0001054374-12-000038.txt : 20121129
0001054374-12-000038.hdr.sgml : 20121129
20121129181647
ACCESSION NUMBER: 0001054374-12-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121127
FILED AS OF DATE: 20121129
DATE AS OF CHANGE: 20121129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lagatta Thomas F
CENTRAL INDEX KEY: 0001362603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 121232781
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-11-27
0001054374
BROADCOM CORP
BRCM
0001362603
Lagatta Thomas F
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
0
1
0
0
Executive VP, Worldwide Sales
Class A common stock
2012-11-27
4
M
0
49426
22.8933
A
236982
D
Class A common stock
2012-11-27
4
S
0
49426
32.30
D
187556
D
Class A common stock
22.8933
2012-11-27
4
M
0
49426
0
D
2013-12-06
Class A common stock
49426
288074
D
Such transaction was executed in multiple trades at prices ranging from $32.30 to $32.3025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 60,565 shares that are held as Class A common stock and (ii) 126,991 shares in the form of RSUs that will entitle the Reporting Person to receive one share of Class A common stock per RSU.
All shares subject to such option are vested and immediately exercisable.
/s/ Thomas F. Lagatta
2012-11-27