0001054374-15-000013.txt : 20150204 0001054374-15-000013.hdr.sgml : 20150204 20150204170733 ACCESSION NUMBER: 0001054374-15-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150202 FILED AS OF DATE: 20150204 DATE AS OF CHANGE: 20150204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAJOR JOHN E CENTRAL INDEX KEY: 0001122794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 15576350 MAIL ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC. STREET 2: 2140 LAKE PARK BOULEVARD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-02 0001054374 BROADCOM CORP BRCM 0001122794 MAJOR JOHN E 5300 CALIFORNIA AVENUE IRVINE CA 92617 1 0 0 0 Class A common stock 2015-02-02 4 S 0 1000 42.16 D 35925 D Class A common stock 2015-02-02 4 M 0 7250 19.7067 A 43175 D Class A common stock 2015-02-02 4 S 0 7250 41.00 D 35925 D Stock option (right to buy) 19.7067 2015-02-02 4 M 0 7250 0 D 2015-04-27 Class A common stock 7250 0 D The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Includes (i) 30,908 shares that are held as Class A common stock and (ii) 5,017 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. All shares subject to such option are fully vested and immediately exercisable. /s/ John E. Major 2015-02-02