-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UwvlYBsZ5RSv22tAlIL17mKUTutAkvfRUGdEjXP3m4f9k6UpH8kjybqtwVGcdaA1 9btVE8a0zTVLzb3Oga5jtQ== 0001054420-01-500023.txt : 20020410 0001054420-01-500023.hdr.sgml : 20020410 ACCESSION NUMBER: 0001054420-01-500023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAUPOST GROUP LLC /ADV CENTRAL INDEX KEY: 0001054420 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 043402144 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04435 FILM NUMBER: 1788433 BUSINESS ADDRESS: STREET 1: P O BOX 389125 CITY: CAMBRIDGE STATE: MA ZIP: 02138 BUSINESS PHONE: 6174976680 MAIL ADDRESS: STREET 1: P O BOX 389125 STREET 2: 44 BRATTLE ST 5TH FL CITY: CAMBRIDGE STATE: MA ZIP: 02238-9125 13F-HR 1 filing0901.txt 9/30/01 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2001 If amended report check here: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Name of Institutional Investment Manager Filing this Report: Name: The Baupost Group, L.L.C. Business Address: 44 Brattle Street, 5th Floor P.O. Box 389125 Cambridge, MA 02238-9125 13F File Number: 28-7120 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul C. Gannon Title: Chief Financial Officer Phone: 617-497-6680 Signature, Place and Date of Signing: /s/ Paul C. Gannon Paul C. Gannon, Cambridge, Massachusetts, November 13, 2001 Report Type: [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 40 Form 13F Information Table Value Total: $434,913 (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). NONE Form 13F INFORMATION TABLE TITLE SHARES OR NAME OF ISSUER OF CUSIP VALUE PRINCIPAL TYPE INVSTMNT OTHER VOTING CLASS (x$1000) AMOUNT DISCRTN MNGRS AUTHORITY - ----------------------------------------------------------------------------------------------------------------------------------- ADVANCE FINL BANCORP COM 007437106 243 19,100 SH SOLE N/A 19,100 ALADDIN KNOWLEDGE SYS LTD ORD M0392N101 1,336 477,056 SH SOLE N/A 477,056 ALVARION LTD SHS M0861T100 1,859 1,191,539 SH SOLE N/A 1,191,539 AT & T CDA INC DEPS RCPT CL B 00207Q202 82,509 2,845,306 SH SOLE N/A 2,845,306 AVANT CORP COM 053487104 765 258,400 SH SOLE N/A 258,400 BANK UTD CORP LITIGATN CONT TR RT CONTINGENT 065416117 393 1,455,200 SH SOLE N/A 1,455,200 CALIFORNIA FED BK FSB LOS ANGL CONT LITIG REC 130209604 4,872 1,941,200 SH SOLE N/A 1,941,200 CALIFORNIA FED BK FSB LOS ANGL 2ND CONT LITIG 130209703 2,026 1,842,000 SH SOLE N/A 1,842,000 CKE RESTAURANTS INC SB NT CV 4 25%04 12561EAB1 10,403 14,550,000 SH SOLE N/A 14,550,000 COAST FEDERAL LITIGATION TR RT 19034Q110 2,931 3,806,400 SH SOLE N/A 3,806,400 DIME BANCORP INC NEW WT EXP 000002 25429Q110 3,361 13,442,218 SH SOLE N/A 13,442,218 E PIPHANY INC COM 26881V100 3,534 831,600 SH SOLE N/A 831,600 EDGEWATER TECHNOLOGY INC COM 280358102 360 117,900 SH SOLE N/A 117,900 EMPIRE FED BANCORP INC COM 291657104 249 18,000 SH SOLE N/A 18,000 EVOLVE SOFTWARE INC COM 30049P104 7 23,810 SH SOLE N/A 23,810 FIRST FED BANCSHARES INC DEL COM 32021B103 155 10,000 SH SOLE N/A 10,000 GENTIVA HEALTH SERVICES INC COM 37247A102 9,636 535,033 SH SOLE N/A 535,033 GOLDEN ST BANCORP INC WT EXP 000000 381197136 20,268 16,085,621 SH SOLE N/A 16,085,621 GRACE W R & CO DEL NEW COM 38388F108 5,592 3,607,600 SH SOLE N/A 3,607,600 HUTTIG BLDG PRODS INC COM 448451104 10,300 2,000,000 SH SOLE N/A 2,000,000 INTERGRAPH CORP COM 458683109 10,631 1,187,800 SH SOLE N/A 1,187,800 NATIONAL HEALTH INVS INC COM 63633D104 28,191 2,096,000 SH SOLE N/A 2,096,000 NATIONAL HEALTH INVS INC SR SB CV DEB 06 63633DAD6 3,977 2,179,000 SH SOLE N/A 2,179,000 OCTEL CORP COM 675727101 34,792 1,906,400 SH SOLE N/A 1,906,400 OLYMPIC STEEL INC COM 68162K106 285 86,600 SH SOLE N/A 86,600 OMEGA WORLDWIDE INC COM 68210B108 1,280 656,400 SH SOLE N/A 656,400 OMNOVA SOLUTIONS INC COM 682129101 39,715 6,354,325 SH SOLE N/A 6,354,325 RADVISION LTD ORD M81869105 8,745 1,777,400 SH SOLE N/A 1,777,400 RYERSON TULL INC NEW COM 78375P107 25,022 1,993,800 SH SOLE N/A 1,993,800 SECURITY CAP GROUP INC CL A 81413P105 42,898 45,856 SH SOLE N/A 45,856 SECURITY CAP GROUP INC CL B 81413P204 49,033 2,620,693 SH SOLE N/A 2,620,693 SENIOR HSG PPTYS TR SH BEN INT 81721M109 4,643 345,200 SH SOLE N/A 345,200 SIMON WORLDWIDE INC COM 828815100 180 643,900 SH SOLE N/A 643,900 SOLECTRON CORP SR LYON ZERO 20 834182AK3 2,469 5,000,000 SH SOLE N/A 5,000,000 SONESTA INTL HOTELS CORP CL A 835438409 77 11,902 SH SOLE N/A 11,902 SOUTHERN BANC INC COM 842233108 308 30,500 SH SOLE N/A 30,500 TRANSMETA CORP DEL COM 89376R109 3,815 2,705,600 SH SOLE N/A 2,705,600 U S INDS INC NEW COM 912080108 9,413 4,092,700 SH SOLE N/A 4,092,700 WEST ESSEX BANCORP COM 952698108 3,732 248,800 SH SOLE N/A 248,800 WYNDHAM INTL INC CL A 983101106 4,908 7,550,000 SH SOLE N/A 7,550,000
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