-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V6L5/BjtdYl4qNEu6T0sDXRvI1bpx1c7qFnpuextmX1BbpnzVaVDDiNv2KgG4H9f vlg4SzLuRhSBSMZqH0l/Iw== 0001248043-05-000131.txt : 20051114 0001248043-05-000131.hdr.sgml : 20051111 20051114133651 ACCESSION NUMBER: 0001248043-05-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051109 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARINSKY GEORGE L CENTRAL INDEX KEY: 0001201626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 051199462 MAIL ADDRESS: STREET 1: 16215 ALTON PARKWAY PO BOX 57013 CITY: IRVINE STATE: CA ZIP: 92619-7013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16215 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494508700 MAIL ADDRESS: STREET 1: 16215 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-09 0001054374 BROADCOM CORP BRCM 0001201626 FARINSKY GEORGE L 16215 ALTON PARKWAY IRVINE CA 92618 1 0 0 0 Class A common stock 2005-11-09 4 M 0 21666 12.63 A 22666 I See Footnote Class A common stock 2005-11-09 4 S 0 21666 44.156 D 1000 I See Footnote Class A common stock 2500 D Stock Option (right to buy) 12.63 2005-11-09 4 M 0 21666 0 D 2013-02-09 Class A common stock 21666 0 I See Footnote Such transaction was effected by the Farinsky 1992 Trust. The Reporting Person, as co-trustee and co-benificiary of such trust, is deemed to beneficially own the issuer's securities held by such trust. Such securities are held by the Farinsky 1992 Trust. The Reporting Person, as co-trustee and co-benificiary of such trust, is deemed to beneficially own the issuer's securities held by such trust. All of such shares are in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. The vesting date for the shares acquired under the exercised option was accelerated from 2/10/2006 to 10/27/2005 pursuant to a resolution of the Issuer's Board of Directors. /s/ George L. Farinsky 2005-11-09 -----END PRIVACY-ENHANCED MESSAGE-----