Authorized Person

0001053906-24-000005.txt : 20240513 0001053906-24-000005.hdr.sgml : 20240513 20240513111126 ACCESSION NUMBER: 0001053906-24-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 EFFECTIVENESS DATE: 20240513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 24937568 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001053906 XXXXXXXX 03-31-2024 03-31-2024 false Artal Group S.A.

VALLEY PARK 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661

13F HOLDINGS REPORT 028-15027 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 05-13-2024 5 112 3919659888 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001340096 028-11522 Invus Public Equities Advisors, LLC INFORMATION TABLE 2 infotable.xml Acelyrin Inc COM 00445A100 16234715 2405143 SH DFND 1,2,3,4,5 2405143 0 0 Achilles Therapeutics PLC SPONSORED ADS 00449L102 944219 755375 SH DFND 1,2,3,4,5 755375 0 0 Adagene Inc ADS 005329107 2856000 1020000 SH DFND 1,2,3,4,5 1020000 0 0 Adobe Inc COM 00724F101 1564260 3100 SH DFND 1,2,3,4,5 3100 0 0 Advanced Micro Devices Inc COM 007903107 812205 4500 SH DFND 1,2,3,4,5 4500 0 0 Agenus Inc COM NEW 00847G705 9066116 15631235 SH DFND 1,2,3,4,5 15631235 0 0 Allovir Inc COM 019818103 4980201 6597167 SH DFND 1,2,3,4,5 6597167 0 0 Alphabet Inc CAP STK CL A 02079K305 1056510 7000 SH DFND 1,2,3,4,5 7000 0 0 Alpine Immune Sciences Inc COM 02083G100 16085278 405784 SH DFND 1,2,3,4,5 405784 0 0 Amazon Com Inc COM 023135106 2164560 12000 SH DFND 1,2,3,4,5 12000 0 0 Amicus Therapeutics Inc COM 03152W109 11918721 1011776 SH DFND 1,2,3,4,5 1011776 0 0 Apellis Pharmaceuticals Inc COM 03753U106 77312276 1315282 SH DFND 1,2,3,4,5 1315282 0 0 Apogee Therapeutics Inc COM 03770N101 10133625 152500 SH DFND 1,2,3,4,5 152500 0 0 Apple Inc COM 037833100 1714800 10000 SH DFND 1,2,3,4,5 10000 0 0 Applied Therapeutics Inc COM 03828A101 6864600 1009500 SH DFND 1,2,3,4,5 1009500 0 0 Arrowhead Pharmaceuticals Inc COM 04280A100 17160000 600000 SH Call DFND 1,2,3,4,5 600000 0 0 Arrowhead Pharmaceuticals Inc COM 04280A100 86848705 3036668 SH DFND 1,2,3,4,5 3036668 0 0 Astria Therapeutics Inc COM 04635X102 12445312 884214 SH DFND 1,2,3,4,5 884214 0 0 Axsome Therapeutics Inc COM 05464T104 6131593 76837 SH DFND 1,2,3,4,5 76837 0 0 Beigene Ltd SPONSORED ADR 07725L102 63303857 404782 SH DFND 1,2,3,4,5 404782 0 0 Black Diamond Therapeutics Inc COM 09203E105 5305841 1046517 SH DFND 1,2,3,4,5 1046517 0 0 Caribou Biosciences Inc COM 142038108 541484 105347 SH DFND 1,2,3,4,5 105347 0 0 Cartesian Therapeutics Inc COM 816212104 5938813 9136635 SH DFND 1,2,3,4,5 9136635 0 0 CAVA GROUP INC COM 148929102 1856884700 26507990 SH DFND 1,2,3,4 26507990 0 0 Celldex Therapeutics Inc New COM NEW 15117B202 10618410 253000 SH DFND 1,2,3,4,5 253000 0 0 Centessa Pharmaceuticals PLC SPONSORED ADS 152309100 15961250 1412500 SH DFND 1,2,3,4,5 1412500 0 0 Clearwater Analytics Hldgs I CL A 185123106 442250 25000 SH DFND 1,2,3,4,5 25000 0 0 Confluent Inc CLASS A COM 20717M103 579880 19000 SH DFND 1,2,3,4,5 19000 0 0 Crinetics Pharmaceuticals Inc COM 22663K107 65088228 1390477 SH DFND 1,2,3,4,5 1390477 0 0 Cyclerion Therapeutics Inc COM 23255M204 442890 138403 SH DFND 1,2,3,4,5 138403 0 0 Cyclerion Therapeutics Inc COM 23255M204 1766 552 SH DFND 1,2,3,4 552 0 0 Cytokinetics Inc COM NEW 23282W605 35516604 506584 SH DFND 1,2,3,4,5 506584 0 0 Datadog Inc CL A COM 23804L103 1186560 9600 SH DFND 1,2,3,4,5 9600 0 0 Denali Therapeutics Inc COM 24823R105 10319487 502899 SH DFND 1,2,3,4,5 502899 0 0 Dlocal Ltd CLASS A COM G29018101 441000 30000 SH DFND 1,2,3,4,5 30000 0 0 Dynatrace Inc COM NEW 268150109 1671840 36000 SH DFND 1,2,3,4,5 36000 0 0 Dyne Therapeutics Inc COM 26818M108 43094884 1517960 SH DFND 1,2,3,4,5 1517960 0 0 Edgewise Therapeutics Inc COM 28036F105 14805736 811718 SH DFND 1,2,3,4,5 811718 0 0 Elevation Oncology Inc COM 28623U101 7761767 1513015 SH DFND 1,2,3,4,5 1513015 0 0 Erasca Inc COM 29479A108 9725660 4721194 SH DFND 1,2,3,4,5 4721194 0 0 Fate Therapeutics Inc COM 31189P102 2644683 360311 SH DFND 1,2,3,4,5 360311 0 0 Foghorn Therapeutics Inc. COM 344174107 4836031 720720 SH DFND 1,2,3,4,5 720720 0 0 Generation Bio Co COM 37148K100 11520505 2830591 SH DFND 1,2,3,4,5 2830591 0 0 Geron Corp COM 374163103 4227940 1281194 SH DFND 1,2,3,4,5 1281194 0 0 GlycoMimetics Inc COM 38000Q102 25767192 8589064 SH DFND 1,2,3,4,5 8589064 0 0 Gossamer Bio Inc COM 38341P102 244260 207000 SH Call DFND 1,2,3,4,5 207000 0 0 Gossamer Bio Inc COM 38341P102 15704582 13308968 SH DFND 1,2,3,4,5 13308968 0 0 Gritstone Bio Inc COM 39868T105 2649547 1030952 SH DFND 1,2,3,4,5 1030952 0 0 Hippo Hldgs Inc COM NEW 433539202 438480 24000 SH DFND 1,2,3,4,5 24000 0 0 HOOKIPA Pharma Inc COM 43906K100 4034484 5666410 SH DFND 1,2,3,4,5 5666410 0 0 IGM Biosciences Inc COM 449585108 29726072 3080422 SH DFND 1,2,3,4,5 3080422 0 0 Intapp Inc COM 45827U109 1011850 29500 SH DFND 1,2,3,4,5 29500 0 0 Ironwood Pharmaceuticals Inc COM CL A 46333X108 962734 110532 SH DFND 1,2,3,4 110532 0 0 Janux Therapeutics Inc COM 47103J105 1882500 50000 SH DFND 1,2,3,4,5 50000 0 0 Ke Holdings Inc SPONSORED ADS 482497104 3775750 275000 SH DFND 1,2,3,4,5 275000 0 0 Korro Bio Inc COM 500946108 37730340 419226 SH DFND 1,2,3,4,5 419226 0 0 Kronos Bio Inc COM 50107A104 1095840 842954 SH DFND 1,2,3,4,5 842954 0 0 Kura Oncology Inc COM 50127T109 40951126 1919884 SH DFND 1,2,3,4,5 1919884 0 0 Kymera Therapeutics Inc COM 501575104 121690827 3027135 SH DFND 1,2,3,4,5 3027135 0 0 Kyverna Therapeutics Inc COM 501976104 4968000 200000 SH DFND 1,2,3,4,5 200000 0 0 Lexeo Therapeutics Inc COM 52886X107 12570907 801716 SH DFND 1,2,3,4,5 801716 0 0 Lexicon Pharmaceuticals Inc COM NEW 528872302 8438914 3516214 SH DFND 1,2,3,4,5 3516214 0 0 Lexicon Pharmaceuticals Inc COM NEW 528872302 273688968 114037070 SH DFND 1,2,3,4 114037070 0 0 Madrigal Pharmaceuticals Inc COM 558868105 29509789 110507 SH DFND 1,2,3,4,5 110507 0 0 Merus N V COM N5749R100 20492297 455081 SH DFND 1,2,3,4,5 455081 0 0 Metagenomi Inc COM 59102M104 3165000 300000 SH DFND 1,2,3,4,5 300000 0 0 Microsoft Corp COM 594918104 1051800 2500 SH DFND 1,2,3,4,5 2500 0 0 Mink Therapeutics Inc COM 603693102 1740 1916 SH DFND 1,2,3,4,5 1916 0 0 MongoDB Inc CL A 60937P106 717280 2000 SH DFND 1,2,3,4,5 2000 0 0 Morphic Hldg Inc COM 61775R105 77904218 2213188 SH DFND 1,2,3,4,5 2213188 0 0 Neumora Therapeutics Inc COM 640979100 40205715 2924052 SH DFND 1,2,3,4,5 2924052 0 0 New Oriental Ed & Technology SPONSORED ADR 647581206 1302300 15000 SH DFND 1,2,3,4,5 15000 0 0 NewAmsterdam Pharma Company ORDINARY SHARES N62509109 18920000 800000 SH DFND 1,2,3,4,5 800000 0 0 NVIDIA Corporation COM 67066G104 1716764 1900 SH DFND 1,2,3,4,5 1900 0 0 Omega Therapeutics Inc COM 68217N105 4830885 1323530 SH DFND 1,2,3,4,5 1323530 0 0 Ovid Therapeutics Inc COM 690469101 7625000 2500000 SH DFND 1,2,3,4,5 2500000 0 0 Palo Alto Networks Inc COM 697435105 852390 3000 SH DFND 1,2,3,4,5 3000 0 0 PayPal Hldgs Inc COM 70450Y103 3885420 58000 SH Call DFND 1,2,3,4,5 58000 0 0 PayPal Hldgs Inc COM 70450Y103 669900 10000 SH DFND 1,2,3,4,5 10000 0 0 PDD Holdings Inc SPONSORED ADS 722304102 6568125 56500 SH DFND 1,2,3,4,5 56500 0 0 Pegasystems Inc COM 705573103 743360 11500 SH DFND 1,2,3,4,5 11500 0 0 PepGen Inc COM 713317105 2940000 200000 SH DFND 1,2,3,4,5 200000 0 0 Procore Technologies Inc COM 74275K108 780615 9500 SH DFND 1,2,3,4,5 9500 0 0 Prothena Corp PLC SHS G72800108 24803687 1001360 SH DFND 1,2,3,4,5 1001360 0 0 Regenxbio Inc COM 75901B107 5267500 250000 SH DFND 1,2,3,4,5 250000 0 0 Repare Therapeutics Inc COM 760273102 3297000 700000 SH DFND 1,2,3,4,5 700000 0 0 Revolution Medicines Inc COM 76155X100 42500057 1318649 SH DFND 1,2,3,4,5 1318649 0 0 Sagimet Biosciences Inc COM SER A 786700104 3928259 724771 SH DFND 1,2,3,4,5 724771 0 0 Scholar Rock Hldg Corp COM 80706P103 199967619 11259438 SH DFND 1,2,3,4,5 11259438 0 0 Sea Ltd SPONSORED ADS 81141R100 12756125 237500 SH DFND 1,2,3,4,5 237500 0 0 Seer Inc COM CL A 81578P106 9025000 4750000 SH DFND 1,2,3,4,5 4750000 0 0 Silence Therapeutics PLC ADS 82686Q101 60039770 2779619 SH DFND 1,2,3,4,5 2779619 0 0 Snowflake Inc CL A 833445109 1050400 6500 SH DFND 1,2,3,4,5 6500 0 0 Solid Biosciences Inc COM NEW 83422E204 33300000 2500000 SH DFND 1,2,3,4,5 2500000 0 0 Spdr Ser Tr S&P BIOTECH 78464A870 23722500 250000 SH Call DFND 1,2,3,4,5 250000 0 0 SpringWorks Therapeutics Inc COM 85205L107 69663429 1415348 SH DFND 1,2,3,4,5 1415348 0 0 Stoke Therapeutics Inc COM 86150R107 4050000 300000 SH DFND 1,2,3,4,5 300000 0 0 Structure Therapeutics Inc SPONSORED ADS 86366E106 6505291 151780 SH DFND 1,2,3,4,5 151780 0 0 Syros Pharmaceuticals Inc COM NEW 87184Q206 13401820 2505013 SH DFND 1,2,3,4,5 2505013 0 0 Taiwan Semiconductor Mfg Ltd SPONSORED ADS 874039100 4353600 32000 SH DFND 1,2,3,4,5 32000 0 0 Tango Therapeutics Inc COM 87583X109 17427038 2194841 SH DFND 1,2,3,4,5 2194841 0 0 Taysha Gene Therapies Inc COM SHS 877619106 10583263 3687548 SH DFND 1,2,3,4,5 3687548 0 0 Tesla Inc COM 88160R101 351580 2000 SH DFND 1,2,3,4,5 2000 0 0 Tourmaline Bio Inc COM 89157D105 7201958 314496 SH DFND 1,2,3,4,5 314496 0 0 Ultragenyx Pharmaceutical Inc COM 90400D108 8307645 177932 SH DFND 1,2,3,4,5 177932 0 0 Vera Therapeutics Inc CL A 92337R101 21819539 506019 SH DFND 1,2,3,4,5 506019 0 0 Vigil Neuroscience Inc COM 92673K108 6176161 1811191 SH DFND 1,2,3,4,5 1811191 0 0 Viking Therapeutics Inc COM 92686J106 20816766 253863 SH DFND 1,2,3,4,5 253863 0 0 Visa Inc COM CL A 92826C839 697700 2500 SH DFND 1,2,3,4,5 2500 0 0 Vor Biopharma Inc COM 929033108 2370000 1000000 SH DFND 1,2,3,4,5 1000000 0 0 WAVE Life Sciences Ltd SHS Y95308105 24997138 4051400 SH DFND 1,2,3,4,5 4051400 0 0 Xenon Pharmaceuticals Inc COM 98420N105 10908310 253387 SH DFND 1,2,3,4,5 253387 0 0