0001317212-12-000024.txt : 20120210 0001317212-12-000024.hdr.sgml : 20120210 20120210180904 ACCESSION NUMBER: 0001317212-12-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120208 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAMASWAMI RAJIV CENTRAL INDEX KEY: 0001483009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 12594567 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-08 0001054374 BROADCOM CORP BRCM 0001483009 RAMASWAMI RAJIV 5300 CALIFORNIA AVENUE IRVINE CA 92617 0 1 0 0 EVP&GM, Infrastructure Net Grp Class A common stock 2012-02-08 4 S 0 3000 37.7222 D 97300 D The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such transaction was executed in multiple trades at prices ranging from $37.70 to $37.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes (i) 8,399 shares that are held as Class A common stock and (ii) 88,901 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. /s/ Rajiv Ramaswami 2012-02-08