Authorized Person

0001140361-15-031463.txt : 20150813 0001140361-15-031463.hdr.sgml : 20150813 20150812190425 ACCESSION NUMBER: 0001140361-15-031463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150812 EFFECTIVENESS DATE: 20150813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 151048309 BUSINESS ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: 10-12 AVENUE PASTEUR CITY: LUXEMBOURG STATE: N4 ZIP: L-2310 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053906 XXXXXXXX 06-30-2015 06-30-2015 Artal Group S.A.

10-12 AVENUE PASTEUR LUXEMBOURG N4 L-2310

13F HOLDINGS REPORT 028-15027 Y * The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 08-11-2015 5 71 2323213 false 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001340096 028-11522 Invus Public Equities Advisors, LLC INFORMATION TABLE 2 form13fInfoTable.xml AERCAP HOLDINGS NV SHS N00985106 17171 375000 SH DFND 1,2,3,4,5 375000 0 0 AGENUS INC COM NEW 00847G705 4575 530090 SH DFND 1,2,3,4,5 530090 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 17782 160000 SH DFND 1,2,3,4,5 160000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 41135 500000 SH DFND 1,2,3,4,5 500000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 8227 100000 SH Call DFND 1,2,3,4,5 100000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 54541 455000 SH DFND 1,2,3,4,5 455000 0 0 AMAZON COM INC COM 023135106 28216 65000 SH DFND 1,2,3,4,5 65000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 15974 400000 SH DFND 1,2,3,4,5 400000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 9984 250000 SH Call DFND 1,2,3,4,5 250000 0 0 AMERICAN EXPRESS CO COM 025816109 34974 450000 SH Call DFND 1,2,3,4,5 450000 0 0 ARRAY BIOPHARMA INC COM 04269X105 26749 3710000 SH DFND 1,2,3,4,5 3710000 0 0 ARRAY BIOPHARMA INC COM 04269X105 2163 300000 SH Call DFND 1,2,3,4,5 300000 0 0 BANK AMER CORP COM 060505104 17020 1000000 SH DFND 1,2,3,4,5 1000000 0 0 BANK AMER CORP COM 060505104 42550 2500000 SH Call DFND 1,2,3,4,5 2500000 0 0 BIOGEN INC COM 09062X103 141379 350000 SH Call DFND 1,2,3,4,5 350000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 59499 435000 SH DFND 1,2,3,4,5 435000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 27356 200000 SH Call DFND 1,2,3,4,5 200000 0 0 BIOTIME INC COM 09066L105 4654 1282050 SH DFND 1,2,3,4,5 1282050 0 0 BIOTIME INC COM 09066L105 2178 600000 SH Call DFND 1,2,3,4,5 600000 0 0 BLUEBIRD BIO INC COM 09609G100 33674 200000 SH DFND 1,2,3,4,5 200000 0 0 CASTLIGHT HEALTH INC CL B 14862Q100 2035 250000 SH DFND 1,2,3,4,5 250000 0 0 CELGENE CORP COM 151020104 69441 600000 SH Call DFND 1,2,3,4,5 600000 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 6305 250000 SH DFND 1,2,3,4,5 250000 0 0 CELLECTIS S A SPONSORED ADS 15117K103 4510 125000 SH DFND 1,2,3,4,5 125000 0 0 CERES INC COM NEW 156773400 1997 1024020 SH DFND 1,2,3,4 1024020 0 0 CHEMOCENTRYX INC COM 16383L106 7407 900000 SH DFND 1,2,3,4,5 900000 0 0 CITIGROUP INC COM NEW 172967424 22096 400000 SH Call DFND 1,2,3,4,5 400000 0 0 COLUCID PHARMACEUTICALS INC COM 19716T101 50 5575 SH DFND 1,2,3,4 5575 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 16060 200000 SH Call DFND 1,2,3,4,5 200000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 8216 200000 SH DFND 1,2,3,4,5 200000 0 0 GENERAL ELECTRIC CO COM 369604103 53140 2000000 SH Call DFND 1,2,3,4,5 2000000 0 0 GENERAL MTRS CO COM 37045V100 14999 450000 SH DFND 1,2,3,4,5 450000 0 0 GENERAL MTRS CO COM 37045V100 33330 1000000 SH Call DFND 1,2,3,4,5 1000000 0 0 GILEAD SCIENCES INC COM 375558103 11708 100000 SH Call DFND 1,2,3,4,5 100000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 62637 300000 SH Call DFND 1,2,3,4,5 300000 0 0 GOOGLE INC CL C 38259P706 117115 225000 SH Call DFND 1,2,3,4,5 225000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A104 15153 550000 SH DFND 1,2,3,4,5 550000 0 0 IGNYTA INC COM 451731103 6791 450000 SH DFND 1,2,3,4,5 450000 0 0 INCYTE CORP COM 45337C102 50021 480000 SH DFND 1,2,3,4,5 480000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 2616 216879 SH DFND 1,2,3,4 216879 0 0 ISIS PHARMACEUTICALS INC COM 464330109 23020 400000 SH DFND 1,2,3,4,5 400000 0 0 JD COM INC SPON ADR CL A 47215P106 3410 100000 SH DFND 1,2,3,4,5 100000 0 0 JPMORGAN CHASE & CO COM 46625H100 40656 600000 SH Call DFND 1,2,3,4,5 600000 0 0 JUMEI INTL HLDG LTD SPONSORED ADR 48138L107 11420 500000 SH DFND 1,2,3,4,5 500000 0 0 JUNO THERAPEUTICS INC COM 48205A109 10133 190000 SH DFND 1,2,3,4,5 190000 0 0 KITE PHARMA INC COM 49803L109 25912 425000 SH DFND 1,2,3,4,5 425000 0 0 LENDINGCLUB CORP COM 52603A109 15856 1075000 SH DFND 1,2,3,4,5 1075000 0 0 LENDINGCLUB CORP COM 52603A109 3688 250000 SH Call DFND 1,2,3,4,5 250000 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 6386 793327 SH DFND 1,2,3,4,5 793327 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 456633 56724651 SH DFND 1,2,3,4 56724651 0 0 LINKEDIN CORP COM CL A 53578A108 27172 131500 SH DFND 1,2,3,4,5 131500 0 0 MASTERCARD INC CL A 57636Q104 37392 400000 SH DFND 1,2,3,4,5 400000 0 0 MCDONALDS CORP COM 580135101 19014 200000 SH Call DFND 1,2,3,4,5 200000 0 0 MERCK & CO INC NEW COM 58933Y105 28465 500000 SH Call DFND 1,2,3,4,5 500000 0 0 METLIFE INC COM 59156R108 33594 600000 SH Call DFND 1,2,3,4,5 600000 0 0 MICRON TECHNOLOGY INC COM 595112103 18840 1000000 SH Call DFND 1,2,3,4,5 1000000 0 0 MIRATI THERAPEUTICS INC COM 60468T105 1928 61276 SH DFND 1,2,3,4,5 61276 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 26585 500000 SH DFND 1,2,3,4,5 500000 0 0 MORGAN STANLEY COM NEW 617446448 29093 750000 SH Call DFND 1,2,3,4,5 750000 0 0 NEKTAR THERAPEUTICS COM 640268108 21267 1700000 SH DFND 1,2,3,4,5 1700000 0 0 PARNELL PHARMACEUT HLDGS LTD SHS Q73622104 2475 500000 SH DFND 1,2,3,4,5 500000 0 0 QUALCOMM INC COM 747525103 31315 500000 SH Call DFND 1,2,3,4,5 500000 0 0 REALOGY HLDGS CORP COM 75605Y106 4672 100000 SH DFND 1,2,3,4,5 100000 0 0 SERES THERAPEUTICS INC COM 81750R102 6642 160057 SH DFND 1,2,3,4,5 160057 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 26595 450000 SH Call DFND 1,2,3,4,5 450000 0 0 WAL-MART STORES INC COM 931142103 118098 1665000 SH Call DFND 1,2,3,4,5 1665000 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 142800 29443300 SH DFND 1,2,3,4 29443300 0 0 XOMA CORP DEL COM 98419J107 4656 1200000 SH DFND 1,2,3,4,5 1200000 0 0 XOMA CORP DEL COM 98419J107 1552 400000 SH Call DFND 1,2,3,4,5 400000 0 0 YUM BRANDS INC COM 988498101 45040 500000 SH Call DFND 1,2,3,4,5 500000 0 0 YY INC ADS REPCOM CLA 98426T106 3476 50000 SH DFND 1,2,3,4,5 50000 0 0