0001054374-15-000116.txt : 20150902 0001054374-15-000116.hdr.sgml : 20150902 20150902180504 ACCESSION NUMBER: 0001054374-15-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150902 DATE AS OF CHANGE: 20150902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAJOR JOHN E CENTRAL INDEX KEY: 0001122794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 151090441 MAIL ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC. STREET 2: 2140 LAKE PARK BOULEVARD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-09-01 0001054374 BROADCOM CORP BRCM 0001122794 MAJOR JOHN E 5300 CALIFORNIA AVENUE IRVINE CA 92617 1 0 0 0 Class A common stock 2015-09-01 4 S 0 1000 50.58 D 34144 D The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Includes (i) 30,229 shares that are held as Class A common stock and (ii) 3,915 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. /s/ John E. Major 2015-09-01