-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nlx+SwmTRmFpk/G3QsK3eiwScHLArwjlHze1WHOTBYxdk+c2YlZ2+RBCh/67JbnD 9Y8kt6nz0IDRc63Id2WO8Q== 0000892712-03-000657.txt : 20031112 0000892712-03-000657.hdr.sgml : 20031111 20031112094042 ACCESSION NUMBER: 0000892712-03-000657 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031112 EFFECTIVENESS DATE: 20031112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAK RIDGE INVESTMENTS LLC CENTRAL INDEX KEY: 0001054554 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06668 FILM NUMBER: 03991060 BUSINESS ADDRESS: STREET 1: 10 S LASALLE ST STREET 2: #1050 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3128571040 13F-HR 1 form13f.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number:_____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Oak Ridge Investments, LLC Address: 10 South LaSalle Street, Suite 1050 Chicago, Illinois 60603 Form 13F File No: 28-6668 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Name: Samuel Wegbreit Title: Managing Member Phone: (312) 857-1040 Signature, Place, and Date of Signing: /s/ Samuel Wegbreit Chicago, IL 11-7-03 - -------------------- -------------- -------------- (Signature) (City/State) (Date) Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 86 Form 13F Information Table Value Total: $ 1,161,208 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE OAK RIDGE INVESTMENTS, LLC FORM 13F September 30, 2003 Investment Discretion Voting Authority Title ---------- ---------------- of Value Shares/ Otr Security Class Cusip (x 1,000) Prn Amt Sole Shrd Mgrs Sole Shrd None - ------------------------- ----- --------- ---------- -------- ---- ---- ---- ----- ----- ------ AFFILIATED COMPUTER SVCS. com 008190100 5,071 104,146 X 4,100 100,046 AFLAC INCORPORATED com 001055102 4,696 145,402 X 6,200 139,202 AIRGAS com 009363102 15,602 876,499 X 10,800 865,699 ALLIANCE DATA SYS. com 018581108 1,555 58,885 X 14,000 44,885 ALLIANCE GAMING com 01859P609 20,877 1,029,447 X 17,000 1,012,447 AMERICAN EXPRESS com 025816109 5,233 116,141 X 1,050 115,091 AMERICAN INTL GRP. com 026874107 5,052 87,561 X 4,071 83,490 AMGEN INC. com 031162100 2,937 45,523 X 3,500 42,023 APACHE CORP. com 037411105 5,981 86,258 X 3,706 82,552 APTARGROUP com 038336103 23,329 635,842 X 635,842 BAKER HUGHES INC. com 057224107 3,818 129,021 X 4,760 124,261 BEST BUY CO. com 086516101 3,379 71,117 X 3,250 67,867 CACI INTL INC. com 127190304 20,089 468,813 X 10,000 458,813 CAREER EDUCATION CO. com 141665109 19,326 426,524 X 7,000 419,524 CAREMARK RX INC. com 141705103 48,457 2,144,123 X 30,000 2,114,123 CHOICEPOINT com 170388102 14,710 439,094 X 439,094 CHURCH & DWIGHT com 171340102 18,454 527,395 X 8,700 518,695 CITIGROUP com 172967101 6,256 137,457 X 6,950 130,507 COGNIZANT TECH SOL com 192446102 24,157 662,565 X 9,300 653,265 COST PLUS INC. com 221485105 15,888 429,405 X 6,525 422,880 DANAHER CORP. com 235851102 4,551 61,611 X 2,800 58,811 DELL INC. com 24702R101 5,953 178,115 X 7,300 170,815 DORAL FINACIAL com 25811P100 51,030 1,085,748 X 5,250 1,080,498 EAST WEST BANCORP INC. com 27579R104 13,086 306,095 X 4,125 301,970 EBAY INC. com 278642103 4,201 78,311 X 3,255 75,056 EVERGREEN RESOURCES com 299900308 17,896 662,817 X 10,000 652,817 FEDEX CORP. com 31428X106 4,770 74,030 X 3,135 70,895 FIRST DATA CORP. com 319963104 4,152 103,908 X 4,800 99,108 FISHER SCIENTIFIC INTL. com 338032204 23,007 579,664 X 8,900 570,764 FREDS INC. com 356108100 3,510 106,496 X 9,600 96,896 GENENTECH com 368710406 5,331 66,527 X 2,800 63,727 GENERAL DYNAMICS CORP. com 369550108 4,035 51,688 X 2,600 49,088 GENERAL ELEC CO. com 369604103 4,150 139,229 X 7,300 131,929 GENZYME com 372917104 4,135 89,295 X 3,700 85,595 GLOBAL PAYMENT INC. com 37940X102 19,604 544,560 X 8,615 535,945 HCC INS HLDGS. com 404132102 29,345 1,009,111 X 13,000 996,111 HOT TOPIC INC. com 441339108 20,875 926,124 X 13,500 912,624 INTEGRATED CIRCUIT SYS. com 45811K208 25,881 861,554 X 14,000 847,554 INTERACTIVE CORP. com 45840Q101 4,091 123,305 X 5,500 117,805 INTL BUSINESS MACHINES com 459200101 3,558 40,280 X 1,905 38,375 INTL GAME TECH com 459902102 6,857 243,577 X 11,000 232,577 IPAYMENT INC. com 46262E105 781 34,705 X 13,835 20,870 J M SMUCKER com 832696405 19,562 463,991 X 7,200 456,791 JABIL CIRCUIT INC. com 466313103 4,150 159,315 X 7,000 152,315 JOHNSON & JOHNSON com 478160104 4,238 85,581 X 3,600 81,981 KNIGHT TRANSPORTATION com 499064103 20,195 801,080 X 9,600 791,480 KRONOS INC. com 501052104 10,029 189,555 X 5,100 184,455 KV PHARMACEUTICAL com 482740206 3,635 161,547 X 13,477 148,070 L 3 COMMUNICATIONS com 502424104 24,970 577,338 X 577,338 LEGG MASON INC. com 524901105 29,432 407,648 X 6,200 401,448 MEDTRONIC com 585055106 5,391 114,899 X 5,000 109,899 MERRILL LYNCH com 590188108 4,141 77,365 X 4,600 72,765 MICROSOFT CORP. com 594918104 6,714 241,509 X 10,850 230,659 NET.B@NK INC. com 640933107 15,654 1,252,343 X 25,000 1,227,343 NEW YORK COM BANCORP com 649445103 39,330 1,248,164 X 18,360 1,229,804 O'REILLY AUTOMOTIVE com 686091109 23,587 640,951 X 10,000 630,951 OMNICARE INC. com 681904108 31,439 871,864 X 871,864 PERFORMANCE FOOD GRP. com 713755106 28,242 693,406 X 8,800 684,606 PFIZER INC. com 717081103 4,278 140,812 X 6,925 133,887 POPULAR INC. com 733174106 4,943 124,200 X 5,800 118,400 PORTFOLIO RECOVERY ASSOC. com 73640q105 13,572 533,913 X 10,000 523,913 PROCTER & GAMBLE com 742718109 7,530 81,127 X 3,000 78,127 PROVINCE HEALTHCARE com 743977100 10,410 803,896 X 12,000 791,896 REMINGTON OIL & GAS com 759594302 17,921 987,405 X 12,500 974,905 REYNOLDS & REYNOLDS com 761695105 30,053 1,090,854 X 14,000 1,076,854 ROSS STORES com 778296103 5,659 121,980 X 4,400 117,580 SCANSOURCE com 806037107 10,019 274,430 X 6,800 267,630 SLM CORP. com 78442P106 4,341 111,420 X 5,100 106,320 SOVEREIGN BANCORP com 845905108 19,324 1,041,714 X 16,500 1,025,214 SPARTECH CORP. com 847220209 13,334 626,023 X 13,000 613,023 SRA INTL INC CL A com 78464R105 20,241 540,760 X 9,500 531,260 STERICYCLE INC. com 858912108 25,095 531,121 X 8,500 522,621 SYSCO CORP. com 871829107 4,888 149,434 X 6,700 142,734 TARO PHARMACEUTICAL com M8737E108 34,048 606,701 X 10,000 596,701 TELEFLEX INC. com 879369106 7,787 179,295 X 179,295 UNITED NATURAL FOODS com 911163103 24,365 734,093 X 11,500 722,593 UNIVISION COMMUN com 914906102 4,810 150,638 X 6,900 143,738 UTI WORLDWIDE, INC. com G87210103 17,581 575,862 X 8,000 567,862 VARIAN INC. com 922206107 19,623 625,538 X 10,000 615,538 VERINT SYSTEMS com 92343x100 8,981 419,485 X 12,500 406,985 WAL MART STORES com 931142103 6,095 109,125 X 4,600 104,525 WALGREEN CO. com 931422109 4,657 152,002 X 6,900 145,102 WASTE CONNECTIONS com 941053100 16,296 464,402 X 8,100 456,302 WOLVERINE WORLD WIDE INC. com 978097103 19,724 1,016,697 X 12,500 1,004,197 XTO ENERGY INC. com 98385X106 4,029 191,956 X 7,800 184,156 ZIMMER HOLDINGS com 98956P102 5,229 94,900 X 4,000 90,900 REPORT SUMMARY 86 1,161,208
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