-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KJ+iha2ZJ/1NiJIu7+ntorWmq4/x+VIdQLdfW+lYMORAOC05A1tu4wgvutvL6NA8 EpozY1F5oC6fllqStDErRQ== 0001248043-04-000116.txt : 20041201 0001248043-04-000116.hdr.sgml : 20041201 20041201211557 ACCESSION NUMBER: 0001248043-04-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041130 FILED AS OF DATE: 20041201 DATE AS OF CHANGE: 20041201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DULL DAVID A CENTRAL INDEX KEY: 0001201625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 041178773 MAIL ADDRESS: STREET 1: 16215 ALTON PARKWAY PO BOX 57013 CITY: IRVINE STATE: CA ZIP: 92619-7013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16215 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494508700 MAIL ADDRESS: STREET 1: 16215 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-30 0001054374 BROADCOM CORP BRCM 0001201625 DULL DAVID A 16215 ALTON PARKWAY IRVINE CA 92618 0 1 0 0 V.P., G.C. & Secretary Class A common stock 2004-11-30 4 M 0 10000 15.74 A 44176 D Class A common stock 2004-11-30 4 S 0 10000 32.8029 D 34176 D Employee Stock Option (right to buy) 15.74 2004-11-30 4 M 0 10000 0 D 2012-08-04 Class A common stock 10000 80000 D Such option was originally granted for 100,000 shares on 08/05/2002. Twenty-five percent of the shares subject to such option were vested and immediately exercisable on the grant date. The remaining portion of the option vests and becomes exercisable for such shares in successive equal monthly installments from 08/05/2002 through 08/05/2006. /s/ David A. Dull 2004-11-30 -----END PRIVACY-ENHANCED MESSAGE-----