0001053994-26-000002.txt : 20260409
0001053994-26-000002.hdr.sgml : 20260409
20260409152237
ACCESSION NUMBER: 0001053994-26-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20260331
FILED AS OF DATE: 20260409
DATE AS OF CHANGE: 20260409
EFFECTIVENESS DATE: 20260409
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC
CENTRAL INDEX KEY: 0001053994
ORGANIZATION NAME:
EIN: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12760
FILM NUMBER: 26851351
BUSINESS ADDRESS:
STREET 1: 600 TRAVIS STREET
STREET 2: STE 5900
CITY: HOUSTON
STATE: TX
BUSINESS PHONE: 713-220-5100
MAIL ADDRESS:
STREET 1: 600 TRAVIS, SUITE 5900
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC.
DATE OF NAME CHANGE: 20110404
FORMER COMPANY:
FORMER CONFORMED NAME: SMH CAPITAL INC.
DATE OF NAME CHANGE: 20080311
FORMER COMPANY:
FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA
DATE OF NAME CHANGE: 20000208
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001053994
XXXXXXXX
03-31-2026
03-31-2026
false
SANDERS MORRIS HARRIS LLC
600 Travis, Suite 5900
Houston
TX
77002
13F HOLDINGS REPORT
028-12760
Y
SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429
David Block
OSJ Supervisor
713-226-4808
/s/ David Block
Houston
TX
04-09-2026
0
297
630837951
false
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IMMUNITYBIO INC
COM
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COM
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INTEL CORP
COM
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COM
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66421
SH
SOLE
0
0
66421
ISHARES BITCOIN TRUST ETF
SHS BEN INT
46438F101
BBG01KYQ6QS5
457044
11896
SH
SOLE
0
0
11896
ISHARES GOLD TR
ISHARES NEW
464285204
BBG001SJK6D5
484704
5498
SH
SOLE
0
0
5498
ISHARES TR
CORE S&P SCP ETF
464287804
BBG001SFC7W9
286659
2306
SH
SOLE
0
0
2306
ISHARES TR
CORE S&P500 ETF
464287200
BBG001SFB7R6
2407079
3685
SH
SOLE
0
0
3685
ISHARES TR
EXPANDED TECH
464287515
BBG001S7W2J1
1042491
67233
SH
SOLE
0
0
67233
ISHARES TR
INTRM GOV CR ETF
464288612
BBG001SSD885
373380
3500
SH
SOLE
0
0
3500
ISHARES TR
PFD AND INCM SEC
464288687
BBG001SNVWC8
212755
7017
SH
SOLE
0
0
7017
ISHARES TR
RUS 2000 VAL ETF
464287630
BBG001S56277
2692178
14200
SH
SOLE
0
0
14200
ISHARES TR
RUSSELL 2000 ETF
464287655
BBG001SFC7Y7
1736000
12000
SH
SOLE
0
0
12000
ISHARES TR
US TREAS BD ETF
46429B267
BBG002NCKPP8
1251780
54639
SH
SOLE
0
0
54639
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
46641Q332
BBG00TSG0SK6
910338
16061
SH
SOLE
0
0
16061
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
BBG001SNW8K1
680580
3600
SH
SOLE
0
0
3600
JOHNSON & JOHNSON
COM
478160104
BBG001S5SHQ9
1678814
6868
SH
SOLE
0
0
6868
JPMORGAN CHASE & CO
COM
46625H100
BBG001S8CRC3
5483437
18641
SH
SOLE
0
0
18641
KAYNE ANDERSON ENERGY INFRST
COM
486606106
BBG001SLV0G8
873936
61200
SH
SOLE
0
0
61200
KINDER MORGAN INC DEL
COM
49456B101
BBG001TG2YZ5
1398938
41722
SH
SOLE
0
0
41722
KINSALE CAP GROUP INC
COM
49714P108
BBG00D8JDB02
973731
2850
SH
SOLE
0
0
2850
KKR & CO INC
COM
48251W104
BBG001S6PW05
1993653
21553
SH
SOLE
0
0
21553
KLA CORP
COM NEW
482480100
BBG001S5SLM4
2576718
1750
SH
SOLE
0
0
1750
KONINKLIJKE PHILIPS N V
NY REGIS SHS NEW
500472303
BBG001S5V5G2
250381
9138
SH
SOLE
0
0
9138
KOSMOS ENERGY LTD
COM
500688106
BBG001SJV7R6
197380
71000
SH
SOLE
0
0
71000
KROGER CO
COM
501044101
BBG001S5SN40
1085400
15000
SH
SOLE
0
0
15000
KURA ONCOLOGY INC
COM
50127T109
BBG008974351
121137
14900
SH
SOLE
0
0
14900
LADDER CAP CORP
CL A
505743104
BBG005RVGZ50
235457
24100
SH
SOLE
0
0
24100
LAM RESEARCH CORP
COM NEW
512807306
BBG001S5SW40
9063457
42420
SH
SOLE
0
0
42420
LINDE PLC
SHS
G54950103
BBG01FND0CH6
867580
1750
SH
SOLE
0
0
1750
LITTELFUSE INC
COM
537008104
BBG001S744B6
678700
2000
SH
SOLE
0
0
2000
LOCKHEED MARTIN CORP
COM
539830109
BBG001S7PS57
869718
1439
SH
SOLE
0
0
1439
LOEWS CORP
COM
540424108
BBG001S6KQC0
586430
5494
SH
SOLE
0
0
5494
LOWES COS INC
COM
548661107
BBG001S5SVL3
3203484
13558
SH
SOLE
0
0
13558
LULULEMON ATHLETICA INC
COM
550021109
BBG001STBM75
460525
3008
SH
SOLE
0
0
3008
LUMENTUM HLDGS INC
COM
55024U109
BBG0073F9RS8
3728142
5305
SH
SOLE
0
0
5305
MACROGENICS INC
COM
556099109
BBG001S9C8R7
35677
12345
SH
SOLE
0
0
12345
MAIN STR CAP CORP
COM
56035L104
BBG001SJMVT1
12565037
237255
SH
SOLE
0
0
237255
MASTERCARD INCORPORATED
CL A
57636Q104
BBG001SKNNS6
2246471
4496
SH
SOLE
0
0
4496
MCCORMICK & CO INC
COM NON VTG
579780206
BBG001S79S19
214872
4260
SH
SOLE
0
0
4260
MCDONALDS CORP
COM
580135101
BBG001S5T110
776975
2500
SH
SOLE
0
0
2500
MCKESSON CORP
COM
58155Q103
BBG001S8F8P8
2916263
3370
SH
SOLE
0
0
3370
MEDTRONIC PLC
SHS
G5960L103
BBG001S5T2S9
411068
4744
SH
SOLE
0
0
4744
MERCK & CO INC
COM
58933Y105
BBG001S5TC52
700930
5827
SH
SOLE
0
0
5827
META PLATFORMS INC
CL A
30303M102
BBG001SQCQC5
3156442
5517
SH
SOLE
0
0
5517
MICRON TECHNOLOGY INC
COM
595112103
BBG001S6P675
422300
1250
SH
SOLE
0
0
1250
MICROSOFT CORP
COM
594918104
BBG001S5TD05
10478528
28307
SH
SOLE
0
0
28307
MISSION PRODUCE INC
COM
60510V108
BBG005C9W688
137600
10000
SH
SOLE
0
0
10000
MOLINA HEALTHCARE INC
COM
60855R100
BBG001SKBQ20
330317
2478
SH
SOLE
0
0
2478
MONDELEZ INTL INC
CL A
609207105
BBG001SHHZJ3
1328832
23054
SH
SOLE
0
0
23054
MOTOROLA SOLUTIONS INC
COM NEW
620076307
BBG001S5T9L1
2054848
4735
SH
SOLE
0
0
4735
MPLX LP
COM UNIT REP LTD
55336V100
BBG0035TJHL3
427112
7484
SH
SOLE
0
0
7484
MSC INCOME FUND INC
COM
55374X208
BBG01FNF0VD3
22002221
1806422
SH
SOLE
0
0
1806422
MULTISENSOR AI HOLDINGS INC
COM
456948108
BBG012TGHD28
899527
3892370
SH
SOLE
0
0
3892370
MURPHY USA INC
COM
626755102
BBG001Z0Q6V2
839749
1700
SH
SOLE
0
0
1700
NETEASE COM INC
SPONSORED ADS
64110W102
BBG001SCVWD1
663245
5925
SH
SOLE
0
0
5925
NEW ERA ENERGY & DIGITAL INC
*W EXP 12/06/202
64428N117
45500
25000
SH
SOLE
0
0
25000
NEW MTN FIN CORP
COM
647551100
BBG001T9D5H2
127070
16375
SH
SOLE
0
0
16375
NEXTERA ENERGY INC
COM
65339F101
BBG001S5RB29
502481
5410
SH
SOLE
0
0
5410
NEXTERA ENERGY INC
UNIT 02/15/2029
65339F655
6946809
138300
SH
SOLE
0
0
138300
NIKE INC
CL B
654106103
BBG001S6NTK2
212865
4030
SH
SOLE
0
0
4030
NORFOLK SOUTHN CORP
COM
655844108
BBG001S5TQJ6
318857
1111
SH
SOLE
0
0
1111
NOVARTIS AG
SPONSORED ADR
66987V109
BBG001SF5LW6
305500
2000
SH
SOLE
0
0
2000
NUCOR CORP
COM
670346105
BBG001S5TRV0
917537
5426
SH
SOLE
0
0
5426
NUVEEN CA DIVI ADV MUN
COM
67066Y105
BBG001SCTG12
116500
10000
SH
SOLE
0
0
10000
NVIDIA CORPORATION
COM
67066G104
BBG001S5TZJ6
31528381
180782
SH
SOLE
0
0
180782
OCCIDENTAL PETE CORP
COM
674599105
BBG001S5TZG9
2117050
32570
SH
SOLE
0
0
32570
ONEOK INC NEW
COM
682680103
BBG001S5TWK1
885461
9796
SH
SOLE
0
0
9796
OPUS GENETICS INC
COM
67577R102
BBG001SC04V7
54600
12000
SH
SOLE
0
0
12000
ORACLE CORP
COM
68389X105
BBG001S5SJG6
4363284
29660
SH
SOLE
0
0
29660
OS THERAPIES INCORPORATED
COM NEW
68764Y207
BBG00Y71N7H6
45120
32000
SH
SOLE
0
0
32000
OTIS WORLDWIDE CORP
COM
68902V107
BBG00RP60LN7
269780
3500
SH
SOLE
0
0
3500
P3 HEALTH PARTNERS INC
*W EXP 11/19/202
744413113
467
93332
SH
SOLE
0
0
93332
PALANTIR TECHNOLOGIES INC
CL A
69608A108
BBG001T53796
541236
3700
SH
SOLE
0
0
3700
PALO ALTO NETWORKS INC
COM
697435105
BBG001T9NWN5
230540
1438
SH
SOLE
0
0
1438
PAYPAL HLDGS INC
COM
70450Y103
BBG0077VNXW5
499611
11046
SH
SOLE
0
0
11046
PEPSICO INC
COM
713448108
BBG001S695T1
597090
3845
SH
SOLE
0
0
3845
PERMIAN RESOURCES CORP
CLASS A COM
71424F105
BBG00D61Y2G3
3452412
161933
SH
SOLE
0
0
161933
PFIZER INC
COM
717081103
BBG001S5V466
698995
24893
SH
SOLE
0
0
24893
PG&E CORP
PFD CONV SER A
69331C306
257940
6000
SH
SOLE
0
0
6000
PHILIP MORRIS INTL INC
COM
718172109
BBG001STP9N1
8409688
50863
SH
SOLE
0
0
50863
PHILLIPS 66
COM
718546104
BBG00286S4P7
211693
1162
SH
SOLE
0
0
1162
PNC FINL SVCS GROUP INC
COM
693475105
BBG001S5V947
815713
3920
SH
SOLE
0
0
3920
PRA GROUP INC
COM
69354N106
BBG001SB1G41
234868
13421
SH
SOLE
0
0
13421
PRECIGEN INC
COM
74017N105
BBG001SSB3T5
96750
25000
SH
SOLE
0
0
25000
PROCTER & GAMBLE CO
COM
742718109
BBG001S5V4L9
1109877
7684
SH
SOLE
0
0
7684
PROFESIONALLY MANAGED PORTFO
AKRE FOCUS ETF
74316P579
BBG01RM0YZG2
283910
5372
SH
SOLE
0
0
5372
PROLOGIS INC.
COM
74340W103
BBG001S5NMN6
277578
2100
SH
SOLE
0
0
2100
PULTE GROUP INC
COM
745867101
BBG001S5V5K7
1816604
15446
SH
SOLE
0
0
15446
PURECYCLE TECHNOLOGIES INC
COM
74623V103
BBG00YRJF230
1115897
215009
SH
SOLE
0
0
215009
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
BBG001S5VCG7
54990
15490
SH
SOLE
0
0
15490
REDDIT INC
CL A
75734B100
BBG015RGX648
307002
2280
SH
SOLE
0
0
2280
REIN THERAPEUTICS INC
COM NEW
00887A204
BBG002454KS0
26000
20000
SH
SOLE
0
0
20000
RESERVOIR MEDIA INC
COM
76119X105
BBG00YCLJQQ9
2604806
266068
SH
SOLE
0
0
266068
RESMED INC
COM
761152107
BBG001SBGRC2
1032608
4600
SH
SOLE
0
0
4600
RESTAURANT BRANDS INTL INC
COM
76131D103
BBG0076WG2T4
757475
10250
SH
SOLE
0
0
10250
ROBLOX CORP
CL A
771049103
BBG001V1Y6Z1
535567
9469
SH
SOLE
0
0
9469
ROBO.AI INC.
*W EXP 11/11/202
G6693P114
207
10000
SH
SOLE
0
0
10000
ROCKET LAB CORP
COM
773121108
BBG01V7JN489
3331155
51871
SH
SOLE
0
0
51871
ROCKET PHARMACEUTICALS INC
COM
77313F106
BBG001T92156
99198
27709
SH
SOLE
0
0
27709
RTX CORPORATION
COM
75513E101
BBG001S5X5Q9
1807473
9370
SH
SOLE
0
0
9370
SALESFORCE INC
COM
79466L302
BBG001SDLP09
1784005
9557
SH
SOLE
0
0
9557
SANGAMO THERAPEUTICS INC
COM
800677106
BBG001S95JZ2
164929
668000
SH
SOLE
0
0
668000
SCHWAB CHARLES CORP
COM
808513105
BBG001S5VXD4
446405
4750
SH
SOLE
0
0
4750
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
BBG0025RWLM4
1969809
64205
SH
SOLE
0
0
64205
SCHWAB STRATEGIC TR
US REIT ETF
808524847
BBG001V039G2
1362488
63401
SH
SOLE
0
0
63401
SEABOARD CORP DEL
COM
811543107
BBG001S5VYZ8
508862
90
SH
SOLE
0
0
90
SELECT SECTOR SPDR TR
STATE STREET ENE
81369Y506
BBG001S7T1S7
232420
3794
SH
SOLE
0
0
3794
SERA PROGNOSTICS INC
CLASS A COM
81749D107
BBG001V0FR24
639349
314950
SH
SOLE
0
0
314950
SERVICENOW INC
COM
81762P102
BBG001T4JFC0
2891539
27657
SH
SOLE
0
0
27657
SEVEN HILLS REALTY TRUST
COM
81784E101
BBG00GGSN9W5
115080
14000
SH
SOLE
0
0
14000
SHIMMICK CORPORATION
COM
82455M109
BBG01JN8VSB6
2783316
758397
SH
SOLE
0
0
758397
SNOWFLAKE INC
COM SHS
833445109
BBG007DHGNK2
452460
3000
SH
SOLE
0
0
3000
SOUNDHOUND AI INC
CLASS A COM
836100107
BBG017304PD5
85875
12500
SH
SOLE
0
0
12500
SPDR SERIES TRUST
STATE STREET SPD
78464A698
BBG001SMH2R6
353960
5433
SH
SOLE
0
0
5433
STARBUCKS CORP
COM
855244109
BBG001S72KH6
466137
5203
SH
SOLE
0
0
5203
STATE STR SPDR S&P 500 ETF T
TR UNIT
78462F103
BBG001S72SM3
16803484
25838
SH
SOLE
0
0
25838
STATE STR SPDR S&P MIDCAP 40
UTSER1 S&PDCRP
78467Y107
BBG001S63NQ1
3978102
9450
SH
SOLE
0
0
9450
STRATEGY INC
CL A NEW
594972408
BBG001SC7PX1
249600
2000
SH
SOLE
0
0
2000
STRYKER CORPORATION
COM
863667101
BBG001S8FR03
744585
2266
SH
SOLE
0
0
2266
SYNERGY CHC CORP
COM NEW
87165D208
BBG003NPVBN8
535933
415452
SH
SOLE
0
0
415452
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
BBG001S9TN41
959850
4860
SH
SOLE
0
0
4860
TARGA RES CORP
COM
87612G101
BBG001TC94B9
1053066
4200
SH
SOLE
0
0
4200
TARGET CORP
COM
87612E106
BBG001SC0K41
374750
3092
SH
SOLE
0
0
3092
TC ENERGY CORP
COM
87807B107
BBG001S5WW27
330861
5300
SH
SOLE
0
0
5300
TESLA INC
COM
88160R101
BBG001SQKGD7
1847599
4970
SH
SOLE
0
0
4970
TEXAS INSTRS INC
COM
882508104
BBG001S5WYZ7
1239002
6382
SH
SOLE
0
0
6382
THE CIGNA GROUP
COM
125523100
BBG00KXRCDQ9
931758
3493
SH
SOLE
0
0
3493
THERMO FISHER SCIENTIFIC INC
COM
883556102
BBG001S5WS08
835601
1700
SH
SOLE
0
0
1700
TIC SOLUTIONS INC
COM
00510N102
BBG01GNJ51W3
164500
25000
SH
SOLE
0
0
25000
TRACTOR SUPPLY CO
COM
892356106
BBG001S7K017
317100
7000
SH
SOLE
0
0
7000
TWILIO INC
CL A
90138F102
BBG0029ZX859
814936
6477
SH
SOLE
0
0
6477
TXO PARTNERS LP
COM UNIT
87313P103
BBG004DFHP63
3511506
279134
SH
SOLE
0
0
279134
UBER TECHNOLOGIES INC
COM
90353T100
BBG002B04MW4
304264
4230
SH
SOLE
0
0
4230
UNION PAC CORP
COM
907818108
BBG001S5X2M0
485240
2000
SH
SOLE
0
0
2000
UNIQURE NV
SHS
N90064101
BBG005SSJYG4
316471
19356
SH
SOLE
0
0
19356
UNITED PARCEL SVCS INC
CL B
911312106
BBG001SDGSH1
225290
2290
SH
SOLE
0
0
2290
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
714358
2640
SH
SOLE
0
0
2640
UNIVERSAL HLTH SVCS INC
CL B
913903100
BBG001S6S976
517223
2890
SH
SOLE
0
0
2890
US BANCORP
COM NEW
902973304
BBG001S6T8C1
393196
7560
SH
SOLE
0
0
7560
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
BBG001TC6MC1
669257
1120
SH
SOLE
0
0
1120
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
BBG001T62M38
2322710
28069
SH
SOLE
0
0
28069
VANGUARD SCOTTSDALE FDS
LONG TERM TREAS
92206C847
BBG001T62MC8
381950
6900
SH
SOLE
0
0
6900
VANGUARD STAR FDS
VG TL INTL STK F
921909768
BBG001TJR1D8
5990831
77692
SH
SOLE
0
0
77692
VERIZON COMMUNICATIONS INC
COM
92343V104
BBG001S67QY1
1017554
20270
SH
SOLE
0
0
20270
VERTIV HOLDINGS CO
COM CL A
92537N108
BBG00L2B8LM7
1754060
7000
SH
SOLE
0
0
7000
VESTIS CORPORATION
COM SHS
29430C102
BBG001SGVMS8
82216
10460
SH
SOLE
0
0
10460
VIAVI SOLUTIONS INC
COM
925550105
BBG001S92GV5
416000
12500
SH
SOLE
0
0
12500
VIRTU FINL INC
CL A
928254101
BBG0064N2T87
222099
5050
SH
SOLE
0
0
5050
VISA INC
COM CL A
92826C839
BBG001SRCFY3
2841660
9402
SH
SOLE
0
0
9402
VOLATILITY SHS TR
2X SOLANA ETF
92865J737
BBG01SXNHP42
324217
7150
SH
SOLE
0
0
7150
VOLITIONRX LTD
COM
928661107
BBG001SDZ7B2
3030
15000
SH
SOLE
0
0
15000
VOX ROYALTY CORP
COM
92919F103
BBG00LZQKWN9
7340732
1400903
SH
SOLE
0
0
1400903
WALMART INC
COM
931142103
BBG001S5XH92
1908568
15357
SH
SOLE
0
0
15357
WARNER BROS DISCOVERY INC
COM SER A
934423104
BBG011386VG3
713465
25982
SH
SOLE
0
0
25982
WASHINGTON TR BANCORP INC
COM
940610108
BBG001S5XC66
204608
6115
SH
SOLE
0
0
6115
WASTE MGMT INC DEL
COM
94106L109
BBG001S5XH47
584126
2542
SH
SOLE
0
0
2542
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
BBG003M3V2V9
275715
6697
SH
SOLE
0
0
6697
WHIRLPOOL CORP
8.5 DEP SR A CNV
963320205
2293200
56000
SH
SOLE
0
0
56000
WORKDAY INC
CL A
98138H101
BBG001T21KQ7
2812768
21650
SH
SOLE
0
0
21650
XENON PHARMACEUTICALS INC
COM
98420N105
BBG002VBMLS5
1250225
21500
SH
SOLE
0
0
21500
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
BBG001S6SX73
559707
2677
SH
SOLE
0
0
2677