0001054374-12-000038.txt : 20121129 0001054374-12-000038.hdr.sgml : 20121129 20121129181647 ACCESSION NUMBER: 0001054374-12-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121127 FILED AS OF DATE: 20121129 DATE AS OF CHANGE: 20121129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lagatta Thomas F CENTRAL INDEX KEY: 0001362603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 121232781 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-11-27 0001054374 BROADCOM CORP BRCM 0001362603 Lagatta Thomas F 5300 CALIFORNIA AVENUE IRVINE CA 92617 0 1 0 0 Executive VP, Worldwide Sales Class A common stock 2012-11-27 4 M 0 49426 22.8933 A 236982 D Class A common stock 2012-11-27 4 S 0 49426 32.30 D 187556 D Class A common stock 22.8933 2012-11-27 4 M 0 49426 0 D 2013-12-06 Class A common stock 49426 288074 D Such transaction was executed in multiple trades at prices ranging from $32.30 to $32.3025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes (i) 60,565 shares that are held as Class A common stock and (ii) 126,991 shares in the form of RSUs that will entitle the Reporting Person to receive one share of Class A common stock per RSU. All shares subject to such option are vested and immediately exercisable. /s/ Thomas F. Lagatta 2012-11-27