02/25/202 G2758T117 4686 266993 SH SOLE 266993 0 0 FLAME ACQUISITION CORP *W EXP 02/26/202 33850F116 434625 226958 SH DFND 1 0 226958 0 FLAME ACQUISITION CORP *W EXP 02/26/202 33850F116 1933464 1009642 SH SOLE 1009642 0 0 IRIS ACQUISITION CORP *W EXP 02/28/202 89601Y119 750 20702 SH DFND 1 0 20702 0 IRIS ACQUISITION CORP *W EXP 02/28/202 89601Y119 4253 117311 SH SOLE 117311 0 0 SILVERBOX CORP III *W EXP 02/28/202 82836N115 3884 42015 SH DFND 1 0 42015 0 SILVERBOX CORP III *W EXP 02/28/202 82836N115 15537 168059 SH SOLE 168059 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 1664 9310 SH DFND 1 0 9310 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 69836 390690 SH SOLE 390690 0 0 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 2886 98500 SH SOLE 98500 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 5725 63298 SH SOLE 63298 0 0 TWELVE SEAS INVESTMENT CO II *W EXP 03/02/202 90118T114 7812 208333 SH SOLE 208333 0 0 OCULIS HOLDING AG *W EXP 03/06/202 H5870P110 3018 2286 SH DFND 1 0 2286 0 OCULIS HOLDING AG *W EXP 03/06/202 H5870P110 15878 12029 SH SOLE 12029 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 10977 16766 SH DFND 1 0 16766 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 436938 667387 SH SOLE 667387 0 0 TERRAN ORBITAL CORPORATION *W EXP 03/25/202 88105P111 2346 30288 SH DFND 1 0 30288 0 TERRAN ORBITAL CORPORATION *W EXP 03/25/202 88105P111 7335 94712 SH SOLE 94712 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 3158 60143 SH DFND 1 0 60143 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 17842 339857 SH SOLE 339857 0 0 GOGORO INC *W EXP 04/04/202 G9491K113 19347 99213 SH DFND 1 0 99213 0 GOGORO INC *W EXP 04/04/202 G9491K113 25024 128327 SH SOLE 128327 0 0 CORNER GROWTH ACQUISITN CORP *W EXP 04/09/202 G2426E120 432 12380 SH DFND 1 0 12380 0 CORNER GROWTH ACQUISITN CORP *W EXP 04/09/202 G2426E120 1008 28886 SH SOLE 28886 0 0 CARTICA ACQUISITION CORP *W EXP 04/30/202 G1995D117 2070 44000 SH DFND 1 0 44000 0 CARTICA ACQUISITION CORP *W EXP 04/30/202 G1995D117 8281 176000 SH SOLE 176000 0 0 NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 65101L112 1795 17940 SH DFND 1 0 17940 0 NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 65101L112 10171 101660 SH SOLE 101660 0 0 THUNDER BRDG CAP PRTNRS IV I *W EXP 04/30/202 88605L115 6990 78147 SH DFND 1 0 78147 0 THUNDER BRDG CAP PRTNRS IV I *W EXP 04/30/202 88605L115 16310 182342 SH SOLE 182342 0 0 PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 G7308P127 3906 58251 SH DFND 1 0 58251 0 PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 G7308P127 4317 64382 SH SOLE 64382 0 0 POWERUP ACQUISITION CORP *W EXP 05/23/202 G7207P129 6500 100000 SH DFND 1 0 100000 0 POWERUP ACQUISITION CORP *W EXP 05/23/202 G7207P129 26000 400000 SH SOLE 400000 0 0 ZOOMCAR HLDGS INC *W EXP 05/31/202 45784G119 5454 87258 SH DFND 1 0 87258 0 ZOOMCAR HLDGS INC *W EXP 05/31/202 45784G119 6028 96442 SH SOLE 96442 0 0 HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 G4375F116 24758 150000 SH SOLE 150000 0 0 NET POWER INC *W EXP 06/08/202 64107A113 220834 101300 SH SOLE 101300 0 0 ALVOTECH *W EXP 06/15/202 L01800116 246500 100000 SH SOLE 100000 0 0 SK GROWTH OPPORTUNITIES CORP *W EXP 06/28/202 G8192N111 7565 136300 SH SOLE 136300 0 0 10X CAPITAL VENTURE ACQ III *W EXP 06/30/202 G87077114 3650 48340 SH DFND 1 0 48340 0 10X CAPITAL VENTURE ACQ III *W EXP 06/30/202 G87077114 14599 193360 SH SOLE 193360 0 0 ABACUS LIFE INC *W EXP 06/30/202 00258Y112 222087 288200 SH SOLE 288200 0 0 QUADRO ACQUISITION ONE CORP *W EXP 06/30/202 G52807115 68 3333 SH DFND 1 0 3333 0 QUADRO ACQUISITION ONE CORP *W EXP 06/30/202 G52807115 4357 213566 SH SOLE 213566 0 0 VAST RENEWABLES LIMITED *W EXP 07/01/202 Q9379E113 20716 165728 SH DFND 1 0 165728 0 VAST RENEWABLES LIMITED *W EXP 07/01/202 Q9379E113 22897 183172 SH SOLE 183172 0 0 LIFEZONE METALS LIMITED *W EXP 07/05/202 G5568L117 80250 150000 SH SOLE 150000 0 0 CARMELL CORPORATION *W EXP 07/12/202 142922111 15280 68490 SH DFND 1 0 68490 0 CARMELL CORPORATION *W EXP 07/12/202 142922111 35654 159810 SH SOLE 159810 0 0 AEON BIOPHARMA INC *W EXP 07/21/202 00791X118 219 2502 SH DFND 1 0 2502 0 AEON BIOPHARMA INC *W EXP 07/21/202 00791X118 4155 47538 SH SOLE 47538 0 0 WALDENCAST PLC *W EXP 07/27/202 G9503X111 88060 104213 SH DFND 1 0 104213 0 WALDENCAST PLC *W EXP 07/27/202 G9503X111 274106 324386 SH SOLE 324386 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 5228 37500 SH DFND 1 0 37500 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 29623 212500 SH SOLE 212500 0 0 COMPLETE SOLARIA INC *W EXP 07/31/202 20460L112 11954 352100 SH SOLE 352100 0 0 ZEROFOX HLDGS INC *W EXP 08/03/202 98955G111 808 54811 SH SOLE 54811 0 0 SEMANTIX INC *W EXP 08/03/202 G6332A114 5840 553574 SH SOLE 553574 0 0 D-WAVE QUANTUM INC *W EXP 08/05/202 26740W117 137 1580 SH DFND 1 0 1580 0 D-WAVE QUANTUM INC *W EXP 08/05/202 26740W117 3975 45820 SH SOLE 45820 0 0 JOBY AVIATION INC *W EXP 08/10/202 G65163118 553412 451765 SH SOLE 451765 0 0 CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 G1745A124 3266 118750 SH DFND 1 0 118750 0 CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 G1745A124 3609 131250 SH SOLE 131250 0 0 GDEV INC *W EXP 08/26/202 G6529J118 32513 425000 SH SOLE 425000 0 0 NABORS ENERGY TRANSITION COR *W EXP 09/01/202 G6363K114 50996 364256 SH SOLE 364256 0 0 VERTICAL AEROSPACE LTD *W EXP 09/15/202 G9471C115 8588 144700 SH SOLE 144700 0 0 REVELSTONE CAPITAL ACQSTN CO *W EXP 09/15/202 76137R114 13402 315334 SH DFND 1 0 315334 0 REVELSTONE CAPITAL ACQSTN CO *W EXP 09/15/202 76137R114 14812 348522 SH SOLE 348522 0 0 ARCHER AVIATION INC *W EXP 09/16/202 03945R110 285349 203821 SH SOLE 203821 0 0 AMERICAN ONCOLOGY NETWORK IN *W EXP 09/20/202 028719110 4266 19345 SH DFND 1 0 19345 0 AMERICAN ONCOLOGY NETWORK IN *W EXP 09/20/202 028719110 24173 109627 SH SOLE 109627 0 0 COMPASS DIGITAL ACQUISITN CO *W EXP 09/29/202 G2476C123 6239 89064 SH DFND 1 0 89064 0 COMPASS DIGITAL ACQUISITN CO *W EXP 09/29/202 G2476C123 6895 98436 SH SOLE 98436 0 0 ENVOY MEDICAL INC *W EXP 09/29/202 29415V117 0 5 SH DFND 1 0 5 0 ENVOY MEDICAL INC *W EXP 09/29/202 29415V117 4280 182137 SH SOLE 182137 0 0 FINNOVATE ACQUISITION CORP *W EXP 09/30/202 G3R34K111 1931 142518 SH DFND 1 0 142518 0 FINNOVATE ACQUISITION CORP *W EXP 09/30/202 G3R34K111 2134 157481 SH SOLE 157481 0 0 MOUNTAIN & CO I ACQUISITN CO *W EXP 09/30/202 G6301J112 4598 129530 SH DFND 1 0 129530 0 MOUNTAIN & CO I ACQUISITN CO *W EXP 09/30/202 G6301J112 5856 164960 SH SOLE 164960 0 0 SPARK I ACQUISITION CORP *W EXP 10/01/203 G8316B118 4800 40000 SH SOLE 40000 0 0 CHECHE GROUP INC *W EXP 10/01/203 G20707116 670 8902 SH DFND 1 0 8902 0 CHECHE GROUP INC *W EXP 10/01/203 G20707116 29010 385515 SH SOLE 385515 0 0 ATHENA TECHNOLOGY ACQ CORP I *W EXP 10/17/202 04687C113 239 7980 SH DFND 1 0 7980 0 ATHENA TECHNOLOGY ACQ CORP I *W EXP 10/17/202 04687C113 265 8820 SH SOLE 8820 0 0 ESGEN ACQUISITION CORP *W EXP 10/18/202 G3R95N111 8254 235838 SH DFND 1 0 235838 0 ESGEN ACQUISITION CORP *W EXP 10/18/202 G3R95N111 9123 260662 SH SOLE 260662 0 0 FTAC EMERALD ACQUISITION COR *W EXP 10/19/202 29103K118 16963 308421 SH DFND 1 0 308421 0 FTAC EMERALD ACQUISITION COR *W EXP 10/19/202 29103K118 23979 435979 SH SOLE 435979 0 0 GLOBAL TECHNOLGY ACQSTN CORP *W EXP 10/19/202 G3934N115 13591 358120 SH DFND 1 0 358120 0 GLOBAL TECHNOLGY ACQSTN CORP *W EXP 10/19/202 G3934N115 18177 478979 SH SOLE 478979 0 0 ROTH CH ACQUISITION CO *W EXP 10/20/202 G88935120 7066 166250 SH DFND 1 0 166250 0 ROTH CH ACQUISITION CO *W EXP 10/20/202 G88935120 7809 183750 SH SOLE 183750 0 0 EXCELFIN ACQUISITION CORP *W EXP 10/25/202 30069X110 12793 364467 SH DFND 1 0 364467 0 EXCELFIN ACQUISITION CORP *W EXP 10/25/202 30069X110 14139 402832 SH SOLE 402832 0 0 FOCUS IMPACT ACQUISITION COR *W EXP 10/28/202 34417L117 8244 236215 SH DFND 1 0 236215 0 FOCUS IMPACT ACQUISITION COR *W EXP 10/28/202 34417L117 19010 544698 SH SOLE 544698 0 0 ALTENERGY ACQUISITION CORP *W EXP 10/29/202 02157M116 627 19326 SH DFND 1 0 19326 0 ALTENERGY ACQUISITION CORP *W EXP 10/29/202 02157M116 1523 46934 SH SOLE 46934 0 0 BLEUACACIA LTD *W EXP 10/30/202 G11728113 2634 139020 SH DFND 1 0 139020 0 BLEUACACIA LTD *W EXP 10/30/202 G11728113 2912 153652 SH SOLE 153652 0 0 ENGENE HOLDINGS INC *W EXP 10/31/202 29286M113 13278 11300 SH SOLE 11300 0 0 BLOCKCHAIN COINVSTRS ACQ CRP *W EXP 11/01/202 G11765115 3985 64790 SH DFND 1 0 64790 0 BLOCKCHAIN COINVSTRS ACQ CRP *W EXP 11/01/202 G11765115 4404 71610 SH SOLE 71610 0 0 NVNI GROUP LIMITED *W EXP 11/01/202 G50716110 5721 156750 SH DFND 1 0 156750 0 NVNI GROUP LIMITED *W EXP 11/01/202 G50716110 6324 173250 SH SOLE 173250 0 0 OMNIAB INC *W EXP 11/01/202 68218J111 407725 397780 SH SOLE 397780 0 0 SIZZLE ACQUISITION CORP *W EXP 11/02/202 83014E117 1639 14250 SH DFND 1 0 14250 0 SIZZLE ACQUISITION CORP *W EXP 11/02/202 83014E117 1811 15750 SH SOLE 15750 0 0 SEMPER PARATUS ACQUISITION C *W EXP 11/04/202 G8028L131 2078 59375 SH DFND 1 0 59375 0 SEMPER PARATUS ACQUISITION C *W EXP 11/04/202 G8028L131 2297 65624 SH SOLE 65624 0 0 LAMF GLOBAL VENTURES CORP I *W EXP 11/05/202 G5338L124 2663 116053 SH DFND 1 0 116053 0 LAMF GLOBAL VENTURES CORP I *W EXP 11/05/202 G5338L124 2944 128269 SH SOLE 128269 0 0 AERIES TECHNOLOGY INC *W EXP 11/06/202 G0136H110 16066 225485 SH DFND 1 0 225485 0 AERIES TECHNOLOGY INC *W EXP 11/06/202 G0136H110 17757 249215 SH SOLE 249215 0 0 DP CAP ACQUISITION CORP I *W EXP 11/08/202 G2R05B126 4763 317518 SH DFND 1 0 317518 0 DP CAP ACQUISITION CORP I *W EXP 11/08/202 G2R05B126 8799 586581 SH SOLE 586581 0 0 NEW PROVIDENCE ACQSITN CORP *W EXP 11/09/202 64823D110 6728 158300 SH DFND 1 0 158300 0 NEW PROVIDENCE ACQSITN CORP *W EXP 11/09/202 64823D110 7436 174962 SH SOLE 174962 0 0 GRINDR INC *W EXP 11/18/202 39854F119 40555 22720 SH DFND 1 0 22720 0 GRINDR INC *W EXP 11/18/202 39854F119 717693 402069 SH SOLE 402069 0 0 CAPITALWORKS EMNG MKTS ACQST *W EXP 11/19/202 G1889L126 4431 161120 SH DFND 1 0 161120 0 CAPITALWORKS EMNG MKTS ACQST *W EXP 11/19/202 G1889L126 4897 178079 SH SOLE 178079 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 1707 97520 SH DFND 1 0 97520 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 1886 107784 SH SOLE 107784 0 0 AFRICAN AGRICULTURE HOLDINGS *W EXP 12/06/202 00792J118 505 25569 SH DFND 1 0 25569 0 AFRICAN AGRICULTURE HOLDINGS *W EXP 12/06/202 00792J118 1178 59661 SH SOLE 59661 0 0 HEALTHCARE AI ACQUISITION CO *W EXP 12/07/202 G4373K117 1532 39476 SH DFND 1 0 39476 0 HEALTHCARE AI ACQUISITION CO *W EXP 12/07/202 G4373K117 1697 43744 SH SOLE 43744 0 0 AP ACQUISITION CORP *W EXP 12/07/202 G04058114 5624 173043 SH DFND 1 0 173043 0 AP ACQUISITION CORP *W EXP 12/07/202 G04058114 6218 191328 SH SOLE 191328 0 0 TARGET GLOBAL ACQUISI I CORP *W EXP 12/08/202 G8675N125 2777 18514 SH DFND 1 0 18514 0 TARGET GLOBAL ACQUISI I CORP *W EXP 12/08/202 G8675N125 3067 20445 SH SOLE 20445 0 0 POWER & DIGITAL INFRASTRUCTU *W EXP 12/09/202 73919C118 836 30443 SH DFND 1 0 30443 0 POWER & DIGITAL INFRASTRUCTU *W EXP 12/09/202 73919C118 1221 44493 SH SOLE 44493 0 0 ECD AUTOMOTIVE DESIGN INC *W EXP 12/12/202 27877D112 1104 35599 SH DFND 1 0 35599 0 ECD AUTOMOTIVE DESIGN INC *W EXP 12/12/202 27877D112 4414 142401 SH SOLE 142401 0 0 SWIFTMERGE ACQUISITION CORP *W EXP 12/13/202 G63836111 8098 188315 SH DFND 1 0 188315 0 SWIFTMERGE ACQUISITION CORP *W EXP 12/13/202 G63836111 8950 208133 SH SOLE 208133 0 0 PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 G44525114 2572 60589 SH DFND 1 0 60589 0 PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 G44525114 3448 81222 SH SOLE 81222 0 0 INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 G4923T113 4053 23834 SH DFND 1 0 23834 0 INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 G4923T113 6329 37216 SH SOLE 37216 0 0 MARIADB PLC *W EXP 12/16/202 G5920M118 657 15449 SH DFND 1 0 15449 0 MARIADB PLC *W EXP 12/16/202 G5920M118 3721 87545 SH SOLE 87545 0 0 REVOLUTION MEDICINES INC *W EXP 12/17/202 76155X118 19125 55871 SH DFND 1 0 55871 0 REVOLUTION MEDICINES INC *W EXP 12/17/202 76155X118 41841 122236 SH SOLE 122236 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 1550 50000 SH SOLE 50000 0 0 LEDDARTECH HLDGS INC *W EXP 12/21/202 52328E113 4936 58035 SH SOLE 58035 0 0 AIRSHIP AI HLDGS INC *W EXP 12/21/202 008940116 3090 58793 SH DFND 1 0 58793 0 AIRSHIP AI HLDGS INC *W EXP 12/21/202 008940116 17632 335519 SH SOLE 335519 0 0 ADS TEC ENERGY PLC *W EXP 12/22/202 G0085J109 126475 164253 SH DFND 1 0 164253 0 ADS TEC ENERGY PLC *W EXP 12/22/202 G0085J109 206935 268747 SH SOLE 268747 0 0 ADTHEORENT HOLDING COMPANY *W EXP 12/26/202 00739D117 5075 107400 SH SOLE 107400 0 0 PAPAYA GRWT OPPORTUNITY CORP *W EXP 12/31/202 69882P110 835 50000 SH DFND 1 0 50000 0 PAPAYA GRWT OPPORTUNITY CORP *W EXP 12/31/202 69882P110 3340 200000 SH SOLE 200000 0 0 EVE MOBILITY ACQUISITION COR *W EXP 12/31/202 G3218G117 5581 106305 SH DFND 1 0 106305 0 EVE MOBILITY ACQUISITION COR *W EXP 12/31/202 G3218G117 6168 117495 SH SOLE 117495 0 0 EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 29978K110 12589 100713 SH DFND 1 0 100713 0 EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 29978K110 13914 111313 SH SOLE 111313 0 0 DMY SQUARED TECHNOLOGY GROUP *W EXP 99/99/999 233276112 2600 20000 SH DFND 1 0 20000 0 DMY SQUARED TECHNOLOGY GROUP *W EXP 99/99/999 233276112 12695 97655 SH SOLE 97655 0 0 RCF ACQUISITION CORP *W EXP 99/99/999 G7330C110 7921 102145 SH DFND 1 0 102145 0 RCF ACQUISITION CORP *W EXP 99/99/999 G7330C110 8755 112893 SH SOLE 112893 0 0 RIGEL RESOURCE ACQ CORP *W EXP 99/99/999 G7573M114 48067 384534 SH DFND 1 0 384534 0 RIGEL RESOURCE ACQ CORP *W EXP 99/99/999 G7573M114 54321 434566 SH SOLE 434566 0 0 PERFECT CORP *W EXP 99/99/999 G7006A117 670 11197 SH DFND 1 0 11197 0 PERFECT CORP *W EXP 99/99/999 G7006A117 3890 65003 SH SOLE 65003 0 0 ARES ACQUISITION CORP II *W EXP 99/99/999 G33033120 11519 72018 SH DFND 1 0 72018 0 ARES ACQUISITION CORP II *W EXP 99/99/999 G33033120 176437 1103074 SH SOLE 1103074 0 0 BATTERY FUTURE ACQUISITION C *W EXP 99/99/999 G0888J124 13768 164005 SH DFND 1 0 164005 0 BATTERY FUTURE ACQUISITION C *W EXP 99/99/999 G0888J124 15217 181266 SH SOLE 181266 0 0 CONCORD ACQUISITION CORP II *W EXP 99/99/999 20607U116 53613 369742 SH DFND 1 0 369742 0 CONCORD ACQUISITION CORP II *W EXP 99/99/999 20607U116 59255 408657 SH SOLE 408657 0 0 CONCORD ACQUISITION CORP III *W EXP 99/99/999 20607V114 21076 234175 SH DFND 1 0 234175 0 CONCORD ACQUISITION CORP III *W EXP 99/99/999 20607V114 23294 258825 SH SOLE 258825 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 2602 40000 SH SOLE 40000 0 0 OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 3427 48890 SH DFND 1 0 48890 0 OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 3779 53910 SH SOLE 53910 0 0 FUTURE HEALTH ESG CORP *W EXP 99/99/999 36118W110 138 4990 SH DFND 1 0 4990 0 FUTURE HEALTH ESG CORP *W EXP 99/99/999 36118W110 554 19959 SH SOLE 19959 0 0 ANDRETTI ACQUISITION CORP *W EXP 99/99/999 G26735129 11941 46202 SH DFND 1 0 46202 0 ANDRETTI ACQUISITION CORP *W EXP 99/99/999 G26735129 47826 185051 SH SOLE 185051 0 0 SOUTHPORT ACQUISITION CORP *W EXP 99/99/999 84465L113 1895 63157 SH DFND 1 0 63157 0 SOUTHPORT ACQUISITION CORP *W EXP 99/99/999 84465L113 2094 69805 SH SOLE 69805 0 0 RBC BEARINGS INC 5% CNV PFD SR A 75524B203 30253778 233062 SH DFND 1 0 233062 0 EHANG HLDGS LTD ADS 26853E102 1745520 103900 SH DFND 1 0 103900 0 EHANG HLDGS LTD ADS 26853E102 1745520 103900 SH Put DFND 1 0 103900 0 XPENG INC ADS 98422D105 7162231 490900 SH DFND 1 0 490900 0 XPENG INC ADS 98422D105 3647500 250000 SH Call DFND 1 0 250000 0 XPENG INC ADS 98422D105 10817026 741400 SH Put DFND 1 0 741400 0 NABORS ENERGY TRANSITION COR CL A G6363K106 5496525 528512 SH SOLE 528512 0 0 META PLATFORMS INC CL A 30303M102 147176568 415800 SH SOLE 415800 0 0 NEW YORK TIMES CO CL A 650111107 56328457 1149795 SH SOLE 1149795 0 0 GAMESTOP CORP NEW CL A 36467W109 5164338 294600 SH DFND 1 0 294600 0 GAMESTOP CORP NEW CL A 36467W109 5164338 294600 SH Put DFND 1 0 294600 0 GLOBUS MED INC CL A 379577208 38727868 726738 SH SOLE 726738 0 0 DISH NETWORK CORPORATION CL A 25470M109 1355950 235000 SH SOLE 235000 0 0 DISH NETWORK CORPORATION CL A 25470M109 15133556 2622800 SH Put SOLE 2622800 0 0 EDIFY ACQUISITION CORP CL A 28059Q103 1083338 97598 SH SOLE 97598 0 0 DUTCH BROS INC CL A 26701L100 9367986 295800 SH DFND 1 0 295800 0 DUTCH BROS INC CL A 26701L100 9367986 295800 SH Put DFND 1 0 295800 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 46160513 32531 SH SOLE 32531 0 0 CONSTELLATION BRANDS INC CL A 21036P108 241750000 1000000 SH SOLE 1000000 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 231040720 594424 SH SOLE 594424 0 0 C3 AI INC CL A 12468P104 17986815 626500 SH DFND 1 0 626500 0 C3 AI INC CL A 12468P104 7809120 272000 SH Call DFND 1 0 272000 0 C3 AI INC CL A 12468P104 19046214 663400 SH Put DFND 1 0 663400 0 DMY SQUARED TECHNOLOGY GROUP CL A COM 233276104 373472 35200 SH DFND 1 0 35200 0 DMY SQUARED TECHNOLOGY GROUP CL A COM 233276104 1493888 140800 SH SOLE 140800 0 0 EVGO INC CL A COM 30052F100 684854 191300 SH DFND 1 0 191300 0 EVGO INC CL A COM 30052F100 684854 191300 SH Put DFND 1 0 191300 0 NUSCALE PWR CORP CL A COM 67079K100 16450 5000 SH DFND 1 0 5000 0 NUSCALE PWR CORP CL A COM 67079K100 16450 5000 SH Put DFND 1 0 5000 0 FISKER INC CL A COM STK 33813J106 383075 218900 SH DFND 1 0 218900 0 FISKER INC CL A COM STK 33813J106 383075 218900 SH Put DFND 1 0 218900 0 FISKER INC CL A COM STK 33813J106 3860150 2205800 SH Put SOLE 2205800 0 0 CONTEXTLOGIC INC CL A NEW 21077C305 95200 16000 SH DFND 1 0 16000 0 CONTEXTLOGIC INC CL A NEW 21077C305 95200 16000 SH Put DFND 1 0 16000 0 RIGEL RESOURCE ACQ CORP CL A ORD SHS G7573M106 3607342 329137 SH DFND 1 0 329137 0 RIGEL RESOURCE ACQ CORP CL A ORD SHS G7573M106 4400604 401515 SH SOLE 401515 0 0 AERIES TECHNOLOGY INC CL A ORD SHS G0136H102 145168 59375 SH DFND 1 0 59375 0 AERIES TECHNOLOGY INC CL A ORD SHS G0136H102 160449 65625 SH SOLE 0 0 0 GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 409774 37017 SH DFND 1 0 37017 0 GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 1133370 102383 SH SOLE 102383 0 0 HAYMAKER ACQUISITION CORP IV CLASS A G4375F108 3081000 300000 SH SOLE 300000 0 0 GLOBAL SYSTEMS DYNAMICS INC CLASS A COM 37653T108 113825 10301 SH SOLE 10301 0 0 POWER & DIGITAL INFRASTRUCTU CLASS A COM 73919C100 765225 71250 SH DFND 1 0 71250 0 POWER & DIGITAL INFRASTRUCTU CLASS A COM 73919C100 845775 78750 SH SOLE 78750 0 0 SPRING VALLEY ACQUISTN CORP CLASS A ORD G83752108 473986 43847 SH DFND 1 0 43847 0 SPRING VALLEY ACQUISTN CORP CLASS A ORD G83752108 1895944 175388 SH SOLE 175388 0 0 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 935143 86748 SH DFND 1 0 86748 0 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 7950983 737568 SH SOLE 737568 0 0 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 1412471 133252 SH SOLE 133252 0 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 3974508 169200 SH DFND 1 0 169200 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 3974508 169200 SH Put DFND 1 0 169200 0 LUCID GROUP INC COM 549498103 1007874 239400 SH Call DFND 1 0 239400 0 LUCID GROUP INC COM 549498103 1007874 239400 SH Put DFND 1 0 239400 0 LUCID GROUP INC COM 549498103 135141 32100 SH Put SOLE 32100 0 0 LEMONADE INC COM 52567D107 2419500 150000 SH DFND 1 0 150000 0 LEMONADE INC COM 52567D107 2419500 150000 SH Put DFND 1 0 150000 0 SOUTHWEST AIRLS CO COM 844741108 10899312 377400 SH Call SOLE 377400 0 0 SEADRILL 2021 LTD COM G7997W102 5001420 105783 SH DFND 1 0 105783 0 SEADRILL 2021 LTD COM G7997W102 116829164 2471006 SH SOLE 2471006 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 1381175 252500 SH Call DFND 1 0 252500 0 SIRIUS XM HOLDINGS INC COM 82968B103 3493689 638700 SH Put DFND 1 0 638700 0 SIRIUS XM HOLDINGS INC COM 82968B103 437600 80000 SH Call SOLE 80000 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 1590676 290800 SH Put SOLE 290800 0 0 STEM INC COM 85859N102 2093260 539500 SH DFND 1 0 539500 0 STEM INC COM 85859N102 2093260 539500 SH Put DFND 1 0 539500 0 SYNOPSYS INC COM 871607107 39339124 76400 SH SOLE 76400 0 0 SUNPOWER CORP COM 867652406 2745855 568500 SH DFND 1 0 568500 0 SUNPOWER CORP COM 867652406 2745855 568500 SH Put DFND 1 0 568500 0 SUNRUN INC COM 86771W105 4281303 218100 SH DFND 1 0 218100 0 SUNRUN INC COM 86771W105 4281303 218100 SH Put DFND 1 0 218100 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 204453 83450 SH DFND 1 0 83450 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 204575 83500 SH Put DFND 1 0 83500 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 206780 84400 SH Put SOLE 84400 0 0 TILRAY BRANDS INC COM 88688T100 1000730 435100 SH DFND 1 0 435100 0 TILRAY BRANDS INC COM 88688T100 1150000 500000 SH Call DFND 1 0 500000 0 TILRAY BRANDS INC COM 88688T100 2150730 935100 SH Put DFND 1 0 935100 0 UNITEDHEALTH GROUP INC COM 91324P102 135584978 257536 SH SOLE 257536 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 9928818 110100 SH Call DFND 1 0 110100 0 MICROSOFT CORP COM 594918104 154001165 409534 SH SOLE 409534 0 0 UPSTART HLDGS INC COM 91680M107 7301682 178700 SH DFND 1 0 178700 0 UPSTART HLDGS INC COM 91680M107 7301682 178700 SH Put DFND 1 0 178700 0 WESTERN ALLIANCE BANCORP COM 957638109 16644870 253000 SH SOLE 253000 0 0 WOLFSPEED INC COM 977852102 12013111 276100 SH Put SOLE 276100 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 79065456 5754400 SH Put SOLE 5754400 0 0 AMAZON COM INC COM 023135106 184046593 1211311 SH SOLE 1211311 0 0 IONQ INC COM 46222L108 617022 49800 SH DFND 1 0 49800 0 IONQ INC COM 46222L108 617022 49800 SH Put DFND 1 0 49800 0 HCA HEALTHCARE INC COM 40412C101 11449764 42300 SH SOLE 42300 0 0 IMMUNITYBIO INC COM 45256X103 399090 79500 SH DFND 1 0 79500 0 JPMORGAN CHASE & CO COM 46625H100 81188730 477300 SH SOLE 477300 0 0 AFRICAN AGRICULTURE HOLDINGS COM 00792J100 96830 78322 SH DFND 1 0 78322 0 AFRICAN AGRICULTURE HOLDINGS COM 00792J100 225937 182752 SH SOLE 182752 0 0 NEXTERA ENERGY INC COM 65339F101 6914338 113835 SH DFND 1 0 113835 0 FUBOTV INC COM 35953D104 85542 26900 SH DFND 1 0 26900 0 FUBOTV INC COM 35953D104 85542 26900 SH Put DFND 1 0 26900 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A309 65860 37000 SH DFND 1 0 37000 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A309 65860 37000 SH Put DFND 1 0 37000 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 1174500 290000 SH DFND 1 0 290000 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 810000 200000 SH Call DFND 1 0 200000 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 1174500 290000 SH Put DFND 1 0 290000 0 PG&E CORP COM 69331C108 6287963 348750 SH SOLE 348750 0 0 PIEDMONT LITHIUM INC COM 72016P105 4324836 153200 SH DFND 1 0 153200 0 PIEDMONT LITHIUM INC COM 72016P105 4324836 153200 SH Put DFND 1 0 153200 0 PIONEER NAT RES CO COM 723787107 92650560 412000 SH SOLE 412000 0 0 RIOT PLATFORMS INC COM 767292105 3094000 200000 SH DFND 1 0 200000 0 RIOT PLATFORMS INC COM 767292105 3094000 200000 SH Put DFND 1 0 200000 0 BEYOND MEAT INC COM 08862E109 2193850 246500 SH DFND 1 0 246500 0 BEYOND MEAT INC COM 08862E109 1780000 200000 SH Call DFND 1 0 200000 0 BEYOND MEAT INC COM 08862E109 2193850 246500 SH Put DFND 1 0 246500 0 BANK AMERICA CORP COM 060505104 26599300 790000 SH SOLE 790000 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 108926988 841200 SH Put SOLE 841200 0 0 SABRE CORP COM 78573M104 3252480 739200 SH Put SOLE 739200 0 0 SANA BIOTECHNOLOGY INC COM 799566104 79152 19400 SH DFND 1 0 19400 0 SANA BIOTECHNOLOGY INC COM 799566104 79152 19400 SH Put DFND 1 0 19400 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 7289898 1013894 SH DFND 1 0 1013894 0 CORNERSTONE TOTAL RETURN FD COM 21924U300 1765000 250000 SH SOLE 250000 0 0 DEXCOM INC COM 252131107 4963600 40000 SH Call SOLE 40000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 9943320 172000 SH SOLE 172000 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 51205560 188000 SH SOLE 188000 0 0 CASSAVA SCIENCES INC COM 14817C107 1132253 50300 SH DFND 1 0 50300 0 CASSAVA SCIENCES INC COM 14817C107 1132253 50300 SH Put DFND 1 0 50300 0 BLINK CHARGING CO COM 09354A100 1456005 429500 SH DFND 1 0 429500 0 BLINK CHARGING CO COM 09354A100 1456005 429500 SH Put DFND 1 0 429500 0 BOOKING HOLDINGS INC COM 09857L108 53208300 15000 SH Call SOLE 15000 0 0 BOOKING HOLDINGS INC COM 09857L108 20573876 5800 SH Put SOLE 5800 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1214892 12600 SH Call SOLE 12600 0 0 FIRST HORIZON CORPORATION COM 320517105 86545920 6112000 SH SOLE 6112000 0 0 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 342260 314000 SH DFND 1 0 314000 0 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 342260 314000 SH Put DFND 1 0 314000 0 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 913302 390300 SH DFND 1 0 390300 0 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 913302 390300 SH Put DFND 1 0 390300 0 BUTTERFLY NETWORK INC COM CL A 124155102 216000 200000 SH DFND 1 0 200000 0 BUTTERFLY NETWORK INC COM CL A 124155102 216000 200000 SH Put DFND 1 0 200000 0 COINBASE GLOBAL INC COM CL A 19260Q107 84142496 483800 SH DFND 1 0 483800 0 COINBASE GLOBAL INC COM CL A 19260Q107 84438160 485500 SH Put DFND 1 0 485500 0 DESKTOP METAL INC COM CL A 25058X105 106567 141900 SH DFND 1 0 141900 0 DESKTOP METAL INC COM CL A 25058X105 106567 141900 SH Put DFND 1 0 141900 0 ARHAUS INC COM CL A 04035M102 2989755 252300 SH DFND 1 0 252300 0 ARHAUS INC COM CL A 04035M102 2989755 252300 SH Put DFND 1 0 252300 0 ARCHER AVIATION INC COM CL A 03945R102 1417726 230900 SH DFND 1 0 230900 0 ARCHER AVIATION INC COM CL A 03945R102 1417726 230900 SH Put DFND 1 0 230900 0 AST SPACEMOBILE INC COM CL A 00217D100 674757 111900 SH DFND 1 0 111900 0 AST SPACEMOBILE INC COM CL A 00217D100 674757 111900 SH Put DFND 1 0 111900 0 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 74790480 3188000 SH Put SOLE 3188000 0 0 ROCKET COS INC COM CL A 77311W101 4134040 285500 SH DFND 1 0 285500 0 ROCKET COS INC COM CL A 77311W101 4134040 285500 SH Put DFND 1 0 285500 0 FLUENCE ENERGY INC COM CL A 34379V103 1297440 54400 SH DFND 1 0 54400 0 FLUENCE ENERGY INC COM CL A 34379V103 1297440 54400 SH Put DFND 1 0 54400 0 FLAME ACQUISITION CORP COM CL A 33850F108 2151571 188900 SH DFND 1 0 188900 0 FLAME ACQUISITION CORP COM CL A 33850F108 4699992 412642 SH SOLE 412642 0 0 ALTC ACQUISITION CORP COM CL A 02156V109 205297 19441 SH DFND 1 0 19441 0 ALTC ACQUISITION CORP COM CL A 02156V109 8031503 760559 SH SOLE 760559 0 0 AFFIRM HLDGS INC COM CL A 00827B106 9823086 199900 SH DFND 1 0 199900 0 AFFIRM HLDGS INC COM CL A 00827B106 9828000 200000 SH Put DFND 1 0 200000 0 GROVE COLLABORATIVE HOLD INC COM CL A 39957D201 2111254 1192799 SH SOLE 1192799 0 0 ZALATORIS ACQUISITION CORP COM CL A 89301B104 3370685 315903 SH SOLE 315903 0 0 LUMINAR TECHNOLOGIES INC COM CL A 550424105 377440 112000 SH DFND 1 0 112000 0 LUMINAR TECHNOLOGIES INC COM CL A 550424105 377440 112000 SH Put DFND 1 0 112000 0 LIBERTY MEDIA CORP DEL COM LBTY LIV S A 531229748 37102819 1015125 SH SOLE 1015125 0 0 LIBERTY MEDIA CORP DEL COM LBTY LIV S C 531229722 22914574 612853 SH SOLE 612853 0 0 LIBERTY MEDIA CORP DEL COM LBTY ONE S A 531229771 42743668 737214 SH SOLE 737214 0 0 LIBERTY MEDIA CORP DEL COM LBTY ONE S C 531229755 404509137 6407558 SH SOLE 6407558 0 0 LIBERTY MEDIA CORP DEL COM LBTY SRM S A 531229813 125590869 4369898 SH SOLE 4369898 0 0 LIBERTY MEDIA CORP DEL COM LBTY SRM S C 531229789 43128672 1498564 SH SOLE 1498564 0 0 MICROVISION INC DEL COM NEW 594960304 1017982 382700 SH DFND 1 0 382700 0 MICROVISION INC DEL COM NEW 594960304 1019046 383100 SH Put DFND 1 0 383100 0 GROUPON INC COM NEW 399473206 1649940 128500 SH DFND 1 0 128500 0 GROUPON INC COM NEW 399473206 1842540 143500 SH Put DFND 1 0 143500 0 NOVAVAX INC COM NEW 670002401 160800 33500 SH DFND 1 0 33500 0 NOVAVAX INC COM NEW 670002401 160800 33500 SH Put DFND 1 0 33500 0 PLUG POWER INC COM NEW 72919P202 2378250 528500 SH DFND 1 0 528500 0 PLUG POWER INC COM NEW 72919P202 2250000 500000 SH Call DFND 1 0 500000 0 PLUG POWER INC COM NEW 72919P202 4628250 1028500 SH Put DFND 1 0 1028500 0 PLUG POWER INC COM NEW 72919P202 1238850 275300 SH Put SOLE 275300 0 0 LITHIUM AMERICAS ARGENTINA C COM SHS 53681K100 3069624 485700 SH DFND 1 0 485700 0 LITHIUM AMERS CORP NEW COM SHS 53681J103 3108480 485700 SH DFND 1 0 485700 0 LITHIUM AMERS CORP NEW COM SHS 53681J103 3116160 486900 SH Put DFND 1 0 486900 0 SIZZLE ACQUISITION CORP COMMON STOCK 83014E109 1573645 142930 SH DFND 1 0 142930 0 SIZZLE ACQUISITION CORP COMMON STOCK 83014E109 1752996 159220 SH SOLE 159220 0 0 JOBY AVIATION INC COMMON STOCK G65163100 93100 14000 SH DFND 1 0 14000 0 JOBY AVIATION INC COMMON STOCK G65163100 93100 14000 SH Put DFND 1 0 14000 0 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 58697413 45489000 PRN DFND 1 0 45489000 0 LIBERTY MEDIA CORP DEL DEB 4.000%11/1 530715AG6 2738040 10827000 PRN SOLE 10827000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 64278451 766680 SH SOLE 766680 0 0 SNAP INC NOTE 0.125% 3/0 83304AAH9 4927375 6250000 PRN SOLE 6250000 0 0 ETSY INC NOTE 0.125% 9/0 29786AAL0 5969635 7000000 PRN SOLE 7000000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 17776831 15429000 PRN SOLE 15429000 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 13699093 14500000 PRN SOLE 14500000 0 0 ETSY INC NOTE 0.250% 6/1 29786AAN6 4410175 5500000 PRN SOLE 5500000 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 13388266 15016000 PRN SOLE 15016000 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 34900247 35380000 PRN SOLE 35380000 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 17655068 9344000 PRN SOLE 9344000 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 9817458 9200000 PRN SOLE 9200000 0 0 HALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 40637HAF6 1862570 2000000 PRN SOLE 2000000 0 0 NCL CORP LTD NOTE 1.125% 2/1 62886HBD2 20645072 22400000 PRN SOLE 22400000 0 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 22769967 23465000 PRN SOLE 23465000 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 22066100 20000000 PRN SOLE 20000000 0 0 BILIBILI INC NOTE 1.375% 4/0 090040AB2 8724197 8850000 PRN SOLE 8850000 0 0 ZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 98980AAB1 18136291 18973000 PRN SOLE 18973000 0 0 WOLFSPEED INC NOTE 1.750% 5/0 225447AD3 11400100 10000000 PRN SOLE 10000000 0 0 ZIFF DAVIS INC NOTE 1.750%11/0 48123VAE2 4566911 4825000 PRN SOLE 4825000 0 0 WOLFSPEED INC NOTE 1.875%12/0 977852AD4 14153370 21000000 PRN SOLE 21000000 0 0 UNITY SOFTWARE INC NOTE 11/1 91332UAB7 2084225 2500000 PRN SOLE 2500000 0 0 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 4210078 6733000 PRN SOLE 6733000 0 0 NCL CORP LTD NOTE 2.500% 2/1 62886HBK6 24092655 25500000 PRN SOLE 25500000 0 0 NATIONAL VISION HLDGS INC NOTE 2.500% 5/1 63845RAB3 7037555 7000000 PRN SOLE 7000000 0 0 SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 86745KAH7 3336750 5000000 PRN SOLE 5000000 0 0 PENN ENTERTAINMENT INC NOTE 2.750% 5/1 707569AU3 22888819 17612000 PRN SOLE 17612000 0 0 WAYFAIR INC NOTE 3.250% 9/1 94419LAP6 17323950 14000000 PRN SOLE 14000000 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 19252882 35800000 PRN SOLE 35800000 0 0 NORTHERN OIL & GAS INC NOTE 3.625% 4/1 665531AJ8 11222825 9500000 PRN SOLE 9500000 0 0 PLUG PWR INC NOTE 3.750% 6/0 72919PAD5 5151027 4900000 PRN SOLE 4900000 0 0 BEYOND MEAT INC NOTE 3/1 08862EAB5 7560000 42000000 PRN SOLE 42000000 0 0 CABLE ONE INC NOTE 3/1 12685JAE5 4497570 5250000 PRN SOLE 5250000 0 0 FASTLY INC NOTE 3/1 31188VAB6 5660265 6500000 PRN SOLE 6500000 0 0 AIRBNB INC NOTE 3/1 009066AB7 31099159 34527000 PRN SOLE 34527000 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 85724390 86057000 PRN DFND 1 0 86057000 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 9928635 11236000 PRN SOLE 11236000 0 0 SABRE GLBL INC NOTE 4.000% 4/1 78573NAE2 25574813 26074000 PRN SOLE 26074000 0 0 UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 909356 250000 PRN SOLE 250000 0 0 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 39220713 30500000 PRN SOLE 30500000 0 0 ON SEMICONDUCTOR CORP NOTE 5/0 682189AS4 61103145 37319000 PRN SOLE 37319000 0 0 ROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 780153BQ4 107924303 40497000 PRN SOLE 40497000 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 33330547 30014000 PRN SOLE 30014000 0 0 MAXEON SOLAR TECHNOLOGIES LT NOTE 6.500% 7/1 57779BAB0 8087200 10000000 PRN SOLE 10000000 0 0 CLOUDFLARE INC NOTE 8/1 18915MAC1 9054600 10000000 PRN SOLE 10000000 0 0 NANO X IMAGING LTD ORD SHS M70700105 157339 24700 SH DFND 1 0 24700 0 NANO X IMAGING LTD ORD SHS M70700105 157339 24700 SH Put DFND 1 0 24700 0 GLOBALFOUNDRIES INC ORDINARY SHARES G39387108 3878400 64000 SH DFND 1 0 64000 0 GLOBALFOUNDRIES INC ORDINARY SHARES G39387108 3878400 64000 SH Put DFND 1 0 64000 0 ALVOTECH ORDINARY SHARES L01800108 7196823 624650 SH SOLE 624650 0 0 ALVOTECH ORDINARY SHARES L01800108 5319382 461697 SH SOLE 0 0 0 SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 G83752132 40662 290442 SH DFND 1 0 290442 0 SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 G83752132 162648 1161768 SH SOLE 1161768 0 0 BLEUACACIA LTD RIGHT 10/30/2026 G11728139 13902 278040 SH DFND 1 0 278040 0 BLEUACACIA LTD RIGHT 10/30/2026 G11728139 15365 307304 SH SOLE 307304 0 0 BOWEN ACQUISITION CORP RIGHT 99/99/9999 G12729128 54172 492469 SH SOLE 492469 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 96702078 481800 SH SOLE 481800 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 16223835 118500 SH SOLE 118500 0 0 SPDR SER TR S&P REGL BKG 78464A698 20080690 383000 SH SOLE 383000 0 0 MAXEON SOLAR TECHNOLOGIES LT SHS Y58473102 215100 30000 SH SOLE 30000 0 0 MEDTRONIC PLC SHS G5960L103 5766600 70000 SH SOLE 70000 0 0 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 2586927 262100 SH DFND 1 0 262100 0 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 2586927 262100 SH Put DFND 1 0 262100 0 FREYR BATTERY INC SHS L4135L100 20570 11000 SH DFND 1 0 11000 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 43572972 2174300 SH Put SOLE 2174300 0 0 BOWEN ACQUISITION CORP SHS G12729110 1051288 101869 SH SOLE 101869 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 479359 5042 SH SOLE 0 0 0 ARES ACQUISITION CORP II SHS CLASS A G33033104 73560 7046 SH DFND 1 0 7046 0 ARES ACQUISITION CORP II SHS CLASS A G33033104 294262 28186 SH SOLE 28186 0 0 SAP SE SPON ADR 803054204 2488899 16100 SH SOLE 16100 0 0 NIO INC SPON ADS 62914V106 18838 2077 SH SOLE 2077 0 0 NIO INC SPON ADS 62914V106 118817 13100 SH Put SOLE 13100 0 0 HALEON PLC SPON ADS 405552100 43578657 5295098 SH SOLE 5295098 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 10765351 217394 SH DFND 1 0 217394 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 44937964 907471 SH SOLE 907471 0 0 BILIBILI INC SPONS ADS REP Z 090040106 94926 7800 SH DFND 1 0 7800 0 BILIBILI INC SPONS ADS REP Z 090040106 94926 7800 SH Put DFND 1 0 7800 0 COMPASS PATHWAYS PLC SPONSORED ADS 20451W101 385000 44000 SH DFND 1 0 44000 0 COMPASS PATHWAYS PLC SPONSORED ADS 20451W101 385000 44000 SH Put DFND 1 0 44000 0 IQIYI INC SPONSORED ADS 46267X108 1125787 230694 SH SOLE 230694 0 0 IQIYI INC SPONSORED ADS 46267X108 611952 125400 SH Put SOLE 125400 0 0 LI AUTO INC SPONSORED ADS 50202M102 10491629 280300 SH DFND 1 0 280300 0 LI AUTO INC SPONSORED ADS 50202M102 10491629 280300 SH Put DFND 1 0 280300 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 8426880 396000 SH Put SOLE 396000 0 0 AGRICULTURE & NAT SOL ACQ CO UNIT 99/99/9999 G0131Y126 1876735 184900 SH SOLE 184900 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 47262168 2549200 SH Put SOLE 2549200 0 0 COLOMBIER ACQUISITION CORP I UNIT 99/99/9999 G2283U126 10950993 1086408 SH SOLE 1086408 0 0