Chief Executive Officer

0000950123-18-011335.txt : 20181113 0000950123-18-011335.hdr.sgml : 20181113 20181113160552 ACCESSION NUMBER: 0000950123-18-011335 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LP CENTRAL INDEX KEY: 0001054587 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06663 FILM NUMBER: 181177940 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900165 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LLC DATE OF NAME CHANGE: 19980204 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001054587 XXXXXXXX 09-30-2018 09-30-2018 OZ MANAGEMENT LP

9 West 57th Street, 39th Floor New York NY 10019

13F HOLDINGS REPORT 028-06663 N Robert Shafir Chief Executive Officer (212) 790-0000 /s/ Robert Shafir New York NY 10-29-2018 1 305 18079690 false 1 028-13627 OZ Management II LP INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F BANK AMER CORP *W EXP 01/16/201 060505146 22564 1269078 SH SOLE 1269078 0 0 NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 433 333333 SH SOLE 333333 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 24715 1376859 SH SOLE 1376859 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 1585 1000000 SH SOLE 1000000 0 0 GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 813 500000 SH SOLE 500000 0 0 FORTIVE CORP 5% PFD CNV SER A 34959J207 37453 35000 SH DFND 1 0 35000 0 CHEETAH MOBILE INC ADR 163075104 642 65300 SH DFND 1 0 65300 0 CHEETAH MOBILE INC ADR 163075104 642 65300 SH Put DFND 1 0 65300 0 SEA LTD ADR 81141R100 281 20285 SH DFND 1 0 20285 0 SEA LTD ADR 81141R100 38366 2774087 SH SOLE 2774087 0 0 MOMO INC ADR 60879B107 35027 799700 SH Put SOLE 799700 0 0 QUDIAN INC ADR 747798106 811 155700 SH DFND 1 0 155700 0 QUDIAN INC ADR 747798106 811 155700 SH Put DFND 1 0 155700 0 SOGOU INC ADR REPSTG A 83409V104 2689 361900 SH DFND 1 0 361900 0 SOGOU INC ADR REPSTG A 83409V104 2689 361900 SH Put DFND 1 0 361900 0 ISHARES TR BARCLAYS 7 10 YR 464287440 9930 98148 SH SOLE 98148 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 55644 550000 SH Call SOLE 550000 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 50585 500000 SH Put SOLE 500000 0 0 ALPHABET INC CAP STK CL A 02079K305 890 737 SH DFND 1 0 737 0 ALPHABET INC CAP STK CL A 02079K305 192226 159249 SH SOLE 159249 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 811 2490 SH DFND 1 0 2490 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 117286 359905 SH SOLE 359905 0 0 APPIAN CORP CL A 03782L101 530 16000 SH DFND 1 0 16000 0 APPIAN CORP CL A 03782L101 530 16000 SH Put DFND 1 0 16000 0 BLUE APRON HLDGS INC CL A 09523Q101 361 209900 SH DFND 1 0 209900 0 BLUE APRON HLDGS INC CL A 09523Q101 361 209900 SH Put DFND 1 0 209900 0 CAMPING WORLD HLDGS INC CL A 13462K109 1339 62800 SH DFND 1 0 62800 0 CAMPING WORLD HLDGS INC CL A 13462K109 2 100 SH Call DFND 1 0 100 0 CAMPING WORLD HLDGS INC CL A 13462K109 1341 62900 SH Put DFND 1 0 62900 0 GOPRO INC CL A 38268T103 65 9000 SH DFND 1 0 9000 0 GOPRO INC CL A 38268T103 65 9000 SH Put DFND 1 0 9000 0 FLOOR & DECOR HLDGS INC CL A 339750101 6 198 SH DFND 1 0 198 0 FLOOR & DECOR HLDGS INC CL A 339750101 4161 137906 SH SOLE 137906 0 0 GAMESTOP CORP NEW CL A 36467W109 1510 98900 SH DFND 1 0 98900 0 GAMESTOP CORP NEW CL A 36467W109 1509 98800 SH Put DFND 1 0 98800 0 DROPBOX INC CL A 26210C104 3391 126400 SH DFND 1 0 126400 0 DROPBOX INC CL A 26210C104 3410 127100 SH Put DFND 1 0 127100 0 FACEBOOK INC CL A 30303M102 1268 7708 SH DFND 1 0 7708 0 FACEBOOK INC CL A 30303M102 211047 1283270 SH SOLE 1283270 0 0 SNAP INC CL A 83304A106 20284 2392000 SH DFND 1 0 2392000 0 SNAP INC CL A 83304A106 20324 2396700 SH Put DFND 1 0 2396700 0 UNDER ARMOUR INC CL A 904311107 14294 673600 SH DFND 1 0 673600 0 UNDER ARMOUR INC CL A 904311107 14474 682100 SH Put DFND 1 0 682100 0 NEW YORK TIMES CO CL A 650111107 1609 69524 SH DFND 1 0 69524 0 NEW YORK TIMES CO CL A 650111107 144320 6234138 SH SOLE 6234138 0 0 MONDELEZ INTL INC CL A 609207105 886 20629 SH DFND 1 0 20629 0 MONDELEZ INTL INC CL A 609207105 155383 3616914 SH SOLE 3616914 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1835 8243 SH DFND 1 0 8243 0 MASTERCARD INCORPORATED CL A 57636Q104 306010 1374647 SH SOLE 1374647 0 0 LENNAR CORP CL B 526057302 15343 398525 SH SOLE 398525 0 0 IROBOT CORP COM 462726100 2924 26600 SH DFND 1 0 26600 0 IROBOT CORP COM 462726100 7145 65000 SH Call DFND 1 0 65000 0 IROBOT CORP COM 462726100 10069 91600 SH Put DFND 1 0 91600 0 LKQ CORP COM 501889208 3 107 SH DFND 1 0 107 0 LKQ CORP COM 501889208 2372 74893 SH SOLE 74893 0 0 JPMORGAN CHASE & CO COM 46625H100 678 6005 SH DFND 1 0 6005 0 JPMORGAN CHASE & CO COM 46625H100 110240 976960 SH SOLE 976960 0 0 KANDI TECHNOLOGIES GROUP INC COM 483709101 210 43300 SH DFND 1 0 43300 0 LANNET INC COM 516012101 375 79000 SH DFND 1 0 79000 0 LANNET INC COM 516012101 375 79000 SH Put DFND 1 0 79000 0 LAREDO PETROLEUM INC COM 516806106 2 250 SH DFND 1 0 250 0 LAREDO PETROLEUM INC COM 516806106 1428 174750 SH SOLE 174750 0 0 MATTEL INC COM 577081102 10662 679100 SH DFND 1 0 679100 0 MATTEL INC COM 577081102 12232 779100 SH Put DFND 1 0 779100 0 MATTEL INC COM 577081102 6134 390700 SH Put SOLE 390700 0 0 MICROSOFT CORP COM 594918104 1726 15092 SH DFND 1 0 15092 0 MICROSOFT CORP COM 594918104 275798 2411451 SH SOLE 2411451 0 0 MIMEDX GROUP INC COM 602496101 850 137500 SH DFND 1 0 137500 0 MIMEDX GROUP INC COM 602496101 1576 255000 SH Put DFND 1 0 255000 0 NEXTERA ENERGY INC COM 65339F101 19835 118350 SH DFND 1 0 118350 0 NEXTERA ENERGY INC COM 65339F101 5866 35000 SH Put DFND 1 0 35000 0 PENNEY J C INC COM 708160106 2157 1299500 SH DFND 1 0 1299500 0 PENNEY J C INC COM 708160106 2168 1305900 SH Put DFND 1 0 1305900 0 PERFICIENT INC COM 71375U101 1160 43509 SH SOLE 43509 0 0 NXP SEMICONDUCTORS N V COM N6596X109 3098 36238 SH DFND 1 0 36238 0 NXP SEMICONDUCTORS N V COM N6596X109 26 300 SH Put DFND 1 0 300 0 NXP SEMICONDUCTORS N V COM N6596X109 511293 5980032 SH SOLE 5980032 0 0 NXP SEMICONDUCTORS N V COM N6596X109 2693 31500 SH Put SOLE 31500 0 0 OMEROS CORP COM 682143102 2133 87400 SH DFND 1 0 87400 0 OMEROS CORP COM 682143102 2133 87400 SH Put DFND 1 0 87400 0 OPKO HEALTH INC COM 68375N103 426 123200 SH DFND 1 0 123200 0 OPKO HEALTH INC COM 68375N103 426 123200 SH Put DFND 1 0 123200 0 REDFIN CORP COM 75737F108 3906 208900 SH DFND 1 0 208900 0 REDFIN CORP COM 75737F108 3906 208900 SH Put DFND 1 0 208900 0 RH COM 74967X103 63029 481100 SH Put SOLE 481100 0 0 RITE AID CORP COM 767754104 75 58900 SH DFND 1 0 58900 0 RITE AID CORP COM 767754104 75 58900 SH Put DFND 1 0 58900 0 RITE AID CORP COM 767754104 118 92300 SH Put SOLE 92300 0 0 RPM INTL INC COM 749685103 7747 119300 SH Call SOLE 119300 0 0 PG&E CORP COM 69331C108 13542 294330 SH DFND 1 0 294330 0 PG&E CORP COM 69331C108 44371 964381 SH SOLE 964381 0 0 PRAXAIR INC COM 74005P104 26479 164740 SH SOLE 164740 0 0 PRAXAIR INC COM 74005P104 56256 350000 SH Call SOLE 350000 0 0 PTC INC COM 69370C100 2100 19773 SH DFND 1 0 19773 0 PTC INC COM 69370C100 210091 1978440 SH SOLE 1978440 0 0 TRUPANION INC COM 898202106 1904 53300 SH DFND 1 0 53300 0 TRUPANION INC COM 898202106 1904 53300 SH Put DFND 1 0 53300 0 VALHI INC NEW COM 918905100 0 88 SH DFND 1 0 88 0 VALHI INC NEW COM 918905100 140 61512 SH SOLE 61512 0 0 VICI PPTYS INC COM 925652109 69336 3207015 SH DFND 1 0 3207015 0 VICI PPTYS INC COM 925652109 107301 4963021 SH SOLE 4963021 0 0 VISTRA ENERGY CORP COM 92840M102 16194 656715 SH DFND 1 0 656715 0 VISTRA ENERGY CORP COM 92840M102 187717 7634521 SH SOLE 7634521 0 0 WESTERN DIGITAL CORP COM 958102105 628 10725 SH SOLE 10725 0 0 WESTERN DIGITAL CORP COM 958102105 2342 40000 SH Call SOLE 40000 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 133 16300 SH DFND 1 0 16300 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 133 16300 SH Put DFND 1 0 16300 0 ZOES KITCHEN INC COM 98979J109 1038 81600 SH DFND 1 0 81600 0 ZOES KITCHEN INC COM 98979J109 1038 81600 SH Put DFND 1 0 81600 0 ZSCALER INC COM 98980G102 4791 117472 SH DFND 1 0 117472 0 ZSCALER INC COM 98980G102 4828 118400 SH Put DFND 1 0 118400 0 ZSCALER INC COM 98980G102 2036 49928 SH SOLE 49928 0 0 SONOS INC COM 83570H108 2404 149900 SH DFND 1 0 149900 0 SONOS INC COM 83570H108 401 25000 SH Call DFND 1 0 25000 0 SONOS INC COM 83570H108 2444 152400 SH Put DFND 1 0 152400 0 SIRIUS XM HLDGS INC COM 82968B103 949 150200 SH DFND 1 0 150200 0 SIRIUS XM HLDGS INC COM 82968B103 906 143400 SH Put DFND 1 0 143400 0 SMART SAND INC COM 83191H107 143 34700 SH DFND 1 0 34700 0 SMART SAND INC COM 83191H107 143 34700 SH Put DFND 1 0 34700 0 SMITH A O COM 831865209 21 400 SH Put DFND 1 0 400 0 SMITH A O COM 831865209 13321 249600 SH Put SOLE 249600 0 0 SUNPOWER CORP COM 867652406 1808 247700 SH DFND 1 0 247700 0 SUNPOWER CORP COM 867652406 1808 247700 SH Put DFND 1 0 247700 0 T MOBILE US INC COM 872590104 1435 20452 SH DFND 1 0 20452 0 T MOBILE US INC COM 872590104 207880 2962095 SH SOLE 2962095 0 0 TELLURIAN INC NEW COM 87968A104 2025 225700 SH DFND 1 0 225700 0 TELLURIAN INC NEW COM 87968A104 2053 228900 SH Put DFND 1 0 228900 0 TESLA INC COM 88160R101 84223 318100 SH DFND 1 0 318100 0 TESLA INC COM 88160R101 21870 82600 SH Call DFND 1 0 82600 0 TESLA INC COM 88160R101 100771 380600 SH Put DFND 1 0 380600 0 TESLA INC COM 88160R101 506452 1912800 SH Put SOLE 1912800 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 180 1897 SH DFND 1 0 1897 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 28213 296951 SH SOLE 296951 0 0 EXTRA SPACE STORAGE INC COM 30225T102 875 10100 SH Call DFND 1 0 10100 0 EXTRACTION OIL AND GAS INC COM 30227M105 11617 1028951 SH OTR 0 0 0 ELECTRONIC ARTS INC COM 285512109 11 93 SH DFND 1 0 93 0 ELECTRONIC ARTS INC COM 285512109 7718 64051 SH SOLE 64051 0 0 ENERGOUS CORP COM 29272C103 407 40200 SH DFND 1 0 40200 0 ENERGOUS CORP COM 29272C103 298 29400 SH Put DFND 1 0 29400 0 ENPHASE ENERGY INC COM 29355A107 1283 264600 SH DFND 1 0 264600 0 ENPHASE ENERGY INC COM 29355A107 1283 264600 SH Put DFND 1 0 264600 0 ESPERION THERAPEUTICS INC NE COM 29664W105 2649 59700 SH DFND 1 0 59700 0 ESPERION THERAPEUTICS INC NE COM 29664W105 2649 59700 SH Put DFND 1 0 59700 0 FOSSIL GROUP INC COM 34988V106 1967 84500 SH DFND 1 0 84500 0 FOSSIL GROUP INC COM 34988V106 1967 84500 SH Put DFND 1 0 84500 0 GERON CORP COM 374163103 535 303700 SH DFND 1 0 303700 0 GERON CORP COM 374163103 93 53000 SH Call DFND 1 0 53000 0 GERON CORP COM 374163103 584 331700 SH Put DFND 1 0 331700 0 GTT COMMUNICATIONS INC COM 362393100 8337 192100 SH DFND 1 0 192100 0 GTT COMMUNICATIONS INC COM 362393100 8337 192100 SH Put DFND 1 0 192100 0 HD SUPPLY HLDGS INC COM 40416M105 1040 24298 SH DFND 1 0 24298 0 HD SUPPLY HLDGS INC COM 40416M105 145540 3401266 SH SOLE 3401266 0 0 GOGO INC COM 38046C109 1960 377600 SH DFND 1 0 377600 0 GOGO INC COM 38046C109 1960 377600 SH Put DFND 1 0 377600 0 FORTIVE CORP COM 34959J108 510673 6065000 SH Call SOLE 6065000 0 0 JAGGED PEAK ENERGY INC COM 47009K107 586 42400 SH DFND 1 0 42400 0 JAGGED PEAK ENERGY INC COM 47009K107 586 42400 SH Put DFND 1 0 42400 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 1336 16537 SH DFND 1 0 16537 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 294667 3647770 SH SOLE 3647770 0 0 INFINERA CORPORATION COM 45667G103 2884 395000 SH SOLE 395000 0 0 INTREXON CORP COM 46122T102 480 27900 SH DFND 1 0 27900 0 INTREXON CORP COM 46122T102 480 27900 SH Put DFND 1 0 27900 0 CENTERPOINT ENERGY INC COM 15189T107 5 180 SH DFND 1 0 180 0 ABEONA THERAPEUTICS INC COM 00289Y107 108 8400 SH DFND 1 0 8400 0 ABEONA THERAPEUTICS INC COM 00289Y107 108 8400 SH Put DFND 1 0 8400 0 ACACIA COMMUNICATIONS INC COM 00401C108 1084 26200 SH DFND 1 0 26200 0 ACACIA COMMUNICATIONS INC COM 00401C108 1084 26200 SH Put 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21833P103 2271 300800 SH DFND 1 0 300800 0 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 6 800 SH Put DFND 1 0 800 0 CROCS INC COM 227046109 1 57 SH DFND 1 0 57 0 CROCS INC COM 227046109 849 39866 SH SOLE 39866 0 0 CRONOS GROUP INC COM 22717L101 919 82600 SH DFND 1 0 82600 0 CRONOS GROUP INC COM 22717L101 919 82600 SH Put DFND 1 0 82600 0 CVS HEALTH CORP COM 126650100 1063 13500 SH Put DFND 1 0 13500 0 CVS HEALTH CORP COM 126650100 130534 1658200 SH Put SOLE 1658200 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 846 42300 SH DFND 1 0 42300 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 846 42300 SH Put DFND 1 0 42300 0 DIEBOLD NXDF INC COM 253651103 788 175000 SH DFND 1 0 175000 0 DIEBOLD NXDF INC COM 253651103 788 175000 SH Put DFND 1 0 175000 0 DOCUSIGN INC COM 256163106 6456 122800 SH DFND 1 0 122800 0 DOCUSIGN INC COM 256163106 6508 123800 SH Put DFND 1 0 123800 0 DOCUSIGN INC COM 256163106 2392 45500 SH SOLE 45500 0 0 DOMINION ENERGY INC COM 25746U109 3261 46400 SH Call DFND 1 0 46400 0 DOWDUPONT INC COM 26078J100 2697 41945 SH DFND 1 0 41945 0 DOWDUPONT INC COM 26078J100 1003 15600 SH Call DFND 1 0 15600 0 DOWDUPONT INC COM 26078J100 447128 6952703 SH SOLE 6952703 0 0 DOWDUPONT INC COM 26078J100 179155 2785800 SH Call SOLE 2785800 0 0 GS ACQUISITION HLDGS CORP COM CL A 36255F102 14625 1500000 SH SOLE 1500000 0 0 GNC HLDGS INC COM CL A 36191G107 911 219981 SH SOLE 219981 0 0 GNC HLDGS INC COM CL A 36191G107 1319 318500 SH Put SOLE 318500 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 6558 696916 SH DFND 1 0 696916 0 FUNKO INC COM CL A 361008105 149 6300 SH DFND 1 0 6300 0 FUNKO INC COM CL A 361008105 149 6300 SH Put DFND 1 0 6300 0 FAR PT ACQUISITION CORP COM CL A 30734W109 28898 3000000 SH SOLE 3000000 0 0 CME GROUP INC COM CL A 12572Q105 5106 30000 SH SOLE 30000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 2021 22043 SH DFND 1 0 22043 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 246512 2689122 SH SOLE 2689122 0 0 ZUORA INC COM CL A 98983V106 1183 51200 SH DFND 1 0 51200 0 ZUORA INC COM CL A 98983V106 1183 51200 SH Put DFND 1 0 51200 0 PETIQ INC COM CL A 71639T106 4 93 SH DFND 1 0 93 0 PETIQ INC COM CL A 71639T106 2532 64407 SH SOLE 64407 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 9720 999999 SH SOLE 999999 0 0 TURTLE BEACH CORP COM NEW 900450206 179 9000 SH DFND 1 0 9000 0 TURTLE BEACH CORP COM NEW 900450206 179 9000 SH Put DFND 1 0 9000 0 TRANSENTERIX INC COM NEW 89366M201 2819 486000 SH DFND 1 0 486000 0 TRANSENTERIX INC COM NEW 89366M201 2819 486000 SH Put DFND 1 0 486000 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 168 38100 SH DFND 1 0 38100 0 EXPEDIA GROUP INC COM NEW 30212P303 2370 18160 SH SOLE 18160 0 0 EXPEDIA GROUP INC COM NEW 30212P303 3927 30100 SH Call SOLE 30100 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 40 6188 SH DFND 1 0 6188 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 36 5500 SH Put DFND 1 0 5500 0 3-D SYS CORP DEL COM NEW 88554D205 7382 390600 SH DFND 1 0 390600 0 3-D SYS CORP DEL COM NEW 88554D205 7382 390600 SH Put DFND 1 0 390600 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 306 15200 SH DFND 1 0 15200 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 306 15200 SH Put DFND 1 0 15200 0 FORD MTR CO DEL COM PAR $0.01 345370860 4512 487800 SH SOLE 487800 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 6475 700000 SH Put SOLE 700000 0 0 SPRINT CORP COM SER 1 85207U105 2445 373800 SH SOLE 373800 0 0 SPRINT CORP COM SER 1 85207U105 4096 626300 SH Put SOLE 626300 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 1250 33606 SH DFND 1 0 33606 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 126288 3395763 SH SOLE 3395763 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 7588 11077000 PRN SOLE 11077000 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 21283 30733000 PRN SOLE 30733000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 51512 34051000 PRN SOLE 34051000 0 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 135440 87797000 PRN DFND 1 0 87797000 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 26696 17237000 PRN SOLE 17237000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 13426 14600000 PRN SOLE 14600000 0 0 NXP SEMICONDUCTORS N V NOTE 1.000%12/0 62952QAB6 17113 16428000 PRN SOLE 16428000 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 116189 120949000 PRN SOLE 120949000 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 5204 4000000 PRN SOLE 4000000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 17050 9434000 PRN SOLE 9434000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 37185 24517000 PRN DFND 1 0 24517000 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 32882 27194000 PRN SOLE 27194000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 1108 420000 PRN SOLE 420000 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 93093 71455000 PRN SOLE 71455000 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 275580 70985000 PRN SOLE 70985000 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 20288 14000000 PRN SOLE 14000000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 8542 5989000 PRN SOLE 5989000 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 27566 17774000 PRN SOLE 17774000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 35512 27349000 PRN SOLE 27349000 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 2369 2000000 PRN SOLE 2000000 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 23863 10773000 PRN SOLE 10773000 0 0 RESTORATION HARDWARE HLDGS I NOTE 6/1 761283AD2 17670 14600000 PRN SOLE 14600000 0 0 TRANSOCEAN LTD REG SHS H8817H100 1101 78900 SH SOLE 78900 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 7371 140000 SH SOLE 140000 0 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 466 10241 SH DFND 1 0 10241 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 78430 1724877 SH SOLE 1724877 0 0 YANDEX N V SHS CLASS A N97284108 1035 31461 SH DFND 1 0 31461 0 YANDEX N V SHS CLASS A N97284108 86580 2632412 SH SOLE 2632412 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 4885 1893222 SH SOLE 1893222 0 0 TRIVAGO N V SPON ADS A SHS 89686D105 721 117000 SH DFND 1 0 117000 0 TRIVAGO N V SPON ADS A SHS 89686D105 721 117000 SH Put DFND 1 0 117000 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 8430 271509 SH DFND 1 0 271509 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 50643 1631011 SH SOLE 1631011 0 0 BILIBILI INC SPONS ADS REP Z 090040106 2270 168400 SH DFND 1 0 168400 0 BILIBILI INC SPONS ADS REP Z 090040106 2288 169700 SH Put DFND 1 0 169700 0 GDS HLDGS LTD SPONSORED ADR 36165L108 204 5800 SH DFND 1 0 5800 0 GDS HLDGS LTD SPONSORED ADR 36165L108 204 5800 SH Put DFND 1 0 5800 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 3710 631000 SH DFND 1 0 631000 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 3772 641500 SH Put DFND 1 0 641500 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 639 59300 SH DFND 1 0 59300 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 639 59300 SH Put DFND 1 0 59300 0 GRIDSUM HLDG INC SPONSORED ADR 398132100 247 38400 SH DFND 1 0 38400 0 GRIDSUM HLDG INC SPONSORED ADR 398132100 247 38400 SH Put DFND 1 0 38400 0 SHIRE PLC SPONSORED ADR 82481R106 448 2472 SH DFND 1 0 2472 0 SHIRE PLC SPONSORED ADR 82481R106 71272 393180 SH SOLE 393180 0 0 PINDUODUO INC SPONSORED ADS 722304102 1409 53600 SH DFND 1 0 53600 0 PINDUODUO INC SPONSORED ADS 722304102 1409 53600 SH Put DFND 1 0 53600 0 MAZOR ROBOTICS LTD SPONSORED ADS 57886P103 589 10100 SH DFND 1 0 10100 0 MAZOR ROBOTICS LTD SPONSORED ADS 57886P103 589 10100 SH Put DFND 1 0 10100 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1516 9200 SH Call DFND 1 0 9200 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 203248 1233600 SH Call SOLE 1233600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 52678 181200 SH Call DFND 1 0 181200 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8296945 28539300 SH Call SOLE 28539300 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 0 1 SH SOLE 1 0 0