0001085146-22-000480.txt : 20220202 0001085146-22-000480.hdr.sgml : 20220202 20220202161732 ACCESSION NUMBER: 0001085146-22-000480 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 EFFECTIVENESS DATE: 20220202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 22583869 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001053994 XXXXXXXX 12-31-2021 12-31-2021 false SANDERS MORRIS HARRIS LLC

600 Travis, Suite 5900 Houston TX 77002

13F HOLDINGS REPORT 028-12760 Y SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713-226-4808 /s/ David Block Houston TX 01-13-2022 0 336 578170 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 99 10000 SH SOLE 0 0 10000 7GC & CO HOLDINGS INC COM CL A 81786A107 98 10000 SH SOLE 0 0 10000 ABBOTT LABS COM 002824100 1079 7785 SH SOLE 0 0 7785 ABBVIE INC COM 00287Y109 3114 23096 SH SOLE 0 0 23096 ACTIVISION BLIZZARD INC COM 00507V109 621 9255 SH SOLE 0 0 9255 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 287 29000 SH SOLE 0 0 29000 ADOBE SYSTEMS INCORPORATED COM 00724F101 1929 3440 SH SOLE 0 0 3440 ADTHEORENT HOLDING COMPANY COM 00739D109 61 10002 SH SOLE 0 0 10002 ADVANCED MICRO DEVICES INC COM 007903107 2798 18750 SH SOLE 0 0 18750 AIR INDS GROUP COM NEW 00912N205 17 18250 SH SOLE 0 0 18250 AIR PRODS & CHEMS 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902252105 538 1000 SH SOLE 0 0 1000 UNION PAC CORP COM 907818108 521 2100 SH SOLE 0 0 2100 UNIQURE NV SHS N90064101 1467 68070 SH SOLE 0 0 68070 UNITED PARCEL SERVICE INC CL B 911312106 272 1270 SH SOLE 0 0 1270 UNITED STS NAT GAS FD LP UNIT PAR 912318300 400 32000 SH SOLE 0 0 32000 UNITEDHEALTH GROUP INC COM 91324P102 698 1400 SH SOLE 0 0 1400 UNIVERSAL HLTH SVCS INC CL B 913903100 381 2890 SH SOLE 0 0 2890 US BANCORP DEL COM NEW 902973304 443 7760 SH SOLE 0 0 7760 VANGUARD INDEX FDS GROWTH ETF 922908736 343 1069 SH SOLE 0 0 1069 VANGUARD WORLD FDS INF TECH ETF 92204A702 492 1075 SH SOLE 0 0 1075 VERIZON COMMUNICATIONS INC COM 92343V104 1338 25644 SH SOLE 0 0 25644 VIRTU FINL INC CL A 928254101 203 7050 SH SOLE 0 0 7050 VISA INC COM CL A 92826C839 1958 8915 SH SOLE 0 0 8915 VISTRA CORP COM 92840M102 297 13040 SH SOLE 0 0 13040 VY GLOBAL GROWTH COM CL A G9444H100 22280 2273057 SH SOLE 0 0 2273057 WAITR HLDGS INC COM 930752100 44 59150 SH SOLE 0 0 59150 WALGREENS BOOTS ALLIANCE INC COM 931427108 1309 24748 SH SOLE 0 0 24748 WALMART INC COM 931142103 724 5008 SH SOLE 0 0 5008 WASHINGTON TR BANCORP INC COM 940610108 264 4685 SH SOLE 0 0 4685 WASTE MGMT INC DEL COM 94106L109 1259 7542 SH SOLE 0 0 7542 WELLS FARGO CO NEW COM 949746101 206 4289 SH SOLE 0 0 4289 WORKDAY INC CL A 98138H101 1384 5250 SH SOLE 0 0 5250 XENON PHARMACEUTICALS INC COM 98420N105 771 24500 SH SOLE 0 0 24500 XILINX INC COM 983919101 1269 5775 SH SOLE 0 0 5775 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1558 2677 SH SOLE 0 0 2677 ZOGENIX INC COM NEW 98978L204 215 12420 SH SOLE 0 0 12420