Authorized Person

0001053906-24-000003.txt : 20240209 0001053906-24-000003.hdr.sgml : 20240209 20240209105455 ACCESSION NUMBER: 0001053906-24-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240209 DATE AS OF CHANGE: 20240209 EFFECTIVENESS DATE: 20240209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15027 FILM NUMBER: 24612923 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER COMPANY: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001053906 XXXXXXXX 12-31-2023 12-31-2023 false Artal Group S.A.

VALLEY PARK 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661

13F HOLDINGS REPORT 028-15027 Y The Reporting Manager does not have formal investment discretion with respect to all of the securities in the indicated rows in the Form 13F Information Table, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include the managers identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Manager and related entities. Anne Goffard Authorized Person 352224259-1 /s/ Anne Goffard Luxembourg N4 02-09-2024 5 98 3008088 1 0001460840 028-15028 Stichting Administratiekantoor Westend 2 0001283968 028-15029 Westend S.A. 3 0001522131 028-15031 Artal International Management S.A. 4 0001218180 028-15033 Artal International S.C.A. 5 0001340096 028-11522 Invus Public Equities Advisors, LLC INFORMATION TABLE 2 infotable.xml 23ANDME HOLDING CO CLASS A COM 90138Q108 604 661009 SH DFND 1,2,3,4,5 661009 0 0 ACELYRIN INC COM 00445A100 22648 3035888 SH DFND 1,2,3,4,5 3035888 0 0 ACHILLES THERAPEUTICS PLC SPONSORED ADS 00449L102 2005 2255375 SH DFND 1,2,3,4,5 2255375 0 0 ADAGENE INC ADS 005329107 1931 1000000 SH DFND 1,2,3,4,5 1000000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 369 2500 SH DFND 1,2,3,4,5 2500 0 0 AGENUS INC COM NEW 00847G705 12941 15631235 SH DFND 1,2,3,4,5 15631235 0 0 ALLOVIR INC COM 019818103 4485 6597167 SH DFND 1,2,3,4,5 6597167 0 0 ALPHABET INC CAP STK CL A 02079K305 1090 7800 SH DFND 1,2,3,4,5 7800 0 0 ALPINE IMMUNE SCIENCES INC COM 02083G100 967 50759 SH DFND 1,2,3,4,5 50759 0 0 AMAZON COM INC COM 023135106 1823 12000 SH DFND 1,2,3,4,5 12000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 28754 2026364 SH DFND 1,2,3,4,5 2026364 0 0 AMICUS THERAPEUTICS INC COM 03152W109 35475 2500000 SH Call DFND 1,2,3,4,5 2500000 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 85082 1421346 SH DFND 1,2,3,4,5 1421346 0 0 ARGENX SE SPONSORED ADR 04016X101 44277 116388 SH DFND 1,2,3,4,5 116388 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 31465 1028255 SH DFND 1,2,3,4,5 1028255 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 6120 200000 SH Call DFND 1,2,3,4,5 200000 0 0 BEIGENE LTD SPONSORED ADR 07725L102 72952 404480 SH DFND 1,2,3,4,5 404480 0 0 BLACK DIAMOND THERAPEUTICS I COM 09203E105 5751 2046517 SH DFND 1,2,3,4,5 2046517 0 0 CARIBOU BIOSCIENCES INC COM 142038108 604 105347 SH DFND 1,2,3,4,5 105347 0 0 CARTESIAN THERAPEUTICS INC COM 816212104 6299 9136635 SH DFND 1,2,3,4,5 9136635 0 0 CAVA GROUP INC COM 148929102 1375703 32007990 SH DFND 1,2,3,4 32007990 0 0 CENTESSA PHARMACEUTICALS PLC SPONSORED ADS 152309100 8060 1012500 SH DFND 1,2,3,4,5 1012500 0 0 CEREVEL THERAPEUTICS HLDNG I COM 15678U128 214 5041 SH DFND 1,2,3,4,5 5041 0 0 CLEARWATER ANALYTICS HLDGS I CL A 185123106 401 20000 SH DFND 1,2,3,4,5 20000 0 0 CONFLUENT INC CLASS A COM 20717M103 445 19000 SH DFND 1,2,3,4,5 19000 0 0 CURIS INC COM 231269309 1339 105000 SH DFND 1,2,3,4,5 105000 0 0 CYCLERION THERAPEUTICS INC COM 23255M204 464 138403 SH DFND 1,2,3,4,5 138403 0 0 CYCLERION THERAPEUTICS INC COM 23255M204 2 552 SH DFND 1,2,3,4 552 0 0 CYMABAY THERAPEUTICS INC COM 23257D103 7171 303600 SH DFND 1,2,3,4,5 303600 0 0 CYTOKINETICS INC COM NEW 23282W605 101381 1214284 SH DFND 1,2,3,4,5 1214284 0 0 DATADOG INC CL A COM 23804L103 910 7500 SH DFND 1,2,3,4,5 7500 0 0 DENALI THERAPEUTICS INC COM 24823R105 17230 802899 SH DFND 1,2,3,4,5 802899 0 0 DLOCAL LTD CLASS A COM G29018101 354 20000 SH DFND 1,2,3,4,5 20000 0 0 DYNE THERAPEUTICS INC COM 26818M108 16199 1217960 SH DFND 1,2,3,4,5 1217960 0 0 ELI LILLY & CO COM 532457108 583 1000 SH DFND 1,2,3,4,5 1000 0 0 ERASCA INC COM 29479A108 10056 4721194 SH DFND 1,2,3,4,5 4721194 0 0 FOGHORN THERAPEUTICS INC COM 344174107 4649 720720 SH DFND 1,2,3,4,5 720720 0 0 FUSION PHARMACEUTICALS INC COM 36118A100 9663 1005500 SH DFND 1,2,3,4,5 1005500 0 0 GENERATION BIO CO COM 37148K100 4643 2814191 SH DFND 1,2,3,4,5 2814191 0 0 GLYCOMIMETICS INC COM 38000Q102 20270 8589064 SH DFND 1,2,3,4,5 8589064 0 0 GOSSAMER BIO INC COM 38341P102 11004 12058968 SH DFND 1,2,3,4,5 12058968 0 0 GOSSAMER BIO INC COM 38341P102 189 207000 SH Call DFND 1,2,3,4,5 207000 0 0 HARPOON THERAPEUTICS INC COM NEW 41358P205 14828 1304127 SH DFND 1,2,3,4,5 1304127 0 0 HIPPO HLDGS INC COM NEW 433539202 219 24000 SH DFND 1,2,3,4,5 24000 0 0 HOOKIPA PHARMA INC COM 43906K100 4590 5666410 SH DFND 1,2,3,4,5 5666410 0 0 IGM BIOSCIENCES INC COM 449585108 25765 3100422 SH DFND 1,2,3,4,5 4787922 0 0 IKENA ONCOLOGY INC COM 45175G108 1969 999513 SH DFND 1,2,3,4,5 999513 0 0 INTAPP INC COM 45827U109 665 17500 SH DFND 1,2,3,4,5 17500 0 0 ITEOS THERAPEUTICS INC COM 46565G104 4380 400000 SH DFND 1,2,3,4,5 400000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1264 110532 SH DFND 1,2,3,4 110532 0 0 KANZHUN LIMITED SPONSORED ADS 48553T106 1661 100000 SH DFND 1,2,3,4,5 100000 0 0 KE HLDGS INC SPONSORED ADS 482497104 4053 250000 SH DFND 1,2,3,4,5 250000 0 0 KORRO BIO INC COM 500946108 20064 418605 SH DFND 1,2,3,4,5 418605 0 0 KRONOS BIO INC COM 50107A104 1054 842954 SH DFND 1,2,3,4,5 842954 0 0 KURA ONCOLOGY INC COM 50127T109 25425 1768056 SH DFND 1,2,3,4,5 1768056 0 0 KYMERA THERAPEUTICS INC COM 501575104 64433 2530735 SH DFND 1,2,3,4,5 2530735 0 0 LEXEO THERAPEUTICS INC COM 52886X107 8098 603435 SH DFND 1,2,3,4,5 603435 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 5380 3516214 SH DFND 1,2,3,4,5 3516214 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 174477 114037070 SH DFND 1,2,3,4 114037070 0 0 MICROSOFT CORP COM 594918104 940 2500 SH DFND 1,2,3,4,5 2500 0 0 MINK THERAPEUTICS INC COM 603693102 2 1916 SH DFND 1,2,3,4,5 1916 0 0 MIRATI THERAPEUTICS INC COM 60468T105 29375 500000 SH Call DFND 1,2,3,4,5 500000 0 0 MONGODB INC CL A 60937P106 409 1000 SH DFND 1,2,3,4,5 1000 0 0 MORPHIC HLDG INC COM 61775R105 61751 2138188 SH DFND 1,2,3,4,5 2138188 0 0 NATERA INC COM 632307104 12528 200000 SH DFND 1,2,3,4,5 200000 0 0 NEUMORA THERAPEUTICS INC COM 640979100 43524 2552702 SH DFND 1,2,3,4,5 2552702 0 0 OMEGA THERAPEUTICS INC COM 68217N105 3984 1323530 SH DFND 1,2,3,4,5 1323530 0 0 OVID THERAPEUTICS INC COM 690469101 8050 2500000 SH DFND 1,2,3,4,5 2500000 0 0 PAYPAL HLDGS INC COM 70450Y103 307 5000 SH DFND 1,2,3,4,5 5000 0 0 PAYPAL HLDGS INC COM 70450Y103 3562 58000 SH Call DFND 1,2,3,4,5 58000 0 0 PDD HOLDINGS INC SPONSORED ADS 722304102 4755 32500 SH DFND 1,2,3,4,5 32500 0 0 PEGASYSTEMS INC COM 705573103 562 11500 SH DFND 1,2,3,4,5 11500 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 658 9500 SH DFND 1,2,3,4,5 9500 0 0 PROTHENA CORP PLC SHS G72800108 18219 501360 SH DFND 1,2,3,4,5 501360 0 0 REMITLY GLOBAL INC COM 75960P104 486 25000 SH DFND 1,2,3,4,5 25000 0 0 REPARE THERAPEUTICS INC COM 760273102 5110 700000 SH DFND 1,2,3,4,5 700000 0 0 REPLIMUNE GROUP INC COM 76029N106 4215 500000 SH DFND 1,2,3,4,5 500000 0 0 REVOLUTION MEDICINES INC COM 76155X100 48640 1695949 SH DFND 1,2,3,4,5 1695949 0 0 ROIVANT SCIENCES LTD SHS G76279101 11230 1000000 SH DFND 1,2,3,4,5 1000000 0 0 SAGIMET BIOSCIENCES INC COM SER A 786700104 5012 924771 SH DFND 1,2,3,4,5 924771 0 0 SCHOLAR ROCK HLDG CORP COM 80706P103 211677 11259438 SH DFND 1,2,3,4,5 11259438 0 0 SCHRODINGER INC COM 80810D103 10740 300000 SH DFND 1,2,3,4,5 300000 0 0 SEA LTD SPONSORED ADS 81141R100 15066 372000 SH DFND 1,2,3,4,5 372000 0 0 SEER INC COM CL A 81578P106 9215 4750000 SH DFND 1,2,3,4,5 4750000 0 0 SENTI BIOSCIENCES INC COM 81726A100 37 55555 SH DFND 1,2,3,4,5 55555 0 0 SILENCE THERAPEUTICS PLC ADS 82686Q101 52110 3000000 SH DFND 1,2,3,4,5 3000000 0 0 SOLID BIOSCIENCES INC COM NEW 83422E204 5583 909219 SH DFND 1,2,3,4,5 909219 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 58960 1615348 SH DFND 1,2,3,4,5 1615348 0 0 STRUCTURE THERAPEUTICS INC SPONSORED ADS 86366E106 3530 86600 SH DFND 1,2,3,4,5 86600 0 0 SYROS PHARMACEUTICALS INC COM NEW 87184Q206 19514 2505013 SH DFND 1,2,3,4,5 2505013 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 7072 67999 SH DFND 1,2,3,4,5 67999 0 0 TAYSHA GENE THERAPIES INC COM SHS 877619106 6484 3663104 SH DFND 1,2,3,4,5 3663104 0 0 TOURMALINE BIO INC COM 89157D105 2394 91426 SH DFND 1,2,3,4,5 91426 0 0 VIGIL NEUROSCIENCE INC COM 92673K108 6122 1811191 SH DFND 1,2,3,4,5 1811191 0 0 VISA INC COM CL A 92826C839 651 2500 SH DFND 1,2,3,4,5 2500 0 0 VOR BIOPHARMA INC COM 929033108 5282 2347424 SH DFND 1,2,3,4,5 2347424 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 15187 3007400 SH DFND 1,2,3,4,5 3007400 0 0 XILIO THERAPEUTICS INC COM 98422T100 248 450000 SH DFND 1,2,3,4,5 450000 0 0