-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TRg1g+We5fAALzmDGjZpbvnbEqjq5mlcuYOCHP6iCDy+QMJyg7TkZAII+PAQ3+oj S860m4AWB+avpAJqSoZOzg== 0000000000-08-054148.txt : 20081215 0000000000-08-054148.hdr.sgml : 20081215 20081030112942 ACCESSION NUMBER: 0000000000-08-054148 CONFORMED SUBMISSION TYPE: UPLOAD PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081030 FILED FOR: COMPANY DATA: COMPANY CONFORMED NAME: RODMAN & RENSHAW CAPITAL GROUP, INC. CENTRAL INDEX KEY: 0001054303 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 841374481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: UPLOAD BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123560500 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: ENTHRUST FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: ENTRUST FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20010410 FORMER COMPANY: FORMER CONFORMED NAME: EASY QUAL COM DATE OF NAME CHANGE: 20000628 LETTER 1 filename1.pdf begin 644 filename1.pdf M)5!$1BTQ+C0-)>+CS],-"C8@,"!O8FH@/#PO3&EN96%R:7IE9"`Q+TP@-S8S M,R]/(#@O12`S-#DP+TX@,2]4(#"Q%G>`408`!4S`A<#0IE;F1S=')E86T-96YD;V)J#3<@,"!O M8FH\/"]-971A9&%T82`T(#`@4B]086=E7!E+T-A=&%L;V%LP M(#`@-C$R(#%LP(#`@-C$R(#'1'4W1A=&4\/"]' M4S$@,34@,"!2/CX^/@UE;F1O8FH-,3`@,"!O8FH\/"]3=6)T>7!E+U1R=654 M>7!E+T9O;G1$97-C7!E+T9O;G0^/@UE M;F1O8FH-,3(@,"!O8FH\/"],96YG=&@@,3`P,R]&:6QT97(O1FQA=&5$96-O M9&4^/G-T*Y;-:##<8G\?]]5TA`3;Q3<]SL$BK?7GVV=6;#VL&3X?9#]GL399Q8)!M M9XP#Q1^^0AI#0B61$63[&84G_,\*\SC-//"SOU$,&&$"LJ5;0#.1-6.WHG$K M8'*J'833E>S[F7>?ZQ+6;?T,D8C9L-P)D@A4'PY10BF-3%"<)%$:F\C^\*#[ M^URT]5^J`9\G@GHAG7>2\#BE$OP_LX^8*8GDI;5)=E<1!YTOT:F@9!:-KU_O M%O`+61.X]X.8A-["9R3Q[GZ"Q<,25HO?@3,>",D"$:>T\_H^FZ44A.0&5T[Q M4`24B#1-)31JMC75&&O`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`3-B?O97HV67DRD_Q"0](BM2K M?6:`)/8%"$X0ADGH\!^'NZMK>'-LTDD8ZI\@KS9HK.]$QV#JXC M=G=3WN+`T@=HM7&@L$^]N0T\K\ZP/38XSAJ3A-N.O0K1X5Y[(*^",]R.*!@& MF>W^%@18&\(P-*%1B!),IK)78F&^\79'-TYH.J'[%F:VE_V)LSTQMZ_K0%Z/ MH0_!+.,4O7%K![UH[P=L_Q8R5:J3+OXU?<@8=?UXZ?7FK;!6E<8^7;?Y=@N+ MHJB/59M7K1W*5]XGZ.%]_)\``P"$^1#E"@T*96YD%LM M-38X("TS,#<@,C`P,"`Q,#`W72]!7!E M+T9O;G1$97-C7!E+T5X=$=3=&%T92]3 M02!F86QS92]332`P+C`R/CX-96YD;V)J#3$@,"!O8FH\/"].=6US6S`@,B`P M(%)=/CX-96YD;V)J#3(@,"!O8FH\/"]3+T0^/@UE;F1O8FH-,R`P(&]B:CP\ M+T-O=6YT(#$O5'EP92]086=EG)E4WI.5&-Z:V,Y9"(_/@H\>#IX;7!M971A('AM;&YS.G@](F%D;V)E.FYS M.FUE=&$O(B!X.GAM<'1K/2(S+C$M-S`Q(CX*("`@/')D9CI21$8@>&UL;G,Z M&UL;G,Z<&1F/2)H='1P.B\O;G,N861O8F4N8V]M+W!D9B\Q M+C,O(CX*("`@("`@("`@/'!D9CI0&%P34TZ26YS=&%N8V5)1#YU=6ED.C$P,#EF860V+3@P M,3&%P34TZ26YS=&%N8V5)1#X* M("`@("`@/"]R9&8Z1&5S8W)I<'1I;VX^"B`@(#POF4@ <-CX^#0IS=&%R='AR968-"C$Q-@T*)25%3T8-"C\_ ` end -----END PRIVACY-ENHANCED MESSAGE-----