0001054374-15-000095.txt : 20150608 0001054374-15-000095.hdr.sgml : 20150608 20150608190126 ACCESSION NUMBER: 0001054374-15-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150604 FILED AS OF DATE: 20150608 DATE AS OF CHANGE: 20150608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGREGOR SCOTT A CENTRAL INDEX KEY: 0001057449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 15919529 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-06-04 0001054374 BROADCOM CORP BRCM 0001057449 MCGREGOR SCOTT A 5300 CALIFORNIA AVENUE IRVINE CA 92617 1 1 0 0 President & CEO Class A common stock 2015-06-04 4 M 0 60000 32.93 A 2010038 D Class A common stock 2015-06-04 4 M 0 75000 27.74 A 2085038 D Class A common stock 2015-06-04 4 S 0 135000 54.4434 D 1950038 D Employee stock option (right to buy) 32.93 2015-06-04 4 M 0 60000 0 D 2017-05-02 Class A common stock 60000 110000 D Employee stock option (right to buy) 27.74 2015-06-04 4 M 0 75000 0 D 2018-04-23 Class A common stock 75000 100000 D The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such transaction was executed in multiple trades at prices ranging from $54.17 to $54.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes (i) 884,199 shares that are held as Class A common stock and (ii) 1,065,839 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. All shares subject to such option are fully vested and immediately exercisable. /s/ Scott A. McGregor 2015-06-04