0001085146-20-001709.txt : 20200709 0001085146-20-001709.hdr.sgml : 20200709 20200708174207 ACCESSION NUMBER: 0001085146-20-001709 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200709 DATE AS OF CHANGE: 20200708 EFFECTIVENESS DATE: 20200709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 201019063 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001053994 XXXXXXXX 06-30-2020 06-30-2020 false SANDERS MORRIS HARRIS LLC

600 Travis Street,suite 5900 Houston TX 77002

13F HOLDINGS REPORT 028-12760 Y SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713-226-4808 /s/ David Block Houston TX 07-07-2020 0 129 205526 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE DISNEY WALT CO COM DISNEY 254687106 560 4974 SH SOLE 0 0 4974 CAPITAL SOUTHWEST CORP COM 140501107 11891 882109 SH SOLE 0 0 882109 TELA BIO INC COM 872381108 3427 264400 SH SOLE 0 0 264400 KAYNE ANDERSN MLP MIDS INVT COM 486606106 244 46200 SH SOLE 0 0 46200 SIGMATRON INTL INC COM 82661L101 186 55100 SH SOLE 0 0 55100 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 201 802 SH SOLE 0 0 802 THERAPEUTICSMD INC COM 88338N107 4666 3732525 SH SOLE 0 0 3732525 MONDELEZ INTL INC CL A 609207105 407 7971 SH SOLE 0 0 7971 DUKE ENERGY CORP NEW COM NEW 26441C204 220 2750 SH SOLE 0 0 2750 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2403 9 SH SOLE 0 0 9 ANTERO RESOURCES CORP COM 03674X106 99 39000 SH SOLE 0 0 39000 ISHARES TR CORE S&P500 ETF 464287200 262 845 SH SOLE 0 0 845 KINDER MORGAN INC DEL COM 49456B101 540 35574 SH SOLE 0 0 35574 CIGNA CORP NEW COM 125523100 386 2025 SH SOLE 0 0 2025 BAUSCH HEALTH COS INC COM 071734107 203 11013 SH SOLE 0 0 11013 SEABOARD CORP COM 811543107 733 250 SH SOLE 0 0 250 STELLUS CAP INVT CORP COM 858568108 152 20891 SH SOLE 0 0 20891 CHEVRON CORP NEW COM 166764100 908 10175 SH SOLE 0 0 10175 CONCHO RES INC COM 20605P101 343 6656 SH SOLE 0 0 6656 WALMART INC COM 931142103 419 3500 SH SOLE 0 0 3500 AIMMUNE THERAPEUTICS INC COM 00900T107 8989 537960 SH SOLE 0 0 537960 MERCK & CO. 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