The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BANK AMER CORP | *W EXP 01/16/201 | 060505146 | 23,142 | 1,269,078 | SH | SOLE | 1,269,078 | 0 | 0 | ||
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 27,916 | 1,376,859 | SH | SOLE | 1,376,859 | 0 | 0 | ||
SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 27,464 | 268,926 | SH | DFND | 1 | 0 | 268,926 | 0 | |
SEA LTD | ADR | 81141R100 | 686 | 60,835 | SH | DFND | 1 | 0 | 60,835 | 0 | |
SEA LTD | ADR | 81141R100 | 78,216 | 6,940,206 | SH | SOLE | 6,940,206 | 0 | 0 | ||
QUDIAN INC | ADR | 747798106 | 2 | 200 | SH | DFND | 1 | 0 | 200 | 0 | |
QUDIAN INC | ADR | 747798106 | 2,125 | 181,600 | SH | Call | DFND | 1 | 0 | 181,600 | 0 |
QUDIAN INC | ADR | 747798106 | 2,125 | 181,600 | SH | Put | DFND | 1 | 0 | 181,600 | 0 |
CHEETAH MOBILE INC | ADR | 163075104 | 1,071 | 80,100 | SH | DFND | 1 | 0 | 80,100 | 0 | |
CHEETAH MOBILE INC | ADR | 163075104 | 1,071 | 80,100 | SH | Put | DFND | 1 | 0 | 80,100 | 0 |
JIANPU TECHNOLOGY INC | ADR | 47738D101 | 3 | 500 | SH | DFND | 1 | 0 | 500 | 0 | |
JIANPU TECHNOLOGY INC | ADR | 47738D101 | 2,464 | 445,511 | SH | SOLE | 445,511 | 0 | 0 | ||
SOGOU INC | ADR REPSTG A | 83409V104 | 1,135 | 137,600 | SH | DFND | 1 | 0 | 137,600 | 0 | |
SOGOU INC | ADR REPSTG A | 83409V104 | 1,135 | 137,600 | SH | Put | DFND | 1 | 0 | 137,600 | 0 |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 51,595 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 51,595 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 2,368 | 2,283 | SH | DFND | 1 | 0 | 2,283 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 205,060 | 197,717 | SH | SOLE | 197,717 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 4,029 | 3,905 | SH | DFND | 1 | 0 | 3,905 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 336,891 | 326,511 | SH | SOLE | 326,511 | 0 | 0 | ||
APPTIO INC | CL A | 03835C108 | 1,043 | 36,800 | SH | SOLE | 36,800 | 0 | 0 | ||
BLUE APRON HLDGS INC | CL A | 09523Q101 | 930 | 465,000 | SH | DFND | 1 | 0 | 465,000 | 0 | |
CARVANA CO | CL A | 146869102 | 330 | 14,400 | SH | DFND | 1 | 0 | 14,400 | 0 | |
CARVANA CO | CL A | 146869102 | 330 | 14,400 | SH | Put | DFND | 1 | 0 | 14,400 | 0 |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1,933 | 6,211 | SH | DFND | 1 | 0 | 6,211 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 161,250 | 518,121 | SH | SOLE | 518,121 | 0 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 11 | 346 | SH | DFND | 1 | 0 | 346 | 0 | |
DROPBOX INC | CL A | 26210C104 | 7,802 | 249,654 | SH | SOLE | 249,654 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 1,840 | 384,100 | SH | DFND | 1 | 0 | 384,100 | 0 | |
GOPRO INC | CL A | 38268T103 | 1,896 | 395,900 | SH | Put | DFND | 1 | 0 | 395,900 | 0 |
FACEBOOK INC | CL A | 30303M102 | 1,754 | 10,976 | SH | DFND | 1 | 0 | 10,976 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 168,663 | 1,055,531 | SH | SOLE | 1,055,531 | 0 | 0 | ||
FREDS INC | CL A | 356108100 | 194 | 65,000 | SH | DFND | 1 | 0 | 65,000 | 0 | |
FREDS INC | CL A | 356108100 | 194 | 65,000 | SH | Put | DFND | 1 | 0 | 65,000 | 0 |
GAMESTOP CORP NEW | CL A | 36467W109 | 757 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
GAMESTOP CORP NEW | CL A | 36467W109 | 757 | 60,000 | SH | Put | DFND | 1 | 0 | 60,000 | 0 |
SNAP INC | CL A | 83304A106 | 39,150 | 2,466,900 | SH | DFND | 1 | 0 | 2,466,900 | 0 | |
SNAP INC | CL A | 83304A106 | 39,232 | 2,472,100 | SH | Put | DFND | 1 | 0 | 2,472,100 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 1,195 | 32,557 | SH | DFND | 1 | 0 | 32,557 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 83,796 | 2,283,892 | SH | SOLE | 2,283,892 | 0 | 0 | ||
UNDER ARMOUR INC | CL A | 904311107 | 11,013 | 673,600 | SH | DFND | 1 | 0 | 673,600 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 11,152 | 682,100 | SH | Put | DFND | 1 | 0 | 682,100 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 6,223 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 2,645 | 15,103 | SH | DFND | 1 | 0 | 15,103 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 254,509 | 1,453,009 | SH | SOLE | 1,453,009 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 4,331 | 103,796 | SH | DFND | 1 | 0 | 103,796 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 227,490 | 5,451,483 | SH | SOLE | 5,451,483 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 2,685 | 111,424 | SH | DFND | 1 | 0 | 111,424 | 0 | |
NEW YORK TIMES CO | CL A | 650111107 | 97,761 | 4,056,486 | SH | SOLE | 4,056,486 | 0 | 0 | ||
NUTANIX INC | CL A | 67059N108 | 3,472 | 70,700 | SH | DFND | 1 | 0 | 70,700 | 0 | |
NUTANIX INC | CL A | 67059N108 | 3,472 | 70,700 | SH | Put | DFND | 1 | 0 | 70,700 | 0 |
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 3,139 | 223,400 | SH | DFND | 1 | 0 | 223,400 | 0 | |
REVLON INC | CL A NEW | 761525609 | 1,378 | 66,900 | SH | DFND | 1 | 0 | 66,900 | 0 | |
LENNAR CORP | CL B | 526057302 | 19,004 | 398,494 | SH | SOLE | 398,494 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 617 | 127,300 | SH | DFND | 1 | 0 | 127,300 | 0 | |
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 243 | 50,000 | SH | Call | DFND | 1 | 0 | 50,000 | 0 |
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 747 | 154,100 | SH | Put | DFND | 1 | 0 | 154,100 | 0 |
INTREXON CORP | COM | 46122T102 | 4,607 | 300,500 | SH | DFND | 1 | 0 | 300,500 | 0 | |
INTREXON CORP | COM | 46122T102 | 4,607 | 300,500 | SH | Put | DFND | 1 | 0 | 300,500 | 0 |
IROBOT CORP | COM | 462726100 | 2,529 | 39,400 | SH | DFND | 1 | 0 | 39,400 | 0 | |
IROBOT CORP | COM | 462726100 | 2,529 | 39,400 | SH | Put | DFND | 1 | 0 | 39,400 | 0 |
GREENBRIER COS INC | COM | 393657101 | 6,246 | 124,304 | SH | SOLE | 124,304 | 0 | 0 | ||
GREENBRIER COS INC | COM | 393657101 | 1,643 | 32,700 | SH | Call | SOLE | 32,700 | 0 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 2,139 | 56,390 | SH | DFND | 1 | 0 | 56,390 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 189,982 | 5,007,433 | SH | SOLE | 5,007,433 | 0 | 0 | ||
IMMERSION CORP | COM | 452521107 | 382 | 32,000 | SH | DFND | 1 | 0 | 32,000 | 0 | |
IMMERSION CORP | COM | 452521107 | 382 | 32,000 | SH | Put | DFND | 1 | 0 | 32,000 | 0 |
IMPINJ INC | COM | 453204109 | 1,875 | 144,000 | SH | DFND | 1 | 0 | 144,000 | 0 | |
IMPINJ INC | COM | 453204109 | 1,875 | 144,000 | SH | Put | DFND | 1 | 0 | 144,000 | 0 |
HERON THERAPEUTICS INC | COM | 427746102 | 1 | 28 | SH | DFND | 1 | 0 | 28 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 965 | 34,972 | SH | SOLE | 34,972 | 0 | 0 | ||
HILTON GRAND VACATIONS INC | COM | 43283X105 | 11 | 265 | SH | DFND | 1 | 0 | 265 | 0 | |
HILTON GRAND VACATIONS INC | COM | 43283X105 | 8,182 | 190,188 | SH | SOLE | 190,188 | 0 | 0 | ||
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 1,775 | 22,539 | SH | DFND | 1 | 0 | 22,539 | 0 | |
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 167,898 | 2,131,773 | SH | SOLE | 2,131,773 | 0 | 0 | ||
GENERAL CABLE CORP DEL NEW | COM | 369300108 | 1,678 | 56,700 | SH | Put | DFND | 1 | 0 | 56,700 | 0 |
GOGO INC | COM | 38046C109 | 2,378 | 275,500 | SH | DFND | 1 | 0 | 275,500 | 0 | |
GOGO INC | COM | 38046C109 | 2,375 | 275,200 | SH | Put | DFND | 1 | 0 | 275,200 | 0 |
GENERAL MLS INC | COM | 370334104 | 7 | 147 | SH | DFND | 1 | 0 | 147 | 0 | |
GENERAL MLS INC | COM | 370334104 | 4,792 | 106,353 | SH | SOLE | 106,353 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 918 | 216,100 | SH | DFND | 1 | 0 | 216,100 | 0 | |
GERON CORP | COM | 374163103 | 950 | 223,600 | SH | Put | DFND | 1 | 0 | 223,600 | 0 |
FOSSIL GROUP INC | COM | 34988V106 | 4,501 | 354,400 | SH | DFND | 1 | 0 | 354,400 | 0 | |
FOSSIL GROUP INC | COM | 34988V106 | 4,501 | 354,400 | SH | Put | DFND | 1 | 0 | 354,400 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 392 | 17,500 | SH | DFND | 1 | 0 | 17,500 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 392 | 17,500 | SH | Put | DFND | 1 | 0 | 17,500 | 0 |
EXTRACTION OIL AND GAS INC | COM | 30227M105 | 120,449 | 10,510,377 | SH | OTR | 0 | 0 | 0 | ||
EQT CORP | COM | 26884L109 | 1,039 | 21,868 | SH | DFND | 1 | 0 | 21,868 | 0 | |
EQT CORP | COM | 26884L109 | 93,303 | 1,963,865 | SH | SOLE | 1,963,865 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 3,482 | 124,100 | SH | SOLE | 124,100 | 0 | 0 | ||
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 2,323 | 92,700 | SH | DFND | 1 | 0 | 92,700 | 0 | |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 2,493 | 99,500 | SH | Put | DFND | 1 | 0 | 99,500 | 0 |
BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 1,650 | 227,600 | SH | DFND | 1 | 0 | 227,600 | 0 | |
BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 1,662 | 229,300 | SH | Put | DFND | 1 | 0 | 229,300 | 0 |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 3,090 | 44,275 | SH | DFND | 1 | 0 | 44,275 | 0 | |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 103,981 | 1,489,907 | SH | SOLE | 1,489,907 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 1,455 | 11,584 | SH | DFND | 1 | 0 | 11,584 | 0 | |
AUTODESK INC | COM | 052769106 | 144,919 | 1,154,000 | SH | SOLE | 1,154,000 | 0 | 0 | ||
B & G FOODS INC NEW | COM | 05508R106 | 2,507 | 105,800 | SH | DFND | 1 | 0 | 105,800 | 0 | |
B & G FOODS INC NEW | COM | 05508R106 | 2,507 | 105,800 | SH | Put | DFND | 1 | 0 | 105,800 | 0 |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 385 | 88,000 | SH | DFND | 1 | 0 | 88,000 | 0 | |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 385 | 88,000 | SH | Put | DFND | 1 | 0 | 88,000 | 0 |
BANK AMER CORP | COM | 060505104 | 6,342 | 211,478 | SH | DFND | 1 | 0 | 211,478 | 0 | |
BANK AMER CORP | COM | 060505104 | 536,307 | 17,882,874 | SH | SOLE | 17,882,874 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 15,262 | 206,132 | SH | DFND | 1 | 0 | 206,132 | 0 | |
ALTABA INC | COM | 021346101 | 1,059,061 | 14,303,901 | SH | SOLE | 14,303,901 | 0 | 0 | ||
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 1,213 | 53,100 | SH | DFND | 1 | 0 | 53,100 | 0 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 1,213 | 53,100 | SH | Put | DFND | 1 | 0 | 53,100 | 0 |
ACHAOGEN INC | COM | 004449104 | 2,524 | 194,900 | SH | DFND | 1 | 0 | 194,900 | 0 | |
ACHAOGEN INC | COM | 004449104 | 2,524 | 194,900 | SH | Put | DFND | 1 | 0 | 194,900 | 0 |
AETNA INC NEW | COM | 00817Y108 | 9,279 | 54,903 | SH | DFND | 1 | 0 | 54,903 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 584,181 | 3,456,690 | SH | SOLE | 3,456,690 | 0 | 0 | ||
ENERGOUS CORP | COM | 29272C103 | 987 | 61,600 | SH | DFND | 1 | 0 | 61,600 | 0 | |
ENERGOUS CORP | COM | 29272C103 | 1,031 | 64,300 | SH | Put | DFND | 1 | 0 | 64,300 | 0 |
CUSHING RENAISSANCE FD | COM | 231647108 | 323 | 20,513 | SH | SOLE | 20,513 | 0 | 0 | ||
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 1,400 | 95,500 | SH | DFND | 1 | 0 | 95,500 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 1,400 | 95,500 | SH | Put | DFND | 1 | 0 | 95,500 | 0 |
DOWDUPONT INC | COM | 26078J100 | 4,403 | 69,111 | SH | DFND | 1 | 0 | 69,111 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 405,176 | 6,359,694 | SH | SOLE | 6,359,694 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 1,508 | 499,400 | SH | DFND | 1 | 0 | 499,400 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 1,510 | 500,100 | SH | Put | DFND | 1 | 0 | 500,100 | 0 |
CITRIX SYS INC | COM | 177376100 | 2,830 | 30,500 | SH | Call | SOLE | 30,500 | 0 | 0 | |
CARBO CERAMICS INC | COM | 140781105 | 511 | 70,500 | SH | DFND | 1 | 0 | 70,500 | 0 | |
CARBO CERAMICS INC | COM | 140781105 | 438 | 60,400 | SH | Put | DFND | 1 | 0 | 60,400 | 0 |
RH | COM | 74967X103 | 13,139 | 137,900 | SH | Put | SOLE | 137,900 | 0 | 0 | |
PTC INC | COM | 69370C100 | 2,520 | 32,306 | SH | DFND | 1 | 0 | 32,306 | 0 | |
PTC INC | COM | 69370C100 | 235,842 | 3,023,233 | SH | SOLE | 3,023,233 | 0 | 0 | ||
Q2 HLDGS INC | COM | 74736L109 | 1,704 | 37,418 | SH | SOLE | 37,418 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 155 | 92,300 | SH | Put | SOLE | 92,300 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 394 | 78,300 | SH | DFND | 1 | 0 | 78,300 | 0 | |
PAPA JOHNS INTL INC | COM | 698813102 | 2,722 | 47,500 | SH | DFND | 1 | 0 | 47,500 | 0 | |
PAPA JOHNS INTL INC | COM | 698813102 | 2,722 | 47,500 | SH | Put | DFND | 1 | 0 | 47,500 | 0 |
PARTY CITY HOLDCO INC | COM | 702149105 | 933 | 59,800 | SH | DFND | 1 | 0 | 59,800 | 0 | |
PARTY CITY HOLDCO INC | COM | 702149105 | 933 | 59,800 | SH | Put | DFND | 1 | 0 | 59,800 | 0 |
RENT A CTR INC NEW | COM | 76009N100 | 1,529 | 177,200 | SH | DFND | 1 | 0 | 177,200 | 0 | |
RENT A CTR INC NEW | COM | 76009N100 | 1,572 | 182,200 | SH | Put | DFND | 1 | 0 | 182,200 | 0 |
REDFIN CORP | COM | 75737F108 | 877 | 38,400 | SH | DFND | 1 | 0 | 38,400 | 0 | |
REDFIN CORP | COM | 75737F108 | 877 | 38,400 | SH | Put | DFND | 1 | 0 | 38,400 | 0 |
REMARK HLDGS INC | COM | 75955K102 | 169 | 29,800 | SH | DFND | 1 | 0 | 29,800 | 0 | |
REMARK HLDGS INC | COM | 75955K102 | 169 | 29,800 | SH | Put | DFND | 1 | 0 | 29,800 | 0 |
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 3,056 | 113,000 | SH | DFND | 1 | 0 | 113,000 | 0 | |
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 3,056 | 113,000 | SH | Put | DFND | 1 | 0 | 113,000 | 0 |
OMEROS CORP | COM | 682143102 | 976 | 87,400 | SH | DFND | 1 | 0 | 87,400 | 0 | |
OMEROS CORP | COM | 682143102 | 976 | 87,400 | SH | Put | DFND | 1 | 0 | 87,400 | 0 |
OVERSTOCK COM INC DEL | COM | 690370101 | 7,250 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
OVERSTOCK COM INC DEL | COM | 690370101 | 7,395 | 204,000 | SH | Put | DFND | 1 | 0 | 204,000 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 8,559 | 73,157 | SH | DFND | 1 | 0 | 73,157 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 59 | 500 | SH | Put | DFND | 1 | 0 | 500 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 717,419 | 6,131,785 | SH | SOLE | 6,131,785 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 3,803 | 32,500 | SH | Put | SOLE | 32,500 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 3,180 | 27,249 | SH | DFND | 1 | 0 | 27,249 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 266,507 | 2,283,890 | SH | SOLE | 2,283,890 | 0 | 0 | ||
NEOPHOTONICS CORP | COM | 64051T100 | 366 | 53,500 | SH | DFND | 1 | 0 | 53,500 | 0 | |
NEOPHOTONICS CORP | COM | 64051T100 | 366 | 53,500 | SH | Put | DFND | 1 | 0 | 53,500 | 0 |
MATTEL INC | COM | 577081102 | 8,930 | 679,100 | SH | DFND | 1 | 0 | 679,100 | 0 | |
MATTEL INC | COM | 577081102 | 8,930 | 679,100 | SH | Put | DFND | 1 | 0 | 679,100 | 0 |
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 1,245 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 1,245 | 75,000 | SH | Put | DFND | 1 | 0 | 75,000 | 0 |
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 413 | 11,171 | SH | SOLE | 11,171 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 1,643 | 44,500 | SH | Call | SOLE | 44,500 | 0 | 0 | |
MBIA INC | COM | 55262C100 | 3,778 | 408,000 | SH | DFND | 1 | 0 | 408,000 | 0 | |
MBIA INC | COM | 55262C100 | 9 | 1,000 | SH | Call | DFND | 1 | 0 | 1,000 | 0 |
MBIA INC | COM | 55262C100 | 3,926 | 424,000 | SH | Put | DFND | 1 | 0 | 424,000 | 0 |
MICROSOFT CORP | COM | 594918104 | 5,169 | 56,632 | SH | DFND | 1 | 0 | 56,632 | 0 | |
MICROSOFT CORP | COM | 594918104 | 417,837 | 4,578,027 | SH | SOLE | 4,578,027 | 0 | 0 | ||
MIMEDX GROUP INC | COM | 602496101 | 1,110 | 159,200 | SH | DFND | 1 | 0 | 159,200 | 0 | |
MIMEDX GROUP INC | COM | 602496101 | 819 | 117,500 | SH | Call | DFND | 1 | 0 | 117,500 | 0 |
MIMEDX GROUP INC | COM | 602496101 | 1,998 | 286,700 | SH | Put | DFND | 1 | 0 | 286,700 | 0 |
VICI PPTYS INC | COM | 925652109 | 58,707 | 3,207,015 | SH | DFND | 1 | 0 | 3,207,015 | 0 | |
VICI PPTYS INC | COM | 925652109 | 107,034 | 5,842,475 | SH | SOLE | 5,842,475 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 15,882 | 768,307 | SH | DFND | 1 | 0 | 768,307 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 191,528 | 9,284,421 | SH | SOLE | 9,284,421 | 0 | 0 | ||
VOYA FINL INC | COM | 929089100 | 879 | 17,415 | SH | SOLE | 17,415 | 0 | 0 | ||
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 167 | 19,200 | SH | DFND | 1 | 0 | 19,200 | 0 | |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 161 | 18,500 | SH | Put | DFND | 1 | 0 | 18,500 | 0 |
WESTERN DIGITAL CORP | COM | 958102105 | 1,043 | 11,300 | SH | SOLE | 11,300 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 2,394 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SORL AUTO PTS INC | COM | 78461U101 | 531 | 81,500 | SH | DFND | 1 | 0 | 81,500 | 0 | |
SORL AUTO PTS INC | COM | 78461U101 | 62 | 9,600 | SH | Put | DFND | 1 | 0 | 9,600 | 0 |
SEARS HLDGS CORP | COM | 812350106 | 95 | 35,539 | SH | DFND | 1 | 0 | 35,539 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 3,305 | 529,700 | SH | DFND | 1 | 0 | 529,700 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 3,262 | 522,700 | SH | Put | DFND | 1 | 0 | 522,700 | 0 |
ROYAL GOLD INC | COM | 780287108 | 6,870 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
RPC INC | COM | 749660106 | 1,740 | 96,500 | SH | DFND | 1 | 0 | 96,500 | 0 | |
RPM INTL INC | COM | 749685103 | 749 | 15,721 | SH | SOLE | 15,721 | 0 | 0 | ||
RPM INTL INC | COM | 749685103 | 2,436 | 51,100 | SH | Call | SOLE | 51,100 | 0 | 0 | |
SABRE CORP | COM | 78573M104 | 4 | 172 | SH | DFND | 1 | 0 | 172 | 0 | |
SABRE CORP | COM | 78573M104 | 2,673 | 124,626 | SH | SOLE | 124,626 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 31,476 | 270,643 | SH | SOLE | 270,643 | 0 | 0 | ||
SUNPOWER CORP | COM | 867652406 | 1,766 | 221,300 | SH | DFND | 1 | 0 | 221,300 | 0 | |
SUNPOWER CORP | COM | 867652406 | 1,766 | 221,300 | SH | Put | DFND | 1 | 0 | 221,300 | 0 |
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 2,509 | 54,778 | SH | SOLE | 54,778 | 0 | 0 | ||
SURGERY PARTNERS INC | COM | 86881A100 | 480 | 28,000 | SH | DFND | 1 | 0 | 28,000 | 0 | |
SURGERY PARTNERS INC | COM | 86881A100 | 292 | 17,000 | SH | Put | DFND | 1 | 0 | 17,000 | 0 |
T MOBILE US INC | COM | 872590104 | 1,672 | 27,387 | SH | DFND | 1 | 0 | 27,387 | 0 | |
T MOBILE US INC | COM | 872590104 | 139,409 | 2,283,894 | SH | SOLE | 2,283,894 | 0 | 0 | ||
TELADOC INC | COM | 87918A105 | 387 | 9,600 | SH | DFND | 1 | 0 | 9,600 | 0 | |
TELADOC INC | COM | 87918A105 | 387 | 9,600 | SH | Put | DFND | 1 | 0 | 9,600 | 0 |
TELLURIAN INC NEW | COM | 87968A104 | 983 | 136,300 | SH | DFND | 1 | 0 | 136,300 | 0 | |
TELLURIAN INC NEW | COM | 87968A104 | 991 | 137,500 | SH | Put | DFND | 1 | 0 | 137,500 | 0 |
TESLA INC | COM | 88160R101 | 53,226 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
TESLA INC | COM | 88160R101 | 53,226 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
TESLA INC | COM | 88160R101 | 368,111 | 1,383,200 | SH | Put | SOLE | 1,383,200 | 0 | 0 | |
STITCH FIX INC | COM CL A | 860897107 | 466 | 23,000 | SH | DFND | 1 | 0 | 23,000 | 0 | |
STITCH FIX INC | COM CL A | 860897107 | 172 | 8,500 | SH | Call | DFND | 1 | 0 | 8,500 | 0 |
STITCH FIX INC | COM CL A | 860897107 | 172 | 8,500 | SH | Put | DFND | 1 | 0 | 8,500 | 0 |
THE TRADE DESK INC | COM CL A | 88339J105 | 6,783 | 136,700 | SH | DFND | 1 | 0 | 136,700 | 0 | |
THE TRADE DESK INC | COM CL A | 88339J105 | 6,783 | 136,700 | SH | Put | DFND | 1 | 0 | 136,700 | 0 |
OCEAN RIG UDW INC | COM CL A | G66964118 | 18,343 | 727,032 | SH | DFND | 1 | 0 | 727,032 | 0 | |
OCEAN RIG UDW INC | COM CL A | G66964118 | 102,808 | 4,074,833 | SH | SOLE | 4,074,833 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 8,114 | 260,900 | SH | DFND | 1 | 0 | 260,900 | 0 | |
ROKU INC | COM CL A | 77543R102 | 31 | 1,000 | SH | Put | DFND | 1 | 0 | 1,000 | 0 |
ROKU INC | COM CL A | 77543R102 | 1,314 | 42,262 | SH | SOLE | 42,262 | 0 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 4,852 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
COTY INC | COM CL A | 222070203 | 962 | 52,560 | SH | DFND | 1 | 0 | 52,560 | 0 | |
COTY INC | COM CL A | 222070203 | 79,998 | 4,371,493 | SH | SOLE | 4,371,493 | 0 | 0 | ||
FIVE POINT HOLDINGS LLC | COM CL A | 33833Q106 | 28,641 | 2,008,496 | SH | DFND | 1 | 0 | 2,008,496 | 0 | |
GNC HLDGS INC | COM CL A | 36191G107 | 245 | 63,600 | SH | DFND | 1 | 0 | 63,600 | 0 | |
GNC HLDGS INC | COM CL A | 36191G107 | 247 | 64,100 | SH | Put | DFND | 1 | 0 | 64,100 | 0 |
GNC HLDGS INC | COM CL A | 36191G107 | 994 | 257,549 | SH | SOLE | 257,549 | 0 | 0 | ||
GNC HLDGS INC | COM CL A | 36191G107 | 2,001 | 518,500 | SH | Put | SOLE | 518,500 | 0 | 0 | |
DULUTH HLDGS INC | COM CL B | 26443V101 | 927 | 49,500 | SH | DFND | 1 | 0 | 49,500 | 0 | |
DULUTH HLDGS INC | COM CL B | 26443V101 | 927 | 49,500 | SH | Put | DFND | 1 | 0 | 49,500 | 0 |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 1,329 | 18,150 | SH | DFND | 1 | 0 | 18,150 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 116,039 | 1,585,009 | SH | SOLE | 1,585,009 | 0 | 0 | ||
3-D SYS CORP DEL | COM NEW | 88554D205 | 9,854 | 850,200 | SH | DFND | 1 | 0 | 850,200 | 0 | |
3-D SYS CORP DEL | COM NEW | 88554D205 | 9,854 | 850,200 | SH | Put | DFND | 1 | 0 | 850,200 | 0 |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 16 | 295 | SH | DFND | 1 | 0 | 295 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 11,594 | 213,045 | SH | SOLE | 213,045 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 3,496 | 471,188 | SH | DFND | 1 | 0 | 471,188 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 3,965 | 534,400 | SH | Put | DFND | 1 | 0 | 534,400 | 0 |
F M C CORP | COM NEW | 302491303 | 1,016 | 13,264 | SH | DFND | 1 | 0 | 13,264 | 0 | |
F M C CORP | COM NEW | 302491303 | 97,198 | 1,269,399 | SH | SOLE | 1,269,399 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 3,617 | 32,762 | SH | SOLE | 32,762 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 8,767 | 79,400 | SH | Call | SOLE | 79,400 | 0 | 0 | |
INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 681 | 112,800 | SH | DFND | 1 | 0 | 112,800 | 0 | |
INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | 181 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 416 | 12,000 | SH | DFND | 1 | 0 | 12,000 | 0 | |
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 416 | 12,000 | SH | Put | DFND | 1 | 0 | 12,000 | 0 |
TIME WARNER INC | COM NEW | 887317303 | 5,738 | 60,670 | SH | DFND | 1 | 0 | 60,670 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 440,711 | 4,659,665 | SH | SOLE | 4,659,665 | 0 | 0 | ||
VUZIX CORP | COM NEW | 92921W300 | 268 | 48,800 | SH | DFND | 1 | 0 | 48,800 | 0 | |
VUZIX CORP | COM NEW | 92921W300 | 268 | 48,800 | SH | Put | DFND | 1 | 0 | 48,800 | 0 |
SUPERVALU INC | COM NEW | 868536301 | 902 | 59,228 | SH | SOLE | 59,228 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 2,763 | 249,400 | SH | SOLE | 249,400 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 7,756 | 700,000 | SH | Put | SOLE | 700,000 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 1,212 | 248,300 | SH | SOLE | 248,300 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 2,316 | 474,600 | SH | Put | SOLE | 474,600 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 1,598 | 51,803 | SH | DFND | 1 | 0 | 51,803 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 101,111 | 3,277,493 | SH | SOLE | 3,277,493 | 0 | 0 | ||
TALLGRASS ENERGY PARTNERS LP | COM UNIT | 874697105 | 2,406 | 63,500 | SH | DFND | 1 | 0 | 63,500 | 0 | |
TALLGRASS ENERGY PARTNERS LP | COM UNIT | 874697105 | 2,444 | 64,500 | SH | Put | DFND | 1 | 0 | 64,500 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 14,193 | 145,609 | SH | SOLE | 145,609 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 104,683 | 1,074,000 | SH | Put | SOLE | 1,074,000 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 5,360 | 377,192 | SH | DFND | 1 | 0 | 377,192 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 21,001 | 1,477,911 | SH | SOLE | 1,477,911 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | DBCV 1.000%12/0 | 62952QAB6 | 57,476 | 46,292,000 | PRN | SOLE | 46,292,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 11,869 | 17,077,000 | PRN | SOLE | 17,077,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 24,538 | 35,243,000 | PRN | SOLE | 35,243,000 | 0 | 0 | ||
GENERAL CABLE CORP DEL NEW | FRNT 4.500%11/1 | 369300AL2 | 25,933 | 24,447,000 | PRN | DFND | 1 | 0 | 24,447,000 | 0 | |
TESLA INC | NOTE 0.250% 3/0 | 88160RAB7 | 41,788 | 41,943,000 | PRN | SOLE | 41,943,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 48,192 | 29,977,000 | PRN | SOLE | 29,977,000 | 0 | 0 | ||
CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 15,071 | 11,418,000 | PRN | SOLE | 11,418,000 | 0 | 0 | ||
DYCOM INDS INC | NOTE 0.750% 9/1 | 267475AB7 | 13,335 | 10,500,000 | PRN | SOLE | 10,500,000 | 0 | 0 | ||
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 79,848 | 80,514,000 | PRN | SOLE | 80,514,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 4,746 | 3,900,000 | PRN | SOLE | 3,900,000 | 0 | 0 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 16,245 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 56,739 | 46,750,000 | PRN | SOLE | 46,750,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 62,135 | 42,435,000 | PRN | SOLE | 42,435,000 | 0 | 0 | ||
TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 104 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
ENSCO JERSEY FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | 5,618 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 31,923 | 17,774,000 | PRN | SOLE | 17,774,000 | 0 | 0 | ||
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 3,856 | 3,993,000 | PRN | SOLE | 3,993,000 | 0 | 0 | ||
UNISYS CORP | NOTE 5.500% 3/0 | 909214BS6 | 14,320 | 10,773,000 | PRN | SOLE | 10,773,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 7/0 | 697435AB1 | 49,394 | 29,846,000 | PRN | SOLE | 29,846,000 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | PFD CONV SER-A | 35906A207 | 757 | 65,990 | SH | DFND | 1 | 0 | 65,990 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 1,056 | 106,700 | SH | SOLE | 106,700 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 35,246 | 14,068,000 | PRN | DFND | 1 | 0 | 14,068,000 | 0 | |
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 127,796 | 37,061,000 | PRN | SOLE | 37,061,000 | 0 | 0 | ||
COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 704 | 16,890 | SH | DFND | 1 | 0 | 16,890 | 0 | |
COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 68,186 | 1,636,724 | SH | SOLE | 1,636,724 | 0 | 0 | ||
EROS INTL PLC | SHS NEW | G3788M114 | 2,168 | 198,900 | SH | DFND | 1 | 0 | 198,900 | 0 | |
RENREN INC | SPON ADR A NEW | 759892201 | 1,392 | 165,700 | SH | DFND | 1 | 0 | 165,700 | 0 | |
RENREN INC | SPON ADR A NEW | 759892201 | 1,395 | 166,100 | SH | Put | DFND | 1 | 0 | 166,100 | 0 |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 3,213 | 1,240,497 | SH | SOLE | 1,240,497 | 0 | 0 | ||
TRIVAGO N V | SPON ADS A SHS | 89686D105 | 340 | 48,900 | SH | DFND | 1 | 0 | 48,900 | 0 | |
TRIVAGO N V | SPON ADS A SHS | 89686D105 | 340 | 48,900 | SH | Put | DFND | 1 | 0 | 48,900 | 0 |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 11,712 | 196,506 | SH | DFND | 1 | 0 | 196,506 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 45,379 | 761,385 | SH | SOLE | 761,385 | 0 | 0 | ||
XUNLEI LTD | SPONSORED ADR | 98419E108 | 64 | 6,300 | SH | DFND | 1 | 0 | 6,300 | 0 | |
XUNLEI LTD | SPONSORED ADR | 98419E108 | 64 | 6,300 | SH | Put | DFND | 1 | 0 | 6,300 | 0 |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 943 | 62,936 | SH | DFND | 1 | 0 | 62,936 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 75,392 | 5,029,497 | SH | SOLE | 5,029,497 | 0 | 0 | ||
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 5,868 | 952,600 | SH | DFND | 1 | 0 | 952,600 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 5,877 | 954,100 | SH | Put | DFND | 1 | 0 | 954,100 | 0 |
BAOZUN INC | SPONSORED ADR | 06684L103 | 1,464 | 31,900 | SH | DFND | 1 | 0 | 31,900 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 1,464 | 31,900 | SH | Put | DFND | 1 | 0 | 31,900 | 0 |
BRIGHT SCHOLAR ED HLDGS LTD | SPONSORED ADS | 109199109 | 19 | 1,236 | SH | DFND | 1 | 0 | 1,236 | 0 | |
BRIGHT SCHOLAR ED HLDGS LTD | SPONSORED ADS | 109199109 | 16,671 | 1,079,711 | SH | SOLE | 1,079,711 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,285 | 7,000 | SH | Put | DFND | 1 | 0 | 7,000 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,227 | 23,033 | SH | SOLE | 23,033 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 88,833 | 484,000 | SH | Put | SOLE | 484,000 | 0 | 0 | |
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 3,416 | 161,500 | SH | DFND | 1 | 0 | 161,500 | 0 | |
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 3,416 | 161,500 | SH | Put | DFND | 1 | 0 | 161,500 | 0 |
IQIYI INC | SPONSORED ADS | 46267X108 | 12 | 764 | SH | DFND | 1 | 0 | 764 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 10,096 | 649,236 | SH | SOLE | 649,236 | 0 | 0 | ||
MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | 4,535 | 73,900 | SH | DFND | 1 | 0 | 73,900 | 0 | |
MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | 4,535 | 73,900 | SH | Put | DFND | 1 | 0 | 73,900 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 70,051 | 266,200 | SH | Call | DFND | 1 | 0 | 266,200 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,596,039 | 25,065,700 | SH | Call | SOLE | 25,065,700 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 10,120 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 |