0001054374-13-000080.txt : 20130503
0001054374-13-000080.hdr.sgml : 20130503
20130503170600
ACCESSION NUMBER: 0001054374-13-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130501
FILED AS OF DATE: 20130503
DATE AS OF CHANGE: 20130503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANGO ROBERT A.
CENTRAL INDEX KEY: 0001464250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 13813564
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-05-01
0001054374
BROADCOM CORP
BRCM
0001464250
RANGO ROBERT A.
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
0
1
0
0
EVP & GM, Mobile&Wireless Grp
Class A common stock
2013-05-01
4
M
0
6844
16.61
A
347433
D
Class A common stock
2013-05-01
4
S
0
6844
35.8516
D
340589
D
Employee stock option (right to buy)
16.61
2013-05-01
4
M
0
6844
0
D
2017-04-22
Class A common stock
6844
0
D
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $35.8517 to $35.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 68,088 shares that are held as Class A common stock and (ii) 272,501 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are vested and immediately exercisable.
/s/ Robert A. Rango
2013-05-01