0001054374-15-000095.txt : 20150608
0001054374-15-000095.hdr.sgml : 20150608
20150608190126
ACCESSION NUMBER: 0001054374-15-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150604
FILED AS OF DATE: 20150608
DATE AS OF CHANGE: 20150608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGREGOR SCOTT A
CENTRAL INDEX KEY: 0001057449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 15919529
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-06-04
0001054374
BROADCOM CORP
BRCM
0001057449
MCGREGOR SCOTT A
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
1
1
0
0
President & CEO
Class A common stock
2015-06-04
4
M
0
60000
32.93
A
2010038
D
Class A common stock
2015-06-04
4
M
0
75000
27.74
A
2085038
D
Class A common stock
2015-06-04
4
S
0
135000
54.4434
D
1950038
D
Employee stock option (right to buy)
32.93
2015-06-04
4
M
0
60000
0
D
2017-05-02
Class A common stock
60000
110000
D
Employee stock option (right to buy)
27.74
2015-06-04
4
M
0
75000
0
D
2018-04-23
Class A common stock
75000
100000
D
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $54.17 to $54.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 884,199 shares that are held as Class A common stock and (ii) 1,065,839 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are fully vested and immediately exercisable.
/s/ Scott A. McGregor
2015-06-04