0001054374-15-000013.txt : 20150204
0001054374-15-000013.hdr.sgml : 20150204
20150204170733
ACCESSION NUMBER: 0001054374-15-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150202
FILED AS OF DATE: 20150204
DATE AS OF CHANGE: 20150204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAJOR JOHN E
CENTRAL INDEX KEY: 0001122794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 15576350
MAIL ADDRESS:
STREET 1: C/O LENNOX INTERNATIONAL INC.
STREET 2: 2140 LAKE PARK BOULEVARD
CITY: RICHARDSON
STATE: TX
ZIP: 75080-2254
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-02
0001054374
BROADCOM CORP
BRCM
0001122794
MAJOR JOHN E
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
1
0
0
0
Class A common stock
2015-02-02
4
S
0
1000
42.16
D
35925
D
Class A common stock
2015-02-02
4
M
0
7250
19.7067
A
43175
D
Class A common stock
2015-02-02
4
S
0
7250
41.00
D
35925
D
Stock option (right to buy)
19.7067
2015-02-02
4
M
0
7250
0
D
2015-04-27
Class A common stock
7250
0
D
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Includes (i) 30,908 shares that are held as Class A common stock and (ii) 5,017 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are fully vested and immediately exercisable.
/s/ John E. Major
2015-02-02