0001085146-21-001232.txt : 20210419 0001085146-21-001232.hdr.sgml : 20210419 20210419144254 ACCESSION NUMBER: 0001085146-21-001232 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210419 DATE AS OF CHANGE: 20210419 EFFECTIVENESS DATE: 20210419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 21834163 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001053994 XXXXXXXX 03-31-2021 03-31-2021 true 1 RESTATEMENT SANDERS MORRIS HARRIS LLC

600 Travis, Suite 5900 Houston TX 77002

13F HOLDINGS REPORT 028-12760 Y SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713-226-4808 /s/ David Block Houston TX 04-19-2021 0 296 472869 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 99 10000 SH SOLE 10000 0 0 7GC & CO HOLDINGS INC COM CL A 81786A107 98 10000 SH SOLE 10000 0 0 ABBOTT LABS COM 002824100 964 8025 SH SOLE 8025 0 0 ABBVIE INC COM 00287Y109 2441 23096 SH SOLE 23096 0 0 ACTIVISION BLIZZARD INC COM 00507V109 896 9255 SH SOLE 9255 0 0 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 281 29000 SH SOLE 29000 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1697 3440 SH SOLE 3440 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1421 17350 SH SOLE 17350 0 0 AIR PRODS & CHEMS INC COM 009158106 584 2075 SH SOLE 2075 0 0 AIRBNB INC COM CL A 009066101 3511 19467 SH SOLE 19467 0 0 ALEXION PHARMACEUTICALS INC 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