0001054374-13-000080.txt : 20130503 0001054374-13-000080.hdr.sgml : 20130503 20130503170600 ACCESSION NUMBER: 0001054374-13-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130501 FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANGO ROBERT A. CENTRAL INDEX KEY: 0001464250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 13813564 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-01 0001054374 BROADCOM CORP BRCM 0001464250 RANGO ROBERT A. 5300 CALIFORNIA AVENUE IRVINE CA 92617 0 1 0 0 EVP & GM, Mobile&Wireless Grp Class A common stock 2013-05-01 4 M 0 6844 16.61 A 347433 D Class A common stock 2013-05-01 4 S 0 6844 35.8516 D 340589 D Employee stock option (right to buy) 16.61 2013-05-01 4 M 0 6844 0 D 2017-04-22 Class A common stock 6844 0 D The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such transaction was executed in multiple trades at prices ranging from $35.8517 to $35.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes (i) 68,088 shares that are held as Class A common stock and (ii) 272,501 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. All shares subject to such option are vested and immediately exercisable. /s/ Robert A. Rango 2013-05-01